一籃子貨幣 basket of currencies; currency basket
一籃子備兌證 basket warrant
一籃子權(quán)證 basket warrant
九龍證券交易所 The Kowloon Stock Exchange
二手市場 used market
二級市場 secondary market; after market / aftermarket
「二項式」期權(quán)定價模式 binomial option pricing model
「二態(tài)」期權(quán)模式 "two-state" option valuation model
二線股 second liner; second line stock
二類股票(臺灣) TIGER Board(Taiwan)
人均國內(nèi)生產(chǎn)總值 per capita gross domestic product
人均國民生產(chǎn)總值 per capita gross national product
入市指令 order instruction
入市價 entry price
《十載挑戰(zhàn)與發(fā)展》(刊物) A Decade of Challenge & Development(publication)
三角債 triangular debt
三個月拆息利率期貨 Serial Month Hibor Futures
三線股 third liner
上下限協(xié)議 ceiling-floor agreement
上市 listing; flotation
上市(復(fù)核)委員會 Listing (Review) Committee
上市上訴委員會 Listing Appeals Committee
《上市公司董事指引》 Guide for Directors of Listed Companies
《上市公司董事進行證券交易的標(biāo)準(zhǔn)守則》 Model Code for Securities Transactions by Directors of Listed Issuers
上市公司資料庫 Primary Market Database
上市事宜諒解備忘錄補篇(附件一) First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters
上市事宜諒解備忘錄補篇(重訂版) Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters
上市協(xié)議 Listing Agreement
上市委員會 Listing Committee
上市法團 listed corporation
一級市場 primary market
一致行動 acting in concert
一般性授權(quán) general mandate
一般諮詢及支援工作小組 General Advisory and Support Working Team
一般豁免 general waiver; blanket waiver
一般權(quán)證 plain vanilla warrant
一線多機 multiple-workstations
一籃子指數(shù)買賣盤 index basket order
上市后的收購活動 post-listing acquisition
上市規(guī)則 listing rules
上市開放式基金 listed open-end fund (LOF)
上市發(fā)行人 listed issuer
上市證券 listed securities
上市證券變動之月報 Monthly Return on Movement of Listed Securities
上海市期貨同業(yè)公會 Shanghai Municipal Futures Industry Association
上海聯(lián)合產(chǎn)權(quán)交易所 Shanghai United Assets and Equity Exchange
上海證券中央登記結(jié)算公司 Shanghai Securities Central Clearing and Registration Corporation
上海證券交易所 Shanghai Stock Exchange
上訴委員會(證監(jiān)會) Appeals Panel (SFC)
下一交收日到期/逾期數(shù)額報告(中央結(jié)算系統(tǒng))
Next Settlement Day Due / Overdue Position Report(CCASS)
下載 download
口頭競價 / 口頭唱價*(= 公開喊價) auction(= open outcry)
大手交易 block trade
大手交易機制；大手交易設(shè)施 Block Trade Facility; Block Trading Facility (BTF)
大利市 Teletext
大利市版頁 Teletext page
大利市資訊服務(wù) Teletext Information Service
大利市網(wǎng)絡(luò)供應(yīng)商費用 Teletext carrier charge
大利市影像廣播服務(wù) Teletext video broadcast service
大批登記服務(wù) bulk registration service
大宗交易* block trade
大股東 substantial shareholder; major shareholder
大型股 large cap stock
大量戶口轉(zhuǎn)移指示 Mass Account Transfer Instruction (Mass ATI)
大量開盤 mass quote
大額未平倉合約 large open position
大額股票(中央結(jié)算系統(tǒng)) jumbo certificate(CCASS)
大額持倉匯報協(xié)議 Large Exposure Report Agreement
大額買賣盤 block order
小型恒生指數(shù)期貨合約 Mini-HSI Futures
小型恒生指數(shù)期權(quán)合約 Mini-HSI Options
已交收數(shù)額報告(中央結(jié)算系統(tǒng)) Settled Position Report(CCASS)
已停業(yè)公司 dormant company
已終止經(jīng)營之業(yè)務(wù) discontinued operations
已發(fā)行股份/股本/股票 issued shares; outstanding stock
「已劃分的買賣」制度(中央結(jié)算系統(tǒng)) isolated trades system(CCASS)
「不公平損害」補救 "unfair prejudice" remedy
不公平競爭 uneven playing field(cf level playing field)
不可抗力 force majeure
不定額供款 variable contribution
不活躍公司 dormant company
不派息歐式認(rèn)沽期權(quán) non-dividend paying European put option
不派息歐式認(rèn)購期權(quán) non-dividend paying European call option
不限量發(fā)行 tap issue
不記名式國庫券(中國內(nèi)地) Bearer Treasury(Mainland China)
不記名證券 bearer securities
不停電電源裝置；不間斷電源裝置 uninterrupted power supply (ups)
不動盤 inactive order
不當(dāng)行為 misconduct
中小企業(yè)板塊(深圳證券交易所) SME Board(Shenzhen Stock Exchange)
中介人財務(wù)規(guī)管制度工作小組 Working Group on Review of Financial Regulatory Framework fro Intermediaries
中介控股公司 intermediate holding company
中介現(xiàn)象 intermediation
中介機構(gòu)/團體 intermediary
中午資料傳送服務(wù) Mid-day Data File Transfer Service
中文資訊系統(tǒng) Chinese News System
中外合資企業(yè) Sino-foreign equity joint venture
中央代理人 central nominee
中央交易紀(jì)錄 central transaction log
中央存管處 central depository
中央股份借貸系統(tǒng) centralised borrowing and lending system
中央國債登記結(jié)算有限責(zé)任公司 (中央國債登記結(jié)算公司) China Government Securities Depository Trust & Clearing Co. Ltd. (CDC)
中央控制工作站 controller workstation
中央結(jié)算及交收系統(tǒng) (中央結(jié)算系統(tǒng)) Central Clearing and Settlement System (CCASS)
《中央結(jié)算系統(tǒng)一般規(guī)則》 General Rules of CCASS
中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng) CCASS Internet System
中央結(jié)算系統(tǒng)保證基金 CCASS Guarantee Fund
中央結(jié)算系統(tǒng)強制證券借貸服務(wù) Compulsory Stock Borrowing and Lending Service in CCASS
中央結(jié)算系統(tǒng)參與者及指定銀行名錄 CCASS Participant & Designated Bank List
中央結(jié)算系統(tǒng)參與者保薦戶口 CCASS Participant Sponsored Account
中央結(jié)算系統(tǒng)登記冊 CCASS Register
《中央結(jié)算系統(tǒng)運作程序規(guī)則》 CCASS Operational Procedures
中央結(jié)算系統(tǒng)證券存管處 CCASS Depository
中央結(jié)算對手 central counterparty (CCP)
中央買賣盤紀(jì)錄 central order book
中央證券交收系統(tǒng)(歐洲) Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe)
中央證券存管處國際會議 Conference of Central Securities Depositories (CCSD)
中位價期權(quán) middle-priced option
中型股 mid-cap stock
中國人民銀行 People's Bank of China (PBOC)
中國內(nèi)地發(fā)行人 PRC issuer
《中國公司在香港上市指南》(刊物) Listing Chinese Companies in Hong Kong(publication)
中國存托憑證* China depository receipt (CDR)
中國投資發(fā)展促進會 China Association for the Promotion of Investment (CAPI)
中國保險監(jiān)督管理委員會（中國保監(jiān)會） China Insurance Regulatory Commission (CIRC)
中國國際經(jīng)濟貿(mào)易仲裁委員會 China International Economic and Trade Arbitration Commission
中國注冊會計師協(xié)會 Chinese Institute of Certified Public Accountants (CICPA)
中國會計學(xué)會 Accounting Society of China (ASC)
中國證券市場網(wǎng)頁 China Stock Markets Web
中國預(yù)托證券 China depository receipt (CDR)
中國銀行業(yè)監(jiān)督管理委員會（中國銀監(jiān)會） China Banking Regulatory Commission (CBRC)
中國證券登記結(jié)算有限責(zé)任公司（中國結(jié)算公司） China Securities Depository & Clearing Corporation Limited (CSDCC)
中國證券業(yè)協(xié)會 The Securities Association of China (SAC)
中國證券業(yè)協(xié)會基金公會 The Chinese Association of Securities Investment Funds(CASIF)
中國證券業(yè)協(xié)會證券分析師專業(yè)委員會 Securities Analysts Association of China (SAAC)
中國證券監(jiān)督管理委員會（中國證監(jiān)會） China Securities Regulatory Commission (CSRC)
《中國證券監(jiān)督管理委員會公告》 China Securities Regulatory Commission Official Bulletin (publication)
中期報告 interim report
中華民國證券柜臺買賣中心 GreTai Securities Market (GTSM)
中間行使價 middle exercise price
互?；?nbsp; Fidelity Fund
互動語音電話系統(tǒng) Interactive Voice Response System (IVRS)
互惠基金 mutual fund
互聯(lián)網(wǎng) Internet
介紹形式上市 listing by introduction
介紹代理人 introducing agent
內(nèi)在值 intrinsic value
《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement
《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 -
與證券及期貨人員資格有關(guān)的安排》 Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
內(nèi)部核數(shù)師 internal auditor
內(nèi)部監(jiān)控 internal control
《內(nèi)部監(jiān)控規(guī)例》 Internal Control Regulations
內(nèi)部稽核 internal audit
內(nèi)部儲備 inner reserve
內(nèi)部譴責(zé) internal censure
內(nèi)資股(中國內(nèi)地) domestic share(Mainland China)
內(nèi)幕交易 insider dealing
內(nèi)幕交易者 insider dealer
內(nèi)幕交易審裁處 Insider Dealing Tribunal
內(nèi)聯(lián)網(wǎng) intranet
《公司(上市公司的財務(wù)摘要報告)規(guī)例》 Companies (Summary Financial Reports of Listed Companies) Regulation
公司戶口 house account; principal account
公司交易板(英國) Company Bulletin Board(UK)
公司交易所參與者 Corporate Exchange Participant
《公司收購及合并守則》 Code on Takeovers and Mergers
公司投資者戶口 Corporate Investor Account
公司治理* corporate governance
公司法改革常務(wù)委員會 Standing Committee on Company Law Reform
公司倉 house position; firm position
公司專用戶口 proprietary account
公司通訊 corporate communication
公司通訊工作小組 Working Group on Corporate Communications
公司注冊處 Companies Registry
公司注冊處處長 Registrar of Companies
公司注冊證書 certificate of incorporation
公司董事學(xué)會(英國) Institute of Directors (IoD)(UK)
公司盤 firm order
《公司購回本身股份守則》 Code on Share Repurchases
公布系統(tǒng) public address system
公平市值 fair market value
公平競爭 level playing field(cf uneven playing field)
公正交易 arm' s length transaction
公告板 bulletin board
公眾利益 public interest
公眾利益董事 Public Interest Director
公眾持股市值 public float capitalisation
公眾持股量 public float; free float
公開叫價交易 open outcry trading
公開市場活動 open market operations
公開作價 call-over
公開招股 offer to the public
公開售股 open offer
公開密碼匙基礎(chǔ)建設(shè) Public Key Infrastructure (PKI)
公開喊價/叫價(= 口頭競價) open outcry(= auction)
公開發(fā)售 offer for sale; open offer
公開認(rèn)購 offer for subscription
公開譴責(zé) public censure
公開權(quán)益 disclosure of interests
《公認(rèn)會計原則》 Generally Accepted Accounting Principles(GAAP)
公積金計劃 Provident Fund Scheme
分包銷商 sub-underwriter
分列登記冊 Split Register
分行證明書 branch certificate
分拆 / 分拆上市 spin-off
分派 distribution
分銷 distribution
分類指數(shù) sub-index
分類賬 sub-ledger
午市 afternoon session
反向可轉(zhuǎn)換產(chǎn)品 reverse convertibles
反收購 reverse takeover
反收購文件 defence document
反通貨膨脹 disinflation
反駁交易 rejected sales
反彈 rally
反饋測試模式 beta test mode
太平洋區(qū)資本市場研究中心 Pacific-Basin Capital Markets Research Center
太平洋經(jīng)濟合作會議 Pacific Economic Cooperation Council (PECC)
太平洋證券交易所 Pacific Stock Exchange (PSE)
少數(shù)股東 minority shareholder
少數(shù)股東權(quán)益 minority interest
巴塞爾協(xié)定 Basel Concordat
巴塞爾協(xié)議 Basel Agreement
巴塞爾銀行監(jiān)管委員會(巴塞爾委員會) Basel Committee on Banking Supervision (Basel Committee)
引伸波幅 implied volatility
戶口結(jié)單 statement of account
戶口結(jié)余月結(jié)單(中央結(jié)算系統(tǒng)) Monthly Balance Statement(CCASS)
戶口轉(zhuǎn)移指示 Account Transfer Instruction (ATI)
戶口轉(zhuǎn)移指示整批檔案傳送 ATI Batch File Transfer
手 board lot; round lot
支付系統(tǒng)小組委員會(金管局) Committee of Payment System(HKMA)
文件風(fēng)險 documentation risk
日本中央銀行 Bank of Japan
日本公社債研究所 Japan Bond Research Institute (JBRI)
日經(jīng)平均指數(shù) Nikkei Stock Average
日轉(zhuǎn)期匯 Rolling Forex
欠款 arrears
止蝕限價盤 stop limit order
止蝕盤 stop order; stop-loss order
牛市 bull market
主承銷商* lead underwriter
主板 main board
主要主管(創(chuàng)業(yè)板) principal supervisor(GEM)
主要交易 major transaction
主要股東 major shareholder; substantial shareholder
主要保薦人 primary sponsor
主要經(jīng)辦人 lead manager
主要經(jīng)濟指標(biāo) leading economic indicator
主權(quán)風(fēng)險 sovereign risk
世界銀行 World Bank
仔細(xì)審查/審核 due diligence
付運中貨品 goods-in-transit
代收股息/債券利息服務(wù)費 dividend and debt securities interest collection service fee
代履行權(quán)責(zé)服務(wù)費 corporate actions service fee
代客買賣 agency trade
代客買賣戶口 agency account
代表委任表格 proxy form
代理人 agent
代理人戶口 nominee account
代理戶口 agency account
代價 consideration
代價股份 consideration share
代價發(fā)行 consideration issue
代辦股份轉(zhuǎn)讓系統(tǒng)(中國內(nèi)地) Agency Share Transfer System (Mainland China)
以（馬克）計值 / 為計價貨幣 / 為單位 denominated in (DM)
以先舊后新方式配售 placing and top-up; top up placing
以披露為本 disclosure-based
以物易物的虛晃交易 banner barter transaction
以股代息 dividend in specie; scrip dividend
以股換股 share exchange
以信息披露為重 disclosure-based
以按金形式繳付的期權(quán)金 margined premium
以現(xiàn)金折算的息股證 cash settled ELI
以責(zé)務(wù)變更的方式進行凈額結(jié)算 netting by novation
以最佳價格 / 條件執(zhí)行交易的原則 principle of best execution
以報價 / 開盤帶動 quote-driven
以買賣盤帶動 order-driven
以監(jiān)管機構(gòu)評審為本 merit-based
出市代表 / 出市員 floor trader; authorised clerk
加權(quán)指數(shù) Weighted Index(Taiwan Stock Exchange)
加速折舊 accelerated depreciation
包銷 underwrite
包銷承擔(dān)凈值 net underwriting commitment
包銷商 underwriter
包銷銀團 underwriting syndicate
北京產(chǎn)權(quán)交易所 China Beijing Equity Exchange
另項投資市場(英國) Alternative Investment Market (AIM)(UK)
另選登記服務(wù) optional registration service
另類投資 alternative investment
「只限長倉」期權(quán)經(jīng)紀(jì) Long Only Brokers for Options (LOBO)
可分派溢利 distributable profit
可用年限 useful life
可行性研究 feasibility study
可轉(zhuǎn)換/可換股可贖回票據(jù) convertible redeemable note
可轉(zhuǎn)換/可換股票據(jù) convertible note
可轉(zhuǎn)換/可換股債券 convertible bond
可轉(zhuǎn)換/可換股證券 convertible securities
可轉(zhuǎn)讓票據(jù) negotiable instrument
可贖回股份 redeemable share
臺灣創(chuàng)新成長企業(yè)類股 Taiwan Innovative Growing Entrepreneurs (TIGER)
臺灣期貨交易所 Taiwan Futures Exchange (TAIFEX)
臺灣證券交易所 Taiwan Stock Exchange Corporation
臺灣證券集中保管公司 Taiwan Securities Central Depository Company Limited
外部核數(shù)師 external auditor
外圍市場 fringe market
外債 sovereign debt
外匯風(fēng)險 foreign exchange exposure
外匯基金投資有限公司 Exchange Fund Investment Limited (EFIL)
《外匯基金條例》 Exchange Fund Ordinance
外匯基金票據(jù) Exchange Fund Bill
外匯基金債券 Exchange Fund Note (EFN)
外匯掉期 forex swap
外匯期權(quán) forex option
外匯管制 exchange control
外聘核數(shù)師 external auditor
外資股(中國內(nèi)地) foreign share(Mainland China)
外幣折算風(fēng)險 currency translation exposure
失責(zé) default
失責(zé)人士 defaulter
失責(zé)追收供款 default recovery contribution
失實陳述 misrepresentation
《失實陳述條例》 Misrepresentation Ordinance
失職行為 misconduct
市盈率 price/earnings ratio (P/E)
市值 market value; capitalisation
市值租金 market rental
市場失當(dāng)行為審裁處 Market Misconduct Tribunal
市場占有率 market share
市場定價 price discovery
市場波幅 market volatility
市場架構(gòu)改革統(tǒng)籌委員會 Co-ordinating Committee on Market Structure Reform
市場風(fēng)險 market risk
市場氣氛 market sentiment
市場參與者 market participant
市場從業(yè)員 market practitioner
市場敏感資料 market-sensitive information
市場深度 market depth
《市場統(tǒng)計月報》 Monthly Market Statistics
市場價格厘定 price discovery
市場數(shù)據(jù)傳送專線 Market Datafeed
市場操縱；市場操縱行為 market manipulation
市場總值 market capitalisation
市場闊度 breadth of the market
市價計值按金 mark-to-market margin
市價盤 market order
市價總值 market capitalisation
平均每日成交額 average daily turnover
平均價盤 average value order
平倉 close out; cover; position squaring
平倉交易 closing transaction
平倉合約 closing contract
平倉價 exit price
平買入倉(期權(quán)) closing buy(options)
平價(期權(quán)) parity(options)
平價期權(quán) at-the-money option
平賣出倉(期權(quán)) closing sale(options)
平衡項目 balancing item
平衡價格 equilibrium price
平衡價值 parity value
扒頭交易 front running; trading ahead
打和點 breakeven point
未分派溢利/利潤 undistributed profits
未分配溢利/利潤 unappropriated profits
未平倉合約 open contract; open position; open interest
未完成買賣盤 outstanding order
未能履行責(zé)任 default
未償或然負(fù)債 outstanding contingent liabilities
未償還借款 outstanding loan
未繳足股份 partly-paid share
未繳股款股權(quán) nil-paid rights
未繳款供股權(quán) nil-paid rights
本地生產(chǎn)總值 gross domestic product (GDP)
《本地注冊認(rèn)可機構(gòu)的企業(yè)管治指引》(金管局) Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA)
《本地注冊認(rèn)可機構(gòu)披露財務(wù)資料》(金管局) Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA)
正股 underlying stock
正常買賣盤差額 normal order imbalance
正常運行比率 uptime
母公司 parent company; holding company
永久債券 perpetual bond
用戶代號 User ID
用戶接納測試 / 用戶接收測試 user acceptance test (UAT)
用戶終端設(shè)施 user access
「用者自付」原則 "user pay" principle
申報期 reporting period
申報會計師 reporting accountant
立約成價 contracted price
交叉買賣 / 交叉盤買賣 crossed trade; cross trade; crossing
交叉盤系統(tǒng) crossing system
交付 delivery
交收上限 settlement cap
交收日 settlement date
交收指示 settlement instruction (SI)
「交收指示」交易 settlement instruction transaction
交收指示狀況報告(中央結(jié)算系統(tǒng)) SI Status Report(CCASS)
交收指示的交易 SI transaction
交收指示活動報告(中央結(jié)算系統(tǒng)) SI Activity Report(CCASS)
交收指示整批傳送(中央結(jié)算系統(tǒng)) Settlement Instruction Batch Upload(CCASS)
交收風(fēng)險 settlement risk
交收報告(中央結(jié)算系統(tǒng)) Settlement Report(CCASS)
交收期 settlement period
交收銀行 settlement bank
交收積壓 settlement backlog
交投呆滯 slow trading
交投活躍 active market
交投淡靜 quiet trading
交投疏落 light trading
交投暢旺 heavy trading
交易大堂 trading floor; trading hall
交易工作站 trading workstation
交易及交收委員會 Trading and Settlement Committee
交易及結(jié)算綜合系統(tǒng) integrated trading and clearing system
交易日 trading day
交易日表 trading calendar
交易市場 secondary market
交易系統(tǒng)使用費(現(xiàn)貨市場) trading tariff(cash market)
《交易所（特別征費）條例》 Exchanges (Special Levy) Ordinance
《交易所及結(jié)算所（合并）條例》 Exchanges and Clearing Houses (Merger)Ordinance
交易所另項交易系統(tǒng)(英國) Stock Exchange Alternative Trading System (SEATS)(UK)
交易所自動報價系統(tǒng)(英國) Stock Exchange Automated Quotations System (SEAQ)(UK)
交易所參與者 Exchange Participant
《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》 List of Exchange Participants & Holders of Stock Exchange Trading Rights
《交易所參與者市場占有率報告》 Exchange Participants' Market Shares Report
交易所參與者證明書 Exchange Participant Certificate
交易所國際自動報價系統(tǒng)(英國) Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK)
《交易所規(guī)則》 Rules of the Exchange
交易所買賣之期權(quán) exchange traded option
交易所買賣基金 exchange traded fund
交易流通速度 turnover velocity
交易能力 trading capacity
交易商 dealer
交易圈 / 交易場 pit; trading pit
交易設(shè)施 trading facilities; execution facilities
交易單位 trading unit
交易費 Trading Fee
交易量 trading capacity
《交易運作程序 ─ 期權(quán)買賣交易所參與者專用》
Operational Trading Procedures for Options Trading Exchange Participants
交易對手 counterparty
交易征費 Transaction Levy
交易柜位 trading booth
交易轉(zhuǎn)移(期權(quán)) trade give-ups(options)
交易議價板 Bulletin Board
交錯到期組合 staggering maturities
企業(yè)狙擊手 corporate raider
企業(yè)資訊資料庫 Enterprise Information Database
企業(yè)管治 corporate governance
企業(yè)管治工作小組 Working Group on Corporate Governance
《企業(yè)管治常規(guī)守則及企業(yè)管治報告征求意見草擬本》
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report
企業(yè)融資協(xié)會 The Corporate Finance Association (CFA)
《企業(yè)融資顧問操守準(zhǔn)則》(證監(jiān)會) Corporate Finance Adviser Code of Conduct(SFC)
先進先出 first in, first out (FIFO)
全面收購建議 general offer
全面披露 full disclosure
全面結(jié)算參與者 General Clearing Participant (GCP)
全面豁免 blanket waiver; general waiver
全面攤薄每股盈利 fully diluted earnings per share
全球期貨交易系統(tǒng) Globex
全國社會保障基金 National Social Security Fund
全國電子交易系統(tǒng)(中國內(nèi)地) National Electronic Trading System (NETS) (Mainland China)
全部完成或放棄買賣盤 all-or-none order
全資附屬公司 wholly-owned subsidiary
全數(shù)執(zhí)行或立刻取消 Fill-or-Kill (FOK)
全額或取消 Fill-or-Kill (FOK)
全權(quán)代客買賣賬戶 discretionary account
全權(quán)委托戶口 discretionary account
全權(quán)委托盤 discretionary order; no-forcing order;order at discretion
全權(quán)信托 discretionary trust
全權(quán)管理人 discretionary manager
共用代理人(中央結(jié)算系統(tǒng)) common nominee(CCASS)
「共用代理人」股票 "common nominee" share certificate
共用軟件 shareware
共同抵押品管理系統(tǒng) Common Collateral Management System (CCMS)
共同風(fēng)險管理系統(tǒng) Common Risk Management System
再貼現(xiàn) rediscount
印花稅 stamp duty
《印花稅條例》 Stamp Duty Ordinance
印花稅署署長 Collector of Stamp Revenue
合成工具 synthetics
合成期權(quán) synthetic option
合成認(rèn)購期權(quán)長倉 synthetic long call
合并 amalgamation; consolidation; merger
合并有形資產(chǎn)凈值 combined net tangible assets
合并與收購 mergers and acquisitions
合約互惠基金 contractual mutual fund
合約股數(shù) contract size
合約乘數(shù) contract multiplier
合約規(guī)格 contract specifications
合約單位 contract unit
合格交付 good for delivery
合格境內(nèi)機構(gòu)投資者 Qualified Domestic Institutional Investor (QDII)
合格境外機構(gòu)投資者 Qualified Foreign Institutional Investor (QFII)
合資企業(yè) joint venture
合資合同 joint venture contract
合資格主管 Eligible Supervisor
合資格機構(gòu)買家 qualified institutional buyer
合資格證券 eligible securities
合營企業(yè) joint venture
同日行使 same day exercise
同系附屬公司 / 同集團附屬公司 fellow subsidiary
名義匯率 nominal exchange rate
吊銷資格令 disqualification order
回升 rally
回本期 payoff period
回扣 / 回傭 rebate; commission rebate; sub-commission
回收期 payoff period
回抽傭金 sub-commission
回報 return; payoff
回報率 rate of return
回補機制 claw back mechanism
回應(yīng)時間 response time
回購 buy-back(cf repurchase agreement)
回購協(xié)議 repurchase agreement (repo)
回購權(quán)證 call warrant
在交易所買賣的期權(quán) traded option
在建工程 construction-in-progress
地區(qū)性指數(shù)認(rèn)購權(quán)證 regional index call warrant
多工作站 multiple-workstations
多工作站系統(tǒng) Multi-workstation System (MWS)
多批交收處理程序 batch settlement run
多種貨幣買賣 multi-currency trading
多頭* long position; bull position
《如何撰寫清楚易明的公布》(刊物)(證監(jiān)會)
How to Create Clear Announcements(publication)(SFC)
存貨 inventory
存款公司公會 The Deposit-Taking Companies Association
存管代理人 depository nominee
存管處及共用代理人系統(tǒng) Depository and Common Nominee System (DNS)
孖展 margin
孖展客戶 margin client
孖展買賣 margin trading
孖展融資 margin financing
孖展覆蓋率 margin coverage ratio
年度賬目 annual accounts
年報 annual report
年結(jié)日 balance sheet date
成本效益 cost effectiveness
成交紀(jì)錄 trading record
成交單 / 成交單據(jù) / 買賣單據(jù) contract note
成交調(diào)整 trade amendment
成交額比率 turnover ratio
扣減率 discount rate
收市后交易 after-hours dealing
收市后資料傳送服務(wù) End-of-day Trade Data File Transfer Service
收市差額繳款 day-end marks
收市價 closing price
收市盤 at-the-close order
收取內(nèi)幕消息人士 tipper
收取即日差額繳款機制 intra-day marks collection mechanism
收益 revenue; income; gain
收益率 yield
收益率曲線 yield curve
收益圖 payoff diagram
收款代理 receiving agent
收款銀行 receiving bank
《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA)
收費 charge
收費結(jié)構(gòu) charging structure
收緊信貸 credit squeeze
收盤價 closing price
收購 acquisition; takeover; buy-out / buyout
收購上訴委員會(證監(jiān)會) Takeovers Appeal Committee(SFC)
收購及合并委員會(證監(jiān)會) Takeovers & Mergers Panel(SFC)
收購建議 offer
早市 morning session
有形資產(chǎn)凈值 net tangible assets
有抵押權(quán)證 collateralised warrant
有限制牌照銀行 restricted licence bank
有限責(zé)任公司 limited liability company
有條件協(xié)議 conditional agreement
有條件現(xiàn)金收購/要約 conditional cash offer
有資產(chǎn)支持的債務(wù)證券 asset-backed securities (ABS)
有擔(dān)保的賣空交易 covered short selling
《有關(guān)申報賣空活動及備存證券借出紀(jì)錄規(guī)定的指引》(證監(jiān)會)
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)
《有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)資訊的通告 ─ 發(fā)牌規(guī)定》(證監(jiān)會)
Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)
《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing
《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有關(guān)長時間停牌公司之報告 Prolonged Suspension Status Report
《有關(guān)建議加強監(jiān)督核數(shù)師的公眾利益活動及成立財務(wù)匯報檢討委員會的諮詢文件》 Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel
有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有關(guān)無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有關(guān)發(fā)行人延遲公布業(yè)績之報告
Status Report on Issuers' Delay in Releasing Results Announcement
《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)
《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢總結(jié)》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有關(guān)暫時停牌公司之報告 Temporary Suspension Status Report
《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會代表公司提出衍生訴訟的建議諮詢文件》 Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 minority controller
老鼠倉活動 rat trading; scalping
自主評級(銀行) Individual rating(banking)
自由兌換 free convertibility
自由增購率 "trading only" stocks
自行結(jié)算 self-clearing
自行結(jié)算參與者 Self Clearing Participant (SCP)
自律監(jiān)管機構(gòu) self-regulatory organisation; self-regulating organisation
自動行使(期權(quán)) automatic exercise(options)
自動配對股份 automatched stock
自動對盤及成交系統(tǒng)（自動對盤系統(tǒng)）
Automatic Order Matching and Execution System (AMS)
自動對盤系統(tǒng)未完成買賣盤紀(jì)錄 AMS order book
自動對盤系統(tǒng)第二終端機 AMS Second Terminal
自動熒幕交易系統(tǒng) automated screen trading system (AST system)
自動暫緩交易機制 circuit breaker
自發(fā)性收購 management buy-out (MBO)
自置光纖線路 private fibre optical circuit
自營買賣 proprietary trading
行 hong
行使 exercise
行使方式 exercise style
行使日 exercise day (E day)
行使后按金 margin-after-exercise
行使期 / 行使時限 exercise period
行使價 strike price(options); exercise price
行使價間距 exercise price interval
行倉 firm position
行業(yè)覆蓋層面 spread of sector
行頭盤 front running
估計使用年期 estimated useful life
估值師 valuer
估值報告 valuation report
低收費經(jīng)紀(jì) discount broker
低于面值 below par
低于最佳賣盤價 / 低于最好沽盤價 downtick; minus tick
作實買賣價 firm bid and ask quotations
作價買賣 market making
傭金回扣 commission rebate
兌付* redemption
免責(zé)聲明 disclaimer
冷淡對待令 cold shoulder order
利差交易 carry trade
利息補貼(中國內(nèi)地) interest rate subsidy(Mainland China)
利息資本化 capitalisation of interest
利益沖突事宜委員會 Conflict Committee
利率上限 interest-rate ceiling
利率掉期 / 利率調(diào)期* interest-rate swap
利率掉期期貨 Interest Rate Swap Futures
利率期貨 interest-rate futures
利率銜接 interest collar; interest rate collar
利潤 profit
初次公開招股 initial public offering (IPO)
初步認(rèn)購價 initial subscription price
助理主管(創(chuàng)業(yè)板) assistant supervisor(GEM)
即日平倉交易 day trade
即日回購協(xié)議(銀行) intraday repurchase agreement(banking)
即日有效買賣盤 good-for-day order
即日拆借市場 intra-day money market
即日流動資金 intraday liquidity
即日差額繳款報告(中央結(jié)算系統(tǒng)) Intra-day Marks Collection Report(CCASS)
即日追補按金 intra-day margin call
即日報價 intraday quotation
即日買賣 day trade
即日盤 / 即日買賣盤 day order
「即日鮮」 day trade
即日額外按金 intra-day margin
即月 front-month
即夜傳送報告資料服務(wù)(中央結(jié)算系統(tǒng)) Overnight Report Distribution(CCASS)
即時支付結(jié)算系統(tǒng)(金管局) Real Time Gross Settlement system (RTGS)(HKMA)
即時或取消 Immediate-or-Cancel (IOC)
即時匯款同時交收(銀行) payment vs payment (PvP)(banking)
即時資訊 real time information
即時數(shù)碼資料傳送專線 realtime digital datafeed
即時數(shù)碼數(shù)據(jù)服務(wù) Realtime Digital Data Service (RDDS)
即時轉(zhuǎn)送 online transfer
否定聲明 negative statement; disclaimer
囤倉策略 buy and hold strategy
均衡價格 equilibrium price
坐盤 proprietary trading
夾倉 squeeze; short squeeze
尾盤 at-the-close order
技術(shù)分析 technical analysis
投資分析員 investment analyst
投資服務(wù)指令(歐洲聯(lián)盟) Investment Services Directive (ISD)(European Union)
投資者戶口服務(wù) Investor Account Service
投資者戶口持有人 Investor Participant (IP)
《投資者戶口持有人規(guī)則》 Terms and Conditions for Investor Participants
《投資者與證券市場》(刊物) Investors and the Stock Market(publication)
投資者賠償有限公司 Investor Compensation Company Limited
《投資者應(yīng)知多點》(刊物) Know More About Your Investment(publication)
投資級別 investment grade
投資理念 investment philosophy
投資組合 portfolio
投資組合經(jīng)理 portfolio manager
投資對象 investee
投資管理研究聯(lián)會 Association for Investment Management and Research (AIMR)
投資顧問 investment adviser
投資顧問委員會 Investment Advisory Committee
投標(biāo)程序 tender procedure
折扣 discount; haircut
折扣經(jīng)紀(jì) discount broker
折算 translation
折舊 depreciation
折讓 discount
折讓經(jīng)紀(jì) discount broker
拋空 short selling
改良特別股份交易方法 Enhanced Special Stock Trading Method
更正交易 trade amendment
更改財政年度結(jié)算日期 change of year end
更緊密經(jīng)貿(mào)關(guān)系安排 Closer Economic Partnership Arrangement (CEPA)
每日平均交收效率 daily average settlement efficiency
每日交易活動及持倉報告(期貨)
Daily Trading Activity and Open Positions Summary Report(futures)
每日回報標(biāo)準(zhǔn)差 standard deviation of daily return
每日按金 daily margin
每日按金要求 daily margin call
每日價格上限 daily trading limit
《每周港股統(tǒng)計數(shù)字》 Weekly Hong Kong Stock Market Statistics
每股有形資產(chǎn)凈值 net tangible assets per share
每股盈利 earnings per share (EPS)
每股資產(chǎn)凈值 net asset value per share
沒有利益關(guān)系的股東 disinterested shareholder
沒有預(yù)先借貨的賣空活動 naked short selling
沒有擔(dān)保的賣空交易 uncovered short selling
私人戶口交易指引 personal account dealing guidelines
私人配售 private placing
私人密碼 personal identification number (PIN)
私有化 / 私營化 privatisation
私募基金 privately-offered fund
系列按金價值 series margin value
系統(tǒng)性風(fēng)險 systematic risk
系統(tǒng)參數(shù) system parameter
系統(tǒng)終止 system closure
系統(tǒng)整合商 system integrator
系統(tǒng)聯(lián)通權(quán) system access right
系統(tǒng)聯(lián)通權(quán)收費(期權(quán)) System Access Right Fee(options)
巡回推介 roadshow
《防止洗黑錢修訂指引》 Revised Guidance Notes Regarding Money Laundering
《亞太股市脈絡(luò)》 Regional Monitor
亞洲證券分析家協(xié)會 Asian Securities Analysts Federation
亞太區(qū)中央證券存管處組織 Asia-Pacific Central Securities Depository Group (ACG)
亞太貸款市場協(xié)會 Asia Pacific Loan Market Association
亞太經(jīng)濟合作組織 Asia Pacific Economic Cooperation (APEC)
亞洲美元市場 Asian dollar market
亞洲美元債券 Asian dollar bond
亞洲貨幣世界（新加坡）有限公司 Money World Asia Pte Limited
亞洲開發(fā)銀行 Asian Development Bank (ADB)
亞洲證券分析員公會 Asian Securities' Analysts Council (ASAC)
亞洲證券借貸協(xié)會 Pan Asian Securities Lending Association (PASLA)
「來回」期權(quán)交易 "round trip" option transaction
供股 rights issue
供款 contribution
供應(yīng)商電子存檔系統(tǒng) Vendor Electronic Filing System (VEF)
兩用畫面終端機 dual mode terminal (DMT)
兩邊客交易 direct business; direct business transaction
兩邊客買賣盤 two-sided order
兩邊開盤 two-way quote
到期 / 到期日 maturity; expiry date
到期日 expiration date
到期月份 expiry month
到期收益率 yield to maturity
到期前有效買賣盤 good-till-date order (GTD)
制訂系統(tǒng)規(guī)模 system sizing
制裁權(quán) power of sanction
券面利率 coupon; coupon rate
協(xié)議安排 / 協(xié)議計劃 scheme of arrangement
取消交易(期權(quán)) trade reversals(options)
取消交易合約(期權(quán)) reversal contract(options)
取消前有效買賣盤 good-till-cancelled order (GTC)
受信人 fiduciary
受信責(zé)任 fiduciary duty
受益人 beneficiary
受托人 trustee; fiduciary
受監(jiān)管之股份賣空活動 regulated short selling
受讓人 assignee; transferee
垃圾債券 junk bond
委托存款* designated deposit
委派代表書 proxy form
定界認(rèn)股證 barrier warrant
定息按揭 fixed-rate mortgage
定期債券 term bond
定價模式 pricing model
「定鏡」處理(電腦) snapshot(computer)
延時資訊 delayed data
往來賬 current account
或有保費 contingent premium
或然負(fù)債 contingent liabilities
所有普通股指數(shù) All Ordinaries Index (AOI)
所需回報率 required rate of return
房地產(chǎn)投資信托基金 real estate investment trust (REIT)
《房地產(chǎn)投資信托基金守則》 Code on Real Estate Investment Trusts
承兌 acceptance
承兌行 acceptance house
承前(會計) brought forward(accounting)
承配人 placee
承銷* underwrite
承銷商* underwriter
承辦銀行 administering bank
承讓人 assignee; transferee
披露 / 披露事項 disclosure
披露權(quán)益 disclosure of interests
押記 pledge
抵押 charge; pledge
抵押安排 security arrangement
抵押品 collateral; security
抵押品資格 collateral eligibility
抵押債項 secured debts
抵押證券 asset-backed securities (ABS)
抵銷 set off
「拆骨專家」 asset stripper
拆賣資產(chǎn) asset stripping
招股書 / 招股章程 prospectus
招股價 issue price
招股機制 offering mechanism
招標(biāo)發(fā)售 offer by tender
放寬利率管制 deregulation of interest rates
放寬管制 deregulation
服務(wù)業(yè)聯(lián)會(香港總商會)
Coalition on Service Industry (Hong Kong General Chamber of Commerce)
東亞及大洋洲證券交易所聯(lián)會
East Asian and Oceanian Stock Exchanges Federation (EAOSEF)
東南亞國家協(xié)會（東協(xié)） Association of South-East Asian Nations (ASEAN)
東盟地區(qū)論壇 ASEAN Regional Forum
東盟自由貿(mào)易區(qū) ASEAN Free Trade Area (AFTA)
武士債券 samurai bond
沽出未抵押期權(quán) naked option writing
沽出備兌期權(quán) covered writing
沽出認(rèn)沽期權(quán) write a put option
沽出認(rèn)購期權(quán) write a call option
沽空 short selling
沽盤 sell order
沽盤價 ask price; asked price
法人股(中國內(nèi)地) legal person share(Mainland China)
法定公益金(中國內(nèi)地) statutory public welfare fund (Mainland China)
法定公積金(中國內(nèi)地) statutory surplus reserve(Mainland China)
法定股本 authorised capital
法定儲備 statutory reserve
法律風(fēng)險 legal risk
法律實體 legal entity
法團大股東具報書 Corporate Substantial Shareholders Notification
泡沫經(jīng)濟 bubble economy
波幅 volatility
波幅校驗范圍 Volatility Scan Range (VSR)
注入資產(chǎn) asset injection
炒高價格 ramping; price ramping
爭奪式收購 contested takeover
物業(yè)估值師 property valuer
物業(yè)增值稅 property gains tax
狙擊手(收購) predator; raider(takeover)
直接存款/存賬指示 Direct Credit Instruction (DCI)
直接扣款/扣賬指示 Direct Debit Instruction (DDI)
直接納入中央結(jié)算系統(tǒng)的新股 direct stock admission(CCASS)
直接結(jié)算 direct clearing
直接結(jié)算參與者 Direct Clearing Participant (DCP)
直通式交易程序 straight-through processing
直駁光纖 dark fibre
直線折舊法 straightline method of depreciation
空倉 / 空頭* bear position; short position
《股市資料》 Fact Book; Fact Sheet
股市資料捐贈計劃 Stock Market Information Donation Programme
股本 share capital
股本基數(shù) equity base
股本價值 value of equity capital
股本證券 equity securities
股本權(quán)證 equity warrant; subscription warrant (vs derivative warrant)
股份化 demutualisation
股份代號 stock code
股份交收費 stock settlement fee
股份存入表格 Stock Deposit Form
股份存入費 stock deposit fee
股份收納 stock conversion
股份有限公司 joint stock company
股份制 demutualisation
股份承押人 stock pledgee
股份承押人參與者(中央結(jié)算系統(tǒng)參與者) Stock Pledgee Participant(CCASS Participants)
股份拆細(xì) split; stock split
股份計劃 share scheme
股份頁(大利市機) stock page(Teletext)
股份托管費 stock custody fee
股份提取費 stock withdrawal fee
《股份登記機構(gòu)操守準(zhǔn)則》(證監(jiān)會) Code of Conduct for Share Registrars(SFC)
股份結(jié)算費 stock clearing fee
股份認(rèn)購權(quán) share option
股份賣空試驗計劃 Short Selling Pilot Scheme
股份購回 share repurchase
《股份購回守則》 Code on Share Repurchases
股份轉(zhuǎn)移日結(jié)單(中央結(jié)算系統(tǒng)) Daily Movement Statement(CCASS)
股份轉(zhuǎn)移報告(中央結(jié)算系統(tǒng)) Statement of Stock Movement(CCASS)
股份權(quán)益 share entitlements
《股價敏感資料披露指引》 Guide on disclosure of price-sensitive information
股東名冊 register of members; share register
股東周年大會 annual general meeting (AGM)
股東特別大會 extraordinary general meeting (EGM)
股東貸款 shareholder loan
股東應(yīng)占溢利 profits attributable to shareholders
股東權(quán)益 equity interest
股東權(quán)益小組(證監(jiān)會) Shareholders Group (SFC)
股息率 dividend yield
股息單 dividend warrant
股票出借人 stock lender
股票承押人 stock pledgee
股票非流動化 immobilisation of share certificate
股票按貸財務(wù)活動 share margin financing
股票借貸 stock borrowing and lending
股票借貸數(shù)額資料頁(大利市)
stock borrowing and lending position information page(Teletext)
股票期貨 stock futures
股票期權(quán) stock option; equity option
股票期權(quán)系統(tǒng) Traded OPtions System (TOPS)
股票期權(quán)參考教育站 Stock Options Reference Educator (SCORE)
股票期權(quán)從業(yè)員專業(yè)課程 Professional Course for Equity Options Practitioners
股票登記費 scrip fee
股票貸出戶口 Stock Lending Account
股票歸還 stock return
股價不動時回報 standstill return
股價敏感資料 price-sensitive information
股權(quán) equity interest; shareholding
芝加哥交易所 Chicago Board of Trade (CBOT)
芝加哥商品交易所 Chicago Mercantile Exchange (CME)
芝加哥期權(quán)交易所 Chicago Board Options Exchange (CBOE)
近價盤 about order
金銀業(yè)貿(mào)易場 Chinese Gold and Silver Exchange Society
金銀證券交易所 The Kam Ngan Stock Exchange
金融大改革(英國) Big Bang(UK)
金融工具 financial instrument
金融中介現(xiàn)象 financial intermediation
金融中介機構(gòu)/團體 financial intermediary
金融市場 financial market
《金融市場檢討報告》 Report on Financial Market Review
金融行動專責(zé)委員會 Financial Action Task Force (FATF)
《金融服務(wù)法令》(英國) Financial Services Act(UK)
金融服務(wù)網(wǎng)絡(luò) FinNet
金融租賃* financial lease
金融基礎(chǔ)設(shè)施督導(dǎo)委員會
The Steering Committee on the Enhancement of Financial Infrastructure (SCEFI)
金融期貨 financial futures
金融債* financial bond
金融監(jiān)督管理委員會（金管會）(臺灣)
Financial Supervisory Commission(Taiwan)
金融機構(gòu) financial institution
金邊證券 gilt-edged securities
長倉 long position; bull position
附加自動對盤終端機用家 additional AMS terminal user
附寄結(jié)單服務(wù)的股份獨立戶口(中央結(jié)算系統(tǒng))
Stock Segregated Account with Statement Service [CCASS]
附帶執(zhí)行買賣盤(倫敦交易所) contingent order(LSE)
附屬公司 subsidiary
附屬貸款 subordinated loan
「非上市可交易」股份 "trading only" stocks
非中介化 disintermediation
非市場莊家的交易 non-market-making transaction
非正常項目 abnormal item
非成立為有限公司的注冊人士 unincorporated registered person
非即日平倉交易 overnight trade
非即時數(shù)據(jù) delayed data
非受監(jiān)管發(fā)行人 unregulated issuer
非所有者權(quán)益變動表 statement of "non-owner movement in equity"
非金錢傭金 soft commission
非金錢利益 soft-dollar benefits
非執(zhí)行董事 non-executive director
非常重大的出售事項 very substantial disposal
非常重大的收購事項 very substantial acquisition
非現(xiàn)貨月恒生指數(shù)期貨合約 non-spot month Hang Seng Index futures contract
非登記持有人 non-registered holder
非結(jié)算的期權(quán)買賣參與者 / 非結(jié)算參與者 (期權(quán)買賣)
Non-Clearing Options Trading Participant; Non-Clearing Participant (NCP) (options trading)
非經(jīng)常項目 extraordinary item
非實物化 dematerialisation
非認(rèn)可負(fù)債 non-ranking liabilities
非標(biāo)準(zhǔn)型認(rèn)股證；特種認(rèn)股證 exotic warrants
非整手買賣盤 round-lot-plus order
保本信托基金 guaranteed unit trust
保本產(chǎn)品 capital preservation product
保本證 Capital Protected Instrument (CPI)
保值公債(中國內(nèi)地) Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China)
保留意見 qualified opinion
保單貼現(xiàn) viatical settlements
保管人 custodian
保障安排 security arrangement
《保障投資者條例》 Protection of Investors Ordinance
保險業(yè)監(jiān)理專員 Commissioner of Insurance
保險業(yè)監(jiān)理處 Office of the Commissioner of Insurance
保薦人 sponsor
《保薦人及獨立財務(wù)顧問的操守準(zhǔn)則》
Code of Conduct for Sponsors and Independent Financial Advisers
《保薦人標(biāo)準(zhǔn)守則》 Model Code for Sponsors
《保薦人聲明》 Sponsor's Declaration
保薦經(jīng)紀(jì) sponsoring broker
保證 warranty
保證人 guarantor
保證金 margin
保證金客戶 margin client
保證金保險范圍比率 margin coverage ratio
保證金借貸活動 margin financing
保證金價值 margin value
保證金證券交易戶口 Margin Securities Trading Account
保證金融資 margin financing
保證基金 Guarantee Fund
「保護償付」規(guī)則(期權(quán)) Payout-Protection Rule(options)
信心保證書 comfort letter
信用評級 credit rating
信息交流 exchange of information
信托人 trustee
信貸 credit
信貸風(fēng)險 credit risk
信貸評級 credit rating
信貸管制 credit control
信貸緊縮 credit squeeze
信貸額度* credit limit
前收市價 previous closing price
《宣誓及聲明條例》 Oaths and Declarations Ordinance
客戶戶口 client account
《客戶身分規(guī)則》(證監(jiān)會) Client Identity Rule(SFC)
客戶伺服器結(jié)構(gòu) client server architecture
客戶協(xié)議書/合約 client's agreement
客戶按金 client margin
《建議就認(rèn)可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價格)規(guī)則〉諮詢總結(jié)》
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules
待轉(zhuǎn)名股份 "street name" share certificate
后備資料復(fù)原軟件 file backup-restore macro
后備聯(lián)線通訊線路 backup interactive line
后進先出 last in, first out (LIFO)
后勤辦公室 back office
后償貸款 subordinated loan
恒生100 Hang Seng 100 (HS100)
恒生中國內(nèi)地流通指數(shù) Hang Seng Mainland Freefloat Index (HSMLFI)
恒生中國內(nèi)地綜合指數(shù) Hang Seng Mainland Composite Index (HSMLCI)
恒生中國企業(yè)指數(shù)（恒生國企指數(shù)） Hang Seng China Enterprises Index (HSCEI)
恒生亞洲指數(shù) Hang Seng Asia Index (HSAI)
恒生指數(shù) Hang Seng Index (HSI)
恒生香港大型股指數(shù) Hang Seng HK LargeCap Index (HSHKLI)
恒生香港小型股指數(shù) Hang Seng HK SmallCap Index (HSHKSI)
恒生香港中型股指數(shù) Hang Seng HK MidCap Index (HSHKMI)
恒生香港中資企業(yè)指數(shù)（中資企業(yè)指數(shù)）
Hang Seng China-Affiliated Corporations Index (HSCCI)
恒生香港流通指數(shù) Hang Seng HK Freefloat Index (HSHKFI)
恒生香港綜合指數(shù) Hang Seng Hong Kong Composite Index (HSHKCI)
恒生倫敦參考指數(shù) Hang Seng London Reference Index (HSLRI)
恒生流通50 Hang Seng Freefloat 50
恒生流通中國內(nèi)地25 Hang Seng Freefloat Mainland 25
恒生流通香港25 Hang Seng Freefloat HK 25
恒生流通綜合指數(shù) Hang Seng Freefloat Composite Index (HSFCI)
恒生資訊科技指數(shù) Hang Seng IT Index (HSITI)
恒生資訊科技組合指數(shù) Hang Seng IT Portfolio Index (HSITP)
恒生綜合指數(shù) Hang Seng Composite Index (HSCI)
恒生/富時亞洲大企業(yè)指數(shù) FTSE/Hang Seng Asiatop Index
恒生/富時亞洲分類指數(shù) FTSE/Hang Seng Asian Sector Indexes
恒生/富時指數(shù)系列 FTSE/Hang Seng Indexes
恒指服務(wù)有限公司 HSI Services Limited
恒指國際有限公司 HSI International Limited
恒指期貨 Hang Seng Index Futures
恒指期權(quán) Hang Seng Index Options
恢復(fù)買賣 resumption of trading
持有成本 cost of carry
持股人的分布情況 spread of holders
持股編號 shareholder Reference Number (SRN)
持倉 position
持倉上限 / 限額 position limit
持倉比例 position ratio
《持倉限額及大額未平倉合約的申報規(guī)定指引》(證監(jiān)會)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC)
持倉限額比率 position limit ratio
持倉風(fēng)險調(diào)整 position risk adjustment
持倉凈額 net position
持倉類別(期權(quán)) tier(options)
《持牌人, 勝任能力的指引》 Guidance Note on Competence
《持牌人進行持續(xù)培訓(xùn)的指引》 Guidance Note on Continuous Professional Training
持續(xù)專業(yè)培訓(xùn)課程 Continuous Professional Training (CPT)
持續(xù)凈額交收 continuous net settlement (CNS)
持續(xù)責(zé)任 continuing obligation; on-going obligation
持續(xù)發(fā)售機制 tap facility
持續(xù)經(jīng)營(會計) going concern(accounting)
持續(xù)經(jīng)營之業(yè)務(wù) continuing operation
持續(xù)關(guān)連交易 continuing connected transaction
持權(quán)成本(期權(quán)) cost of carry
指引摘要 Guidance Note
指示價格 indicative price
指定分配(期權(quán)) assignment(options)
指定百分比 prescribed percentage
指定銀行 designated bank
指定證券 designated securities
指數(shù)加權(quán)移動平均方法 exponentially-weighted moving average
指數(shù)套戥 index arbitrage
指數(shù)參與單位 index participation unit
指數(shù)掉期 index swap
指數(shù)期貨 index futures
指數(shù)債券 index bond
指數(shù)預(yù)托證券 index depository receipt; index share
指數(shù)認(rèn)購權(quán)證 index call warrant
上海標(biāo)書翻譯公司 http://www.lovevillalife.com
指數(shù)權(quán)證 index warrant
按市價計值 mark to market / mark-to-market
按金 margin
按金比例 margin ratio
按金交易 margin trading
按金減免 margin relief
按金對銷 margin offset
按揭貸款基準(zhǔn)組合 benchmark mortgage pool
按揭貸款發(fā)放者 mortgage loan originator
按金間距 margin interval
按揭證券 mortgage-backed securities
按盤價 nominal price
政府債券 government bond
故障包容 fault tolerance
「柏力克－舒爾斯」期權(quán)定價模式 Black-Scholes option pricing model
查訪 inspection visit
查詢公布資料(中央結(jié)算系統(tǒng)) Enquire Announcement Information(CCASS)
查詢交收指示未獲配對原因(中央結(jié)算系統(tǒng)) Enquire Unmatched SI Reason(CCASS)
「查詢報失股票資料」功能(中央結(jié)算系統(tǒng)) Enquire Reported Lost Certificate(CCASS)
洗黑錢 money laundering
活躍業(yè)務(wù)紀(jì)錄(創(chuàng)業(yè)板) active business pursuits(GEM)
派送股份/紅股 bonus issue
界面聯(lián)系 interfacing
盈利 earnings; profit
盈利對利息倍數(shù) interest cover; interest coverage
盈富基金 Tracker Fund of Hong Kong (TraHK)
盈余儲備 surplus reserve
相互上市 cross listing; dual listing
相抵持倉 offsetting position
相對回報率 relative return
相對強弱指數(shù) Relative Strength Indicator (RSI)
相聯(lián)人 associated person
相關(guān)/指定資產(chǎn) underlying asset
相關(guān)/指定證券 underlying securities
「看跌」股票掛鉤票據(jù) Bear Equity Linked Instrument (Bear ELI)
「看漲」股票掛鉤票據(jù) Bull Equity Linked Instrument (Bull ELI)
約務(wù)更替 novation
約價* consideration
紀(jì)律上訴委員會 Disciplinary Appeals Committee
紀(jì)律委員會 Disciplinary Committee
《紀(jì)律案例》 Disciplinary Casebook
《紀(jì)律處分程序手冊》 Handbook on Disciplinary Proceedings
紀(jì)律處分權(quán)力 disciplinary power
紀(jì)律程序 disciplinary procedures
紅股 bonus share
紅股發(fā)行 bonus issue
紅籌股 red chip
美元總會計長(美國) Comptroller of the Currency(US)
美式期權(quán) American style option
美國本土債券 Yankee bond
美國全國證券交易商協(xié)會自動報價系統(tǒng)/ 美國納斯達克證券市場 National Association of Securities Dealers Automated Quotations (NASDAQ)
美國存管信托公司 Depository Trust Company (DTC)(US)
美國商會 American Chamber of Commerce (AMCHAM)
美國國家經(jīng)濟研究局 National Bureau of Economic Research(US)
美國預(yù)托證券 American depository receipt (ADR)
美國聯(lián)邦公開市場委員會 Federal Open Market Committee (FOMC)
美國聯(lián)邦國家房屋貸款協(xié)會（房利美） Federal National Mortgage Association (Fannie Mae)
美國證券交易所 American Stock Exchange (AMEX)
英倫銀行 Bank of England
英格蘭及威爾斯特許會計師公會 Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英國投資管理監(jiān)管組織 Investment Management Regulatory Organisation (IMRO)
英國金融業(yè)管理局 Financial Services Authority (FSA)(UK)
衍生產(chǎn)品 / 衍生工具 derivatives
衍生產(chǎn)品及風(fēng)險管理文憑課程 Diploma Course in Derivatives and Risk Management
衍生產(chǎn)品市場 / 衍生工具市場 derivatives market
衍生產(chǎn)品市場諮詢小組 Derivatives Market Consultative Panel
衍生產(chǎn)品結(jié)算及交收系統(tǒng) Derivatives Clearing and Settlement System (DCASS)
衍生權(quán)證 derivative warrant
要約 offer
計算按金程序 margining process
負(fù)債 liabilities
負(fù)債日 indebtedness date
負(fù)債比率 debt-to-equity ratio
重大交易 major transaction
重估 revaluation
重組 reorganisation
重置成本 replacement cost
重新實物化 rematerialisation
重復(fù)認(rèn)購 multiple application
重整賬目 restatement of accounts
限制通知書 restriction notice
限制買賣期 "black out" period
限價盤 limit order
限價賣空規(guī)則 tick rule
面值 face value; nominal value
風(fēng)險披露 risk disclosure
風(fēng)險披露聲明書(創(chuàng)業(yè)板) Risk Disclosure Statement(GEM)
風(fēng)險值 value-at-risk
風(fēng)險容限 risk tolerance
風(fēng)險容量 appetite for risk
風(fēng)險參數(shù) risk parameter
上海合同翻譯公司http://www.lovevillalife.com
風(fēng)險控制 risk control
風(fēng)險排列方法 risk array method
風(fēng)險排列按金制度 risk array margining system
風(fēng)險排列算式 risk array algorithm
風(fēng)險評估 risk evaluation
風(fēng)險管理 risk management; exposure management
風(fēng)險管理委員會 Risk Management Committee
風(fēng)險鑒別 risk identification
食價 price cheating; scalping
首次上市費 initial listing fee
首次公開招股 initial public offering (IPO)
首次公開招股之進度報告 Initial Public Offerings Progress Report
首次認(rèn)購費 front-end load
首席交易員 chief dealer
香港上市公司商會 Chamber of Hong Kong Listed Companies
香港中央結(jié)算（代理人）有限公司 HKSCC Nominees Limited
香港中央結(jié)算有限公司（香港結(jié)算）
Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央證券登記有限公司 Computershare Hong Kong Investor Services Limited (CHIS)
香港中國企業(yè)協(xié)會 Hong Kong Chinese Enterprises Association
《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication)
香港公司秘書公會 The Hong Kong Institute of Company Secretaries (HKICS)
香港交易及結(jié)算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited (HKEx)
香港交易及結(jié)算所有限公司北京代表處
Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所(中國)有限公司 HKEx (China) Limited
香港交易所股份資訊板 HKEx Share Information Board
香港交易所組合風(fēng)險按金系統(tǒng) Portfolio Risk Margining System of HKEx (PRiME)
香港交易所資訊服務(wù)有限公司 HKEx Information Services Limited
香港交易所數(shù)據(jù)產(chǎn)品 HKEx Data Products
香港投資分析員公會 Hong Kong Institute of Investment Analysts
香港投資者學(xué)會 Hong Kong Institute of Investors (HKII)
香港投資基金公會 Hong Kong Investment Funds Association (HKIFA)
香港投資通函呈報準(zhǔn)則
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港股份商會（1921年） Hong Kong Stockbrokers' Association (1921)
香港股票經(jīng)紀(jì)會（1891年） Stockbrokers' Association of Hong Kong (1891)
香港金融研究中心 Hong Kong Institute for Monetary Research (HKIMR)
香港金融管理局（金管局） Hong Kong Monetary Authority (HKMA)
香港律師會 The Law Society of Hong Kong
香港按揭證券有限公司 The Hong Kong Mortgage Corporation Limited
香港財務(wù)策劃師學(xué)會 The Institute of Financial Planners of Hong Kong
香港財務(wù)顧問學(xué)會 Hong Kong Association of Financial Advisors
香港財資市場公會 Hong Kong Financial Markets Association
香港國際仲裁中心 Hong Kong International Arbitration Centre
香港專業(yè)財經(jīng)分析及評論家協(xié)會
The Hong Kong Institute of Financial Analysts and Professional Commentators
香港貨幣及投資匯展 Money World Asia Hong Kong
香港創(chuàng)業(yè)投資協(xié)會 Hong Kong Venture Capital Association
香港期貨交易所有限公司（期交所） Hong Kong Futures Exchange Limited (HKFE)
香港期貨結(jié)算有限公司 HKFE Clearing Corporation Limited (HKCC)
香港稅務(wù)學(xué)會 Taxation Institute of Hong Kong
香港證券培訓(xùn)贊助基金 Hong Kong Securities Training Sponsorship Foundation
香港會計師公會 Hong Kong Institute of Certified Public Accountants (HKICPA)
香港經(jīng)紀(jì)協(xié)會（1891年） Association of Stockbrokers in Hong Kong (1891)
香港經(jīng)紀(jì)商會（1914年） The Hong Kong Stock Exchange
香港董事學(xué)會 The Hong Kong Institute of Directors
香港資本市場公會 Hong Kong Capital Markets Association
香港管理專業(yè)協(xié)會 Hong Kong Management Association
香港網(wǎng)上經(jīng)紀(jì)協(xié)會 The Hong Kong Association of Online Brokers (HKAOB)
香港銀行公會 Hong Kong Association of Banks
香港銀行同業(yè)拆息 Hong Kong Interbank Offered Rate (HIBOR)
香港銀行同業(yè)結(jié)算有限公司 Hong Kong Interbank Clearing Limited
香港總商會 The Hong Kong General Chamber of Commerce
香港聯(lián)合交易所月刊 SEHK Monthly Bulletin
香港聯(lián)合交易所有限公司（聯(lián)交所）
The Stock Exchange of Hong Kong Limited (SEHK)
《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》（《創(chuàng)業(yè)板上市規(guī)則》）
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港聯(lián)合交易所有限公司證券上市規(guī)則》（《證券上市規(guī)則》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules)
香港聯(lián)合交易所期權(quán)結(jié)算所有限公司
（聯(lián)交所期權(quán)結(jié)算所） The SEHK Options Clearing House Limited (SEOCH)
香港聯(lián)合交易所資訊服務(wù)有限公司 Stock Exchange Information Services Limited (SEIS)
香港證券市場文獻及文物征集計劃 Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港證券交易所（1947年） The Hong Kong Stock Exchange
香港證券專業(yè)學(xué)會 Hong Kong Securities Institute
香港證券業(yè)同學(xué)會 Hong Kong Securities Professionals Alumni Association
《香港證券業(yè)參考手冊》(刊物) The Hong Kong Securities Industry(publication)
香港證券經(jīng)紀(jì)業(yè)工作小組 Working Group on Stockbroking in Hong Kong
香港證券經(jīng)紀(jì)業(yè)協(xié)會 Hong Kong Stockbrokers Association
香港證券學(xué)會 Hong Kong Securities Professionals Association
并購活動* mergers and acquisitions
倉 position
個人大股東具報書 Individual Substantial Shareholders Notification
個人投資者戶口 Individual Investor Account
個人客戶 individual client
個人交易所參與者 Individual Exchange Participant
個人電腦終端機用戶 PC terminal user
借方結(jié)余 debit balance
借款股 loan stock
借殼上市 backdoor listing
借貸資本 loan capital
借額 debit
倫敦國際金融期貨及期權(quán)交易所
London International Financial Futures and Options Exchange (LIFFE)
倫敦期權(quán)市場 London Traded Options Market (LTOM)
倫敦證券交易所 London Stock Exchange (LSE)
凍結(jié) locked up
凍結(jié)股份機制 securities-on-hold mechanism
原油期貨 crude oil futures
套戥 / 套匯* / 套利* arbitrage
差價 spread
差額繳款 marks / marks payment
庫存股份/股票 treasury stock
弱勢貨幣 soft currency
息股證 Equity Linked Instrument (ELI)
挾倉 cornering; squeeze; short squeeze
時間值 time value; time premium
時間戳記 time stamp
核心盈利 core earnings
核準(zhǔn)可贖回股份 approved redeemable share
核準(zhǔn)借入人 approved borrower
核準(zhǔn)借出代理人 approved lending agent
核數(shù)委員會(證監(jiān)會) Audit Committee(SFC)
核數(shù)師 auditor
核數(shù)師報告 auditors' report
核證附注 verification notes
浮息存款證 floating rate certificate of deposit (FRCD)
浮息按揭 variable-rate mortgage
浮息票據(jù) floating rate note (FRN)
海外發(fā)行人 overseas issuer
消耗性資產(chǎn)(期權(quán)) wasting asset(options)
流動性不足 / 流通性不足 illiquidity
流動資金 liquid capital
流動資金比率/幅度 liquidity ratio; liquidity margin
流動資金調(diào)節(jié)窗 Liquidity Adjustment Window (LAW)
流動資金調(diào)節(jié)機制(金管局) Liquidity Adjustment Facility (LAF)(HKMA)
流動資產(chǎn) liquid asset
流通性 liquidity
流通風(fēng)險 liquidity risk
流通量提供者 liquidity provider
特別限價盤 special limit order
特別處理股(中國內(nèi)地) Special Treatment(Mainland China)
特別征費 Special Levy
特別轉(zhuǎn)讓股(中國內(nèi)地) Particular Transfer(Mainland China)
特快登記/過戶登記服務(wù) expedited registration service
特殊項目 exceptional item
特許公認(rèn)會計師公會 The Association of Chartered Certified Accountants (ACCA)
特許使用者 privileged user
特許財務(wù)分析員 chartered financial analyst
特許財務(wù)分析員公會 Institute of Chartered Financial Analysts
特許管理會計師公會 Chartered Institute of Management Accountants (CIMA)
「特許證券商」制度(美國) Specialist System(US)
特種國債(中國內(nèi)地) Special Treasury(Mainland China)
特種備兌證資訊(大利市) exotic warrant information(Teletext)
特種認(rèn)股證/非標(biāo)準(zhǔn)型認(rèn)股證 exotic warrant
留存股票 treasury stock
留存盈利/收益 retained earnings; retained income
「粉紅價單」(美國) Pink Sheets(US)
留存溢利/盈利 retained profits
留成資金 / 保留資金 retained capital
「粉紅價單」(美國) Pink Sheets(US)
純交易板 trading-only board
紙黃金 paper gold
索償通知 claim notice
蚊型股 penny stock
被動受托人 bare trustee
訊息提示 alert message
訊框傳送交易網(wǎng)絡(luò) frame relay trading network
托管人 custodian
托管商參與者(中央結(jié)算系統(tǒng)參與者) Custodian Participant(CCASS Participants)
記名證券 registered securities
記名證書 registered certificate
記賬式國庫券(中國內(nèi)地) Registered Treasury(Mainland China)
財政司司長 Financial Secretary
財政年度 financial year
財政股東 financial shareholder
財政健全 financial integrity
財政部(中國內(nèi)地) Ministry of Finance(Mainland China)
《財政資源規(guī)則》 Financial Resources Rules
財務(wù)申報 financial reporting
財務(wù)風(fēng)險 financial risk; financial exposure
財務(wù)租賃 financial lease
財務(wù)通融 financial accomodation
財務(wù)業(yè)績 financial results
財務(wù)摘要報告 summary financial report
財務(wù)監(jiān)管 financial regulation
財務(wù)顧問 financial adviser
財經(jīng)市場發(fā)展專責(zé)小組 The Financial Market Development Task Force
《財經(jīng)有道 - - - 證券、期貨及投資界專業(yè)道德實務(wù)指引》
Ethics in Practice - A Practical Guide for Financial Practitioners
財經(jīng)事務(wù)及庫務(wù)局 Financial Services and the Treasury Bureau
財經(jīng)事務(wù)及庫務(wù)局局長 Secretary for Financial Services and the Treasury
財經(jīng)事務(wù)及庫務(wù)局常任秘書長 Permanent Secretary for Financial Services and the Treasury
財資企業(yè)集團 financial conglomerate
追補按金 margin call
退市 delisting
退稅 tax rebate; tax refund
逃稅 tax evasion
逆向投資者 contrarian
逆差 deficit; unfavourable difference; unfavourable variance
逆差額(中央結(jié)算系統(tǒng)) unfavourable marks(CCASS)
逆轉(zhuǎn)交易(期權(quán)) trade reversals(options)
逆轉(zhuǎn)交易合約(期權(quán)) reversal contract(options)
酌情支付的花紅 discretionary bonus payment
酌情權(quán) discretionary power
配售 placing
配售代理 placing agent
配售指引 placing guidelines
配售新股 rights issue
配售經(jīng)辦人 book runner
配發(fā) allotment
除息基準(zhǔn) ex-dividend basis
除凈日 ex-date
除凈日未經(jīng)調(diào)整之收市價 ex unadjusted close
除牌 delisting
除權(quán) ex-rights
馬來西亞證券交易所交易及自動報價系統(tǒng)
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ)
馬城條約 Maastricht Treaty
馬鞍式組合(期權(quán)) straddle(options)
高水(期貨) premium(futures)
高于前成交價 plus tick; uptick
高于面值 above par
高持股量股東(創(chuàng)業(yè)板) significant shareholder(GEM)
高息票據(jù) equity linked note (ELN)
高杠桿效應(yīng)的投資 high leveraged investment
假市 false market
做價 kiting
停止過戶期間 book closure period
停市措施 speed bump
停板 trading halt
停牌 suspended trading; suspension
兜售證券 hawking of securities
副保薦人(創(chuàng)業(yè)板) co-sponsor(GEM)
「勒束式」股票掛鉤票據(jù) Range Equity Linked Instrument (Range ELI)
勒束式組合(期權(quán)) strangle(options)
動態(tài)對沖 dynamic hedging
區(qū)域網(wǎng)絡(luò) Local Area Network (LAN)
參考平衡成交量 Indicative Equilibrium Volume (IEV)
參考平衡價格 Indicative Equilibrium Price (IEP)
參考發(fā)行價 indicated issue price
參與者自設(shè)系統(tǒng) Participant Supplied System (PSS)
參與者資料提取系統(tǒng)(期貨) Participant Access Services(futures)
參與者網(wǎng)間連接器 Participant gateway
「啤打」系數(shù) beta coefficient
商人銀行 merchant bank
《商品交易所（禁止經(jīng)營）條例》 Commodity Exchanges (Prohibition) Ordinance
商品交易商 commodities dealer
《商品交易條例》 Commodities Trading Ordinance
商品期貨交易委員會(美國) Commodity Futures Trading Commission (CFTC)(US)
商業(yè)承兌匯票 trade acceptance
商業(yè)票據(jù) commercial paper
商業(yè)登記證 business registration certificate
商議傭金 negotiated commission
商譽 goodwill
問責(zé) accountability
問題證券 defective securities
國內(nèi)生產(chǎn)總值 gross domestic product (GDP)
國民生產(chǎn)總值 gross national product (GNP)
國有資產(chǎn)監(jiān)督管理委員會 State-owned Assets Supervision and Administration Commission (SASAC)
國家工商局(中國內(nèi)地) State Bureau for Industrial and Commercial Administration(Mainland China)
國家外匯管理局(中國內(nèi)地) State Administration of Foreign Exchange (SAFE)(Mainland China)
國家股 / 國有股(中國內(nèi)地) state share(Mainland China)
國家建設(shè)債券(中國內(nèi)地) National Construction Treasury(Mainland China)
國家科技風(fēng)險開發(fā)事業(yè)中心 National Science and Technology Venture Capital Development Center
國家重點建設(shè)債券(中國內(nèi)地) Priority Construction Treasury (Mainland China)
國家國有資產(chǎn)管理局(中國內(nèi)地) State Bureau for State Property Administration(Mainland China)
國家統(tǒng)計局(中國內(nèi)地) State Statistics Bureau(Mainland China)
國家稅務(wù)局(中國內(nèi)地) State Taxation Bureau(Mainland China)
國家經(jīng)濟貿(mào)易委員會（國家經(jīng)貿(mào)委）(中國內(nèi)地)
State Economic and Trade Commission (Mainland China)
國庫券 Treasuries
國務(wù)院證券委員會（證券委）(中國內(nèi)地)
State Council Securities Committee (Mainland China)
國債* government bond
國債期貨* treasury bond futures
國際外匯同業(yè)聯(lián)會 Association Cambiste Internationale
國際收支平衡 / 國際收支差額 balance of payments
國際股票期貨及期權(quán) International Stock Futures and Options (ISFO)
國際金融公司 International Finance Corporation (IFC)
國際金融行動專責(zé)小組 International Financial Action Task Force
國際掉期業(yè)務(wù)及衍生投資工具協(xié)會 International Swaps and Derivatives Association (ISDA)
國際貨幣基金 International Monetary Fund (IMF)
國際期權(quán)市場協(xié)會 International Options Markets Association (IOMA)
國際結(jié)算銀行 Bank for International Settlements (BIS)
國際集資市場協(xié)會 International Primary Markets Association (IPMA)
國際會計師公會 The Association of International Accountants
國際會計準(zhǔn)則 International Accounting Standards (IAS)
國際會計準(zhǔn)則委員會 International Accounting Standards Committee (IASC)
國際標(biāo)準(zhǔn)化組織 International Organisation for Standardisation (ISO)
國際編碼機構(gòu)協(xié)會 Association of National Numbering Agencies(ANNA)
國際證券市場協(xié)會 International Securities Markets Association (ISMA)
國際證券交易所聯(lián)會 World Federation of Exchanges (WFE)
國際證券事務(wù)監(jiān)察委員會組織 (國際證監(jiān)會組織)
International Organisation of Securities Commissions (IOSCO)
國際證券服務(wù)業(yè)聯(lián)會 International Securities Services Association (ISSA)
國際證券號碼 International Securities Identification Numbers (ISIN)
國際證券號碼編制系統(tǒng) International Securities Numbering System
國際證監(jiān)會組織亞太區(qū)委員會 Asia Pacific Regional Committee (APRC) of IOSCO
國營企業(yè)(中國內(nèi)地) state-owned enterprise(Mainland China)
堅定承諾(包銷) firm commitment(underwriting)
執(zhí)行董事 executive director
執(zhí)業(yè)會計師公會(美國) Institute of Certified Public Accountants (ICPA)(US)
基本按金(期貨) initial margin(futures)
基金份額持有人* fund unit holder
基金經(jīng)理 fund manager
《基金經(jīng)理操守準(zhǔn)則》(證監(jiān)會) Fund Manager Code of Conduct(SFC)
基建工程/項目 infrastructure project
基準(zhǔn)日 base day
基準(zhǔn)收益率曲線 benchmark yield curve
基點 basis point
基礎(chǔ)上市文件 base listing document
專用交易系統(tǒng) proprietary trading system
專用網(wǎng)絡(luò)系統(tǒng) proprietary routing terminal
專用線路 dedicated line
專家諮詢小組 Advisory Specialist Group
專責(zé)監(jiān)察主任 Designated Compliance Officer
《專業(yè)會計師條例》 Professional Accountants Ordinance
專業(yè)銀行* specialised bank
《專業(yè)操守規(guī)例》 Code of Conduct Regulations
《專業(yè)操守規(guī)則及規(guī)例》(刊物) Professional Conduct Rules and Regulations(publication)
專線網(wǎng)絡(luò)系統(tǒng) Proprietary Network System (PNS)
將股票化零為整 jumbomize
將會員制轉(zhuǎn)為股份制 demutualisation
屏幕* screen
常務(wù)委員會 Executive Committee
強制性公積金 Mandatory Provident Fund (MPF)
強制性公積金計劃管理局 Mandatory Provident Fund Schemes Authority (MPFA)
強制性收購建議 mandatory bid; mandatory offer
強制補購 compulsory buy-in; forced buy-in
強勢美元 strong dollar
從價印花稅 ad valorem stamp duty
授權(quán)代表 authorised representative
授權(quán)書 power of attorney
掉期 swap
掛牌買賣 flotation
掛鉤匯率制 pegged rate system
掛盤冊 order book
接口費 port fee
接收(期權(quán)) take-up(options)
接受存款公司 deposit-taking company (DTC)
接駁站費用 port fee
接價盤 accept order
控股公司 holding company
控股股東 controlling shareholder
控股權(quán)益 controlling interest
控權(quán)股東 controlling shareholder
排媒現(xiàn)象 disintermediation
排期申請表格 advance booking form
敏感度分析 sensitivity analysis
救市特別交易征費 "Lifeboat" levy
救市貸款 Lifeboat Loan
斬倉 margin cut; liquidation; forced liquidation
條文 provision
淡倉 short position
凈值比率 net worth ratio
凈額按金計算 net margining
凈額結(jié)算 netting
深圳證券交易所 Shenzhen Stock Exchange
深圳證券登記有限公司 Shenzhen Securities Registration Company Limited
深圳證券結(jié)算有限公司 Shenzhen Securities Clearing Company Limited
清洗交易 whitewash transaction; wash sale
清算 clearing
清算價 clearing price
清盤 liquidation
淺白語言計劃 Project on the Use of Plain Language
淺白語言計劃工作小組 Working Group on Plain Language
牽頭包銷商 lead underwriter
現(xiàn)金交收 cash settlement; cash on delivery (COD)
現(xiàn)金回傭 cash commission rebate; cash rebate
現(xiàn)金收益凈值 net present value
現(xiàn)金客戶 cash client
現(xiàn)金差額繳款 cash marks
現(xiàn)金流向 / 現(xiàn)金周轉(zhuǎn) cash flow
現(xiàn)金流動表 cash flow statement
現(xiàn)金流量折現(xiàn)/貼現(xiàn)法 discounted cash flow
現(xiàn)金資產(chǎn)公司 cash company
現(xiàn)金選擇 cash alternative
現(xiàn)貨月 spot month
現(xiàn)貨市場 spot market; cash market; physical market; actual market
現(xiàn)貨市場諮詢小組 Cash Market Consultative Panel
現(xiàn)貨價 spot price; cash price; physical price; actual price
現(xiàn)價 nominal price
《理解股票期權(quán)（及其風(fēng)險）》(刊物)
Understanding Stock Options (and Their Risks)(publication)
理論性參考價格系統(tǒng)(期貨) Theoretical Indicative Pricing System (TIPS)(futures)
產(chǎn)權(quán)負(fù)擔(dān) encumbrances
票面利率 coupon; coupon rate
票面值 par value
票面息率 coupon; coupon rate
票對票方式 "paper-to-paper" arrangement
票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng) Clearing House Automated Transfer System (CHATS)
票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)付款指示 CHATS Payment Instruction
票據(jù)密集交收 paper intensive settlement
移動平均值背馳指標(biāo) Moving Average Convergence-Divergence (MACD)
第一上市 primary listing
第一板 main board
第二上市 secondary listing
第二代自動對盤及成交系統(tǒng)（第二代自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Second Generation (AMS/2)
第二板 / 第二板市場 second board; second market
第三代自動對盤及成交系統(tǒng)（第三代自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Third Generation (AMS/3)
第三者結(jié)算 Third Party Clearing (TPC)
累計/累積利息 accumulated interest
累計/累積利潤 accumulated profits
累計/累積折舊 accumulated depreciation
累計/累積墊款 cumulative advance
累計投標(biāo)制 book building method
細(xì)價股 small cap stock; penny stock
細(xì)盤撮合系統(tǒng)(美國) Small Order Entry System; Small Order Execution System (SOES)(US)
細(xì)額先到先得 Small Order First-In-First-Out
「終止及停止」令 "cease and desist" order
組合分析儀(期權(quán)) Portfolio Analyser(options)
「組合股」 Exchange Traded Fund
組合盤 / 綜合盤 combination order; combo order; composite order
組織大綱 memorandum of association
《組織大綱及章程》 Memorandum and Articles of Association
組織架構(gòu)檢討指導(dǎo)委員會 Steering Committee on Organisational Review
組織細(xì)則 articles of association
組織章程 constitution; articles of association
翌日凈額結(jié)算系統(tǒng) next day net settlement system
莊家 market maker
莊家之經(jīng)銷交易 jobbing transaction
莊家名錄 Market Maker List
莊家活動 market making
規(guī)范聲明 normative statement
訪客廊 Viewing Gallery
設(shè)定增值稅 deemed VAT
貨幣市場 money market
貨幣交叉盤買賣 cross currency trade
貨幣供應(yīng) money supply
貨幣政策委員會(中國人民銀行) Monetary Policy Committee(PBOC)
貨幣基礎(chǔ) monetary base
貨幣期貨 currency futures
貨幣發(fā)行局制度 currency board system
貨幣經(jīng)紀(jì) money broker
貨幣資產(chǎn) monetary assets
貨幣權(quán)證 currency warrant
貨銀同步交收 delivery vs payment (DvP)
貨銀兩訖 delivery vs payment (DvP)
貨銀對付 cash on delivery (COD)
貨銀對付方式交收 delivery vs payment (DvP)
責(zé)任承擔(dān) accountability
責(zé)任承諾書 responsibility letter
責(zé)任聲明書 responsibility statement
責(zé)務(wù)變更 novation
責(zé)務(wù)變更合約 novated contract
軟傭金 soft commission
軟貨幣 soft currency
軟著陸 soft landing
透明度 transparency
透視價 "see-through" price
逐項交收 trade-for-trade settlement
通訊線路現(xiàn)況顯示行 communication status message line
通貨緊縮 / 通縮 deflation
通脹指標(biāo)貨幣政策 inflation indexed monetary policy
速動市場 fast market
速動資金 liquid capital
速動資產(chǎn) liquid asset
造市 market manipulation
造價 price manipulation
連鎖關(guān)系原則 chain principle
連續(xù)競價 continuous auction
部份完成的買賣指示 partially filled order
部份區(qū)域網(wǎng)絡(luò) Local Area Network (LAN)
閉端式基金 closed-end fund
陰陽燭圖 candlestick chart
備考全面攤薄市盈率 pro forma fully diluted price/earnings ratio
備考報表 pro forma statement
備兌期權(quán) covered option
備兌權(quán)證 covered warrant
備兌認(rèn)購期權(quán) covered call
備抵(會計) allowance(accounting)
傘子基金 umbrella fund
凱伯里委員會(英國) Cadbury Committee(UK)
凱伯里報告書(英國) Cadbury Report(UK)
創(chuàng)新及科技基金 Innovation and Technology Fund
創(chuàng)業(yè)板 Growth Enterprise Market (GEM)
創(chuàng)業(yè)板上市委員會 GEM Listing Committee
《創(chuàng)業(yè)板上市規(guī)則》（《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》）
GEM Listing Rules(Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited)
《創(chuàng)業(yè)板投資者指南》 GEM Investor Guide
創(chuàng)業(yè)板指數(shù) Growth Enterprise Index (GEI)
創(chuàng)業(yè)基金 venture capital
單一董事會制 unitary board system
單一種股份的衍生認(rèn)股權(quán)證 single share derivative warrant
單一價格競價市場 single price auction system
單日貨幣市場 intra-day money market
《單位信托及互惠基金守則》 Code on Unit Trusts and Mutual Funds
單位信托委員會(證監(jiān)會) Committee on Unit Trusts(SFC)
單位信托基金 unit trust
單價配對(期權(quán)) netting(options)
報價 quote
報價系統(tǒng)(期貨) Price Reporting System(futures)
報價要求 quote request; request for quote (RFQ)
報價規(guī)則 quotation rules
場內(nèi)交易 pit trading
場內(nèi)交易產(chǎn)品 exchange traded product
場內(nèi)規(guī)則 on-market rules
場內(nèi)買賣期權(quán) exchange traded option
場內(nèi)買賣盤 on-floor order
場外交易 off-floor trading; off-board trading
場外交易議價板 (美國) OTC Bulletin Board (US)
場外衍生工具 over-the-counter derivative
場外規(guī)則 off-market rules
場外期權(quán) over-the-counter option
場外購回股份 off-market share repurchase
場外證券市場 over-the-counter market
孳息 yield
富時指數(shù)有限公司（原金融時報指數(shù)） FTSE
幀中繼交易網(wǎng) frame relay trading network
復(fù)牌 resumption of trading
《提升香港的金融基礎(chǔ)設(shè)施報告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong
提升數(shù)碼資料輸送專線 enhanced digital datafeed
提早補購 early buy-in
提呈發(fā)售 offer for sale
提高運作的能力 scalable
揚基債券 Yankee bond
換股比率 conversion ratio
換算 translation
散戶投資者 / 散戶 retail investor
散戶經(jīng)紀(jì) retail broker
普通股 ordinary share
普通債券 straight bond
標(biāo)書翻譯 http://www.tran-masters.com
替任人 alternate
最大差價限額 maximum spread
最少開價數(shù)量 minimum quote quantity
最低上落價位 minimum price fluctuation; tick (size)
最低交易數(shù)額 minimum transaction size
最低供款額 minimum contribution
最低價格變動 minimum price fluctuation; tick (size)
最低豁免規(guī)定 de minimus waiver provision
最初發(fā)起人 ultimate originator
最佳成交價 best execution price
最佳價格 best price
最佳價格盤 at-best order
《最佳應(yīng)用守則》 Code of Best Practice
最后一輪交收處理程序 Final Settlement Run
最后成交價 last recorded price; last traded price
最后行使日 last exercise day
最后結(jié)算表 Final Clearing Statement
最后結(jié)算價 Final Settlement Price
最后貸款人 lender of last resort
最后復(fù)核聆訊 final review hearing
最終用戶/使用者 end user
最終受益人 ultimate beneficiary
最終實益持有人 ultimate beneficial holder
最短回復(fù)開價時間 minimum response time
期末存貨 closing stock
期初存貨 opening stock
期貨賠償基金 Futures Compensation Fund
期貨賠償基金委員會(證監(jiān)會) Futures Compensation Fund Committee(SFC)
期權(quán) option
期權(quán)交付指令 options delivery instruction
期權(quán)交易主任 Options Trading Officer
期權(quán)交易主任及代表考試 Options Trading Officer and Representative Examinations
期權(quán)交易代表 Options Trading Representative
期權(quán)交易所參與者 Options Exchange Participant
《期權(quán)交易規(guī)則》 Options Trading Rules
期權(quán)交易確認(rèn)書 options trade confirmation
期權(quán)合約 option contract
期權(quán)合約凈持倉 net open options contract; net options position
期權(quán)系列 option series
期權(quán)定價 option valuation
期權(quán)定價模式 option pricing model
期權(quán)金 premium
期權(quán)金成交額 premium turnover
期權(quán)長倉合約 long options contract
期權(quán)客戶協(xié)議書 Options Client's Agreement
期權(quán)持有人 option holder
期權(quán)持倉 option position
期權(quán)短倉 short option
期權(quán)短倉合約 short options contract
期權(quán)結(jié)算主任 Options Clearing Officer
期權(quán)結(jié)算主任考試 Options Clearing Officer Examination
《期權(quán)結(jié)算規(guī)則》 Options Clearing Rules
期權(quán)費用 options tariff
期權(quán)買方 option buyer
期權(quán)買賣交易所參與者 Options Trading Participant
期權(quán)經(jīng)紀(jì)交易所參與者 Options Broker Exchange Participant
期權(quán)資訊服務(wù) Options Information Service
期權(quán)數(shù)碼資料傳送專線 options digital datafeed
期權(quán)賣方 option seller; option writer
期權(quán)類別 option class
款項交收費 money settlement fee
款項凈額結(jié)算每日平均效率 daily average funds netting efficiency
款項過戶系統(tǒng) money transfer system
款項預(yù)繳服務(wù) cash prepayment service
殘值 salvage value
減傭經(jīng)紀(jì) discount broker
港元同業(yè)拆息 Hong Kong Interbank Offered Rate (HIBOR)
《港元利率期貨市場通訊》 HIBOR Futures Market Update
港元利率期貨迭期 HIBOR Futures Strip
港匯指數(shù) / 港元實際匯兌指數(shù)
Effective Exchange Rate Index for the Hong Kong Dollar (EERI)
無人申領(lǐng)之經(jīng)紀(jì)傭金 unclaimed brokerage
無力償債 insolvency
無形資產(chǎn) intangible asset
無抵押貸款 unsecured loan
無抵押權(quán)證 non-collateralised warrant
無風(fēng)險利率 risk-free interest rate
無風(fēng)險對沖 delta hedge
無時限盤 good-till-cancelled order (GTC)
無紙化交易 paperless trading; scripless trading
無條件及不可撤回之擔(dān)保 unconditional and irrevocable guarantee
無條件現(xiàn)金收購建議/要約 unconditional cash offer
無責(zé)任聲明 disclaimer
無備兌期權(quán) uncovered option
無備兌認(rèn)購期權(quán) uncovered call
「無超額虧蝕」規(guī)則 No-Over-Loss Rules
無價期權(quán)形式 tails(options)
無憑證式股東 uncertificated shareholder
無償債能力 insolvency
《為便利股份或債權(quán)證要約而就《公司
條例》提出的修訂建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures
牌照 licence
登記持有人 registered owner
登記過戶費 scrip fee
發(fā)行人 issuer
《發(fā)行人及專業(yè)顧問意見調(diào)查》 Issuers and Professional Advisers Survey
發(fā)行人可選擇支付現(xiàn)金 /
發(fā)行人現(xiàn)金選擇權(quán) issuer's cash option
發(fā)行人登記冊 Issuer Register
發(fā)行人電子存檔系統(tǒng) issuer electronic filing system
發(fā)行紅股 scrip issue
發(fā)行章程 prospectus
發(fā)行量加權(quán)股價指數(shù)(臺灣交易所) Weighted Index(Taiwan Stock Exchange)
發(fā)行新股 new issue
發(fā)行資料摘要(權(quán)證) indicative terms sheet(warrants)
發(fā)行價 issue price
發(fā)行機構(gòu) issuer
《發(fā)展路向》(刊物) The Way Forward(publication)
發(fā)起人 promoter
發(fā)牌資料冊 licensing information booklet
發(fā)鈔局制度 currency board system
發(fā)盤價 offer price
短期同業(yè)拆放市場 call market
短期資金 short-term money
短期資金借貸市場 money market
短期舉債/借貸 short term borrowings
短期證券 short-dated securities
硬貨幣 hard currency
稅后盈利/利潤/溢利 after-tax profits
稅后實際回報率 after-tax real rate of return
《稅務(wù)條例》 Inland Revenue Ordinance
稅務(wù)優(yōu)惠 tax relief
稅項減免 tax break; tax concession
稀釋* dilution
程式買賣/交易 programme trading
程序覆檢委員會 Process Review Panel
等價期權(quán) at-the-money option
結(jié)清 close out
結(jié)構(gòu)改進 institutional advancement
結(jié)算 clearing
結(jié)算所 clearing house
結(jié)算所電子附屬登記系統(tǒng)(澳洲) Clearing House Electronic Subregister System (CHESS)(Australia)
結(jié)算協(xié)議書 clearing agreement
結(jié)算參與者(期權(quán)買賣) Clearing Participant(options trading)
「結(jié)算通」電話系統(tǒng) CCASS Phone System
《結(jié)算運作程序 ─ 期權(quán)買賣交易所參與者專用》
Operational Clearing Procedures for Options Trading Exchange Participants
結(jié)算價 clearing price
結(jié)算機構(gòu)參與者 Clearing Agency Participant
結(jié)算諮詢小組 Clearing Consultative Panel
《結(jié)算縱橫》(刊物) Clear Talk(publication)
結(jié)余 balance
結(jié)轉(zhuǎn)(會計) carried forward(accounting)
統(tǒng)一保證金客戶協(xié)議書 Uniform Margin Client's Agreement
統(tǒng)一現(xiàn)金客戶協(xié)議書 Uniform Cash Client's Agreement
統(tǒng)一結(jié)算所 universal clearing house
統(tǒng)制賬戶 control account
虛假市場 false market
虛假聲明 misstatement
虛售交易；虛賣 wash sale
虛報 misrepresentation
虛擬市場 virtual market
「街名」股票 "street name" share certificate
補充/增補上市文件 supplemental/supplementary listing document
補倉按金(期貨) maintenance margin(futures)
補倉通知 margin call
補發(fā)證書服務(wù) certificate replacement service
補購 buy in
注冊中介團體 registered intermediary
注冊商號 registered firm
注冊莊家 Registered Trader
注冊融資人 registered financier
注冊證券商 registered dealer
注銷股份 cancelled share
注釋備忘錄 explanatory memorandum
貶值 depreciation
買家 bidder
「買者自負(fù)」原則 "let the buyer beware" principle;
"Caveat Emptor" (let the buyer beware)
買殼 acquisition of shells
買價 / 買盤價 bid price
買盤 buy order
買賣因公眾持股量不足而停牌證券的申報表 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float
買賣指示 order
買賣差價 bid-asked spread
買賣單位 board lot
買賣單據(jù) contract note
買賣慣例 dealing practice
買賣盤 order
買賣盤紀(jì)錄 order book
買賣盤紙 deal ticket
買賣盤處理率 order throughput
買賣盤傳遞 order routing
買賣盤傳遞系統(tǒng) Order Routing System (ORS); router system
買賣盤輸入 order entry
貸出費 lending fee
貸股人 stock lender
貸股人參與者(中央結(jié)算系統(tǒng)參與者) Stock Lender Participant(CCASS)
貸款抵押證券 collateralised loan obligation (CLO)
貸款股 / 貸款債券 loan stock
貸款銀團 loan syndicate
貸款融通 loan facility
貼現(xiàn) discount
貼現(xiàn)率 discount rate
貼現(xiàn)窗 discount window
超國家機構(gòu) supranational entity
超連結(jié) hyperlink
超買 overbought
超賣 oversold
超額配發(fā)/配股權(quán) over-allotment option
超額配發(fā)機制 over-allotment option scheme
超額認(rèn)購 oversubscribed; overbooked
跌停板措施 circuit breaker
《周年報告的參考披露資料》(刊物) Reference for Disclosures in Annual Reports(publication)
進項增值稅 input VAT
開市分配時段(HKATS) open allocation session(HKATS)
開市前分配時段(HKATS) pre-open allocation session(HKATS)
開市前時段 ；開市前議價時段 pre-opening session
開市報價規(guī)則 opening quotations rules
開市價 opening price
開市盤 open order; at-the-opening order
開市議價機制(期貨) Pre-market Opening Mechanism(futures)
開放式基金 open-end fund
開放式網(wǎng)間連接器 open gateway
開放式網(wǎng)間聯(lián)系買賣 internet order connection
開倉交易 opening transaction
開倉合約 opening contract
開價盤 quote
開價盤要求 quote request
開盤狀況報告 quote maintenance report
開盤價 opening price
集中持倉量 concentrated position
集中風(fēng)險 concentration risk
集中風(fēng)險調(diào)整 concentration risk adjustment
《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Collective Investment Schemes
集合競價 aggregate auction
集資 capital formation
集資市場 primary market
《集資退休基金守則》 Code on Pooled Retirement Funds
《集資退休基金的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds
集資凈額 net proceeds
集團內(nèi)部交易 intra-group transactions
集團會計 corporate accounting
集體投資計劃 collective investment schemes (CIS)
集體投資基金 collective investment fund
項目融資 project finance
順差 favourable variance; favourable difference
須予公布的交易 notifiable transaction
須予披露的交易 discloseable transaction
傳統(tǒng)基金會(美國) The Heritage Foundation(US)
傳統(tǒng)債券 plain vanilla bond
債券 bond; debenture; debt securities; loan stock
債券市場工作小組 Working Group on Debt Market
債券抵押證券 Collateralised Bond Obligation (CBO)
債務(wù) indebtedness
債務(wù)人 debtor
債務(wù)工具中央結(jié)算系統(tǒng)(金管局) Central Moneymarkets Unit (CMU)(HKMA)
債務(wù)市場 debt market
債務(wù)報表 indebtedness statement
債務(wù)償還 debt repayment
債務(wù)證券 debt securities; loan stock
債務(wù)鏈 debt chain
債轉(zhuǎn)股 debt-for-equity swap
債權(quán)人 creditor
債權(quán)股額 loan stock
債權(quán)證 debenture
匯兌限額 exchange quota
匯兌損失 exchange loss
匯票 bill of exchange
匯款同步交收(銀行) payment vs payment (PvP)(banking)
微值入價 cabinet bid
微值交易(期權(quán)) cabinet trade; cabinet bid
損益平衡點 breakeven point
損益賬 profit and loss account
新一代中央結(jié)算系統(tǒng) CCASS/3
新加坡交易所 Singapore Exchange (SGX)
新加坡證券交易所交易及自動報價系統(tǒng)
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ)
新市場發(fā)展工作小組 Working Group on New Market Development
新企業(yè)上市國際委員會 International Committee on the Listing of New Enterprises
新股發(fā)行 new issue
新恒生50中型股指數(shù) New Hang Seng MidCap 50 Index (New HSMCI)
新華富時中國25指數(shù) FTSE/Xinhua China 25 Index
《新監(jiān)管制度》(證監(jiān)會) The New Regulatory Framework(SFC)
新聞欄(大利市機股份頁) Free Text Area(Teletext)
新興市場 emerging market
會計師報告 accountants' report
會計處理方式 accounting treatment
會計期間 accounting period
會計程式 accounting equation
會計準(zhǔn)則/標(biāo)準(zhǔn) accounting standard
《會計實務(wù)準(zhǔn)則》 Statement of Standard Accounting Practice (SSAP)
會計慣例/實務(wù) accounting practice
極端波動乘數(shù) extreme move multiplier
極端波動覆蓋分?jǐn)?shù) extreme move covered fraction
極價內(nèi)期權(quán) deep-in-the-money option
極價外期權(quán) deep-out-of-the-money option; tails
業(yè)務(wù)紀(jì)錄 track record
業(yè)務(wù)劃分 delineation of activities
業(yè)績公布 results announcement
概念股 concept stock
源指令碼 source code
準(zhǔn)備(會計) provision(accounting)
溢利 profit
溢利預(yù)測 profit forecast
溢價 premium
瑞士商品、期貨及期權(quán)協(xié)會 Swiss Commodities, Futures and Options Association
碎股 odd lot
節(jié)流率 throttle rate
經(jīng)紀(jì)代表考試 Broker's Representatives Examination
經(jīng)紀(jì)代表課程 Broker's Representatives Course
經(jīng)紀(jì)交易 agency trade
經(jīng)紀(jì)自設(shè)系統(tǒng) Broker Supplied System (BSS)
經(jīng)紀(jì)行 brokerage house
經(jīng)紀(jì)傭金 brokerage
經(jīng)紀(jì)忠誠保險計劃 Brokers' Fidelity Insurance Scheme (BFI)
經(jīng)紀(jì)忠誠保險計劃委員會 Brokers' Fidelity Insurance Committee
經(jīng)紀(jì)后勤辦公室支援服務(wù) Brokers' Electronic Support Services (BESS)
經(jīng)紀(jì)活動工作小組 Broker Activities Working Team
經(jīng)紀(jì)參與者(中央結(jié)算系統(tǒng)參與者) Broker Participant(CCASS Participants)
經(jīng)紀(jì)會計系統(tǒng) Brokers' Accounting System
經(jīng)紀(jì)電子郵遞及集體傳呼服務(wù) E-mail and Group Paging Services
經(jīng)修訂的股份賣空計劃 revised short selling scheme
經(jīng)常賬 current account
經(jīng)審核賬目 audited accounts
經(jīng)辦人 manager
經(jīng)辦銀行 administering bank
經(jīng)濟自由指數(shù) Index of Economic Freedom
經(jīng)濟發(fā)展及勞工局 Economic Development and Labour Bureau
經(jīng)濟發(fā)展及勞工局局長 Secretary for Economic Development and Labour
經(jīng)營租賃 operating lease
經(jīng)擴大股本 enlarged share capital
群集式伺服器 cluster server
《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盤 placing order
董事/行政總裁具報書 Director's / Chief Executive's Notifications
《董事的聲明及承諾》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事會 board of directors
董事會報告 directors' report
董事酬金 directors' remuneration
試算表 trial balance
誠信責(zé)任 fiduciary duties
資不抵債 insolvency
資方信托人 employer trustee
資本化 capitalisation
資本化發(fā)行 capitalisation issue
資本支出 capital expenditure
資本充裕/充足比率 capital adequacy ratio
資本充裕程度 capital adequacy
資本市場 capital market
資本負(fù)債比率 gearing ratio
資本重整 recapitalisation
資本值 capital value
資本項目* capital account
資本增值 capital appreciation; capital gain
資本增值權(quán)證 capital plus warrant
資本增益 capital gain
資本增益/增值稅 capital gains tax (CGT)
資本調(diào)整 capital adjustment
資本賬 capital account
資本儲備 capital reserve
資本虧損 capital loss
資本籌集 capital formation
資金平衡 fund balancing
資金股本化 capitalisation issue
資金表 fund statement
資金流向 fund flow
資金會計法 fund accounting approach
資金運用 fund utilisation
資料印證工作函 Comfort Letter
資料披露 disclosure
資料備忘錄 information memorandum
資格股 qualification share
資訊供應(yīng)商 information vendor
資訊服務(wù) information service
資訊發(fā)布/發(fā)放 information dissemination; news dissemination
資訊檔案 news file
資產(chǎn) asset
資產(chǎn)拆賣 asset stripping
資產(chǎn)保證 asset coverage
資產(chǎn)負(fù)債表 balance sheet
資產(chǎn)負(fù)債表以外之承擔(dān)/項目 off-balance sheet exposure
資產(chǎn)負(fù)債表外金融工具 off-balance sheet (financial) instrument
資產(chǎn)負(fù)債表編制程式 balance sheet equation
資產(chǎn)凈值 net asset value
資產(chǎn)調(diào)配/調(diào)度 asset allocation
資產(chǎn)調(diào)換 asset swap
資產(chǎn)覆蓋率 asset coverage
跨司法區(qū)招股活動 multi-jurisdictional equity offering
跨市場協(xié)調(diào)委員會 Inter-Market Coordination Committee
跨市場抵押品 cross collateral
跨市場按金制度 cross margining
跨國多重上市 mutual cross-listing
跨期買賣(期權(quán)) calendar spread; time spread; horizontal spread (options)
跨期買賣 spread trading
跨境上市 cross-border listing
跨價衍生權(quán)證 call spread derivative warrant
跨價買賣(期權(quán)) price spread; vertical spread; spread trading(options)
《跟蹤指數(shù)交易所買賣基金監(jiān)管指引》(證監(jiān)會)
Guidelines for Regulating Index Tracking Exchange Traded Funds(SFC)
路透社證券投資傳視服務(wù) Reuters Monitor Equities Investment Service
運作風(fēng)險 operational risk
逾時交易 late trading
過戶 transfer
過戶(期權(quán)) give-up(options)
過戶文件 instrument of transfer
過戶代理 transfer agent
過戶紙（轉(zhuǎn)讓）印花稅 transfer deed stamp duty
過戶處 / 過戶登記處 registrar; share registrar
過戶費 transfer fee
過渡性貸款 bridging loan
過量交易 overtrading
道德及指引委員會 Ethics and Guidance Committee
道瓊斯工業(yè)平均指數(shù) Dow Jones Industrial Average
道瓊斯工業(yè)平均指數(shù)期貨及期權(quán) Dow Jones Industrial Average Futures and Options
鄉(xiāng)鎮(zhèn)企業(yè) township and village enterprises
隔夜流動資金(銀行) overnight liquidity(banking)
零交易日 zero-trading day
零和游戲 zero-sum game
零股* odd lot
零息債券 zero coupon bond
零售資訊服務(wù) retail information service
《電子公開發(fā)售指引》(證監(jiān)會) Guidelines for Electronic Public Offerings(SFC)
電子化財政資源規(guī)則報表系統(tǒng) e-FRRR system
電子交易 electronic trading
電子收付款指示 Electronic Payment Instruction (EPI)
電子呈交系統(tǒng) e-Submission system
電子款項交收服務(wù) Electronic Money Settlement Services
電子款項交收費 electronic money settlement fee
電子通訊網(wǎng)絡(luò) electronic communications network (ECN)
電子郵件；電子郵遞；電郵 e-mail
電子傳遞證券資訊服務(wù) Electronic Mailing Stock Information Service (EMSIS)
電子認(rèn)購首次公開招股服務(wù) Electronic Initial Public Offering service (EIPO)
電子認(rèn)購新股指示 Electronic Application Instruction for New Issue Shares
「電子數(shù)據(jù)收集、分析及檢索」系統(tǒng)(美國) Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US)
預(yù)計平均結(jié)算價 estimated average settlement price (EAS price)
預(yù)計資本值 estimated capital value
預(yù)托證券 depository receipt
預(yù)設(shè)期貨跨期合約 Predefined Futures Calendar Spreads
預(yù)警系統(tǒng) early warning system
偽冒電子郵件 phishing
《境內(nèi)企業(yè)申請到香港創(chuàng)業(yè)板上市審批與監(jiān)管指引》(中國內(nèi)地)
Guidelines on the Vetting and Regulation of Applicat, ions for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China)
境外上市外資股(中國內(nèi)地) overseas listed foreign share(Mainland China)
境外發(fā)行股票和上市管理通知 (國務(wù)院)
Notice on Regulation of Share Issues and Listing in Overseas Markets (State Council)
墊款 advance; monies advanced
實地盤存 physical inventory
實物分派 distribution in specie
實物交收 physical delivery
實物利益 benefits-in-kind
實物股票 physical scrip
實時計算 real time calculation
實時資訊 real time information
實益持有人 beneficial holder
實益擁有人 beneficial owner
實益權(quán)益 beneficial interests
實際可用年期 actual useful life
實盤 firm order
實質(zhì)匯率 real exchange rate
實繳股本 paid-up capital; paid-in capital
對手方 counterparty
對手風(fēng)險 counterparty risk
對手經(jīng)紀(jì) contra broker
對外經(jīng)濟貿(mào)易合作部（外經(jīng)貿(mào)部）(中國內(nèi)地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China)
對沖 hedging
對沖比率 hedging ratio
對沖值(期權(quán)) delta(options)
《對沖基金匯報規(guī)定指引》(證監(jiān)會)
Guidelines on Hedge Funds Reporting Requirements(SFC)
對沖基金 hedge fund
對角買賣 diagonal spread
對敲 bucketing
對盤 order matching
對盤前時段 pre-order matching period
對盤時段 order matching period
對賬 reconciliation
截止過戶日期 book close date (B/C date)
摘牌* delisting
杠桿比率 gearing ratio
杠桿市場 leveraged market
杠桿式外匯交易 / 買賣 leveraged foreign exchange trading
《杠桿式外匯買賣（財政資源）規(guī)則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules
《杠桿式外匯買賣（造訪）規(guī)則》 Leveraged Foreign Exchange Trading (Calls) Rules
杠桿式外匯買賣介紹代理人 leveraged foreign exchange introducing agent
杠桿式外匯買賣商 leveraged foreign exchange trader
《杠桿式外匯買賣條例》 Leveraged Foreign Exchange Trading Ordinance
杠桿收購 leveraged buy-out (LBO)
杠桿效應(yīng) leverage
滯脹 disinflation; stagflation
熊市 bear market
熒幕 screen
瘋狂拋售 bear raid
盡職審查 due diligence
監(jiān)事(中國內(nèi)地) supervisor(Mainland China)
監(jiān)事會(中國內(nèi)地) supervisory committee(Mainland China)
監(jiān)察主任 compliance officer
監(jiān)管 regulation
《監(jiān)管合作備忘錄》 Memorandum of Regulatory Cooperation (MORC)
監(jiān)管制度 regulatory regime
監(jiān)管套戥 regulatory arbitrage
監(jiān)管機構(gòu) regulatory body
算術(shù)平均數(shù)(統(tǒng)計) arithmetic average; arithmetic mean(statistics)
管制法例 governing law
《 管理、監(jiān)督及內(nèi)部監(jiān)控指引》(證監(jiān)會) Management, Supervision and Internal Control Guideline(SFC)
管理費用 management fee
管理層收購 management buy-out (MBO)
管理層股東 management shareholder
精算師 actuary
綜合戶口 omnibus account / omnibus client account
綜合表 composite table
綜合風(fēng)險 composite risk
綜合財務(wù)報表 consolidated financial statement
綜合買賣 composite trades
綜合盤 / 組合盤 combination order; combo order; composite order
維持前成交價但低于上一個差異價 zero-minus tick
維持前成交價但高于上一個差異價 zero-plus tick
維持按金(期貨) maintenance margin(futures)
網(wǎng)上交易 online trading
網(wǎng)上交易工作小組 On-line Trading Working Group
網(wǎng)上投資者資源中心(證監(jiān)會) Electronic Investor Resources Centre (eIRC)(SFC)
網(wǎng)上認(rèn)購新股服務(wù) Internet Initial Public Offering (iIPO) service
網(wǎng)間連接器(電腦) gateway(computer)
緊急貸款者 lender of last resort
緊縮措施 austerity measures
蒙受風(fēng)險的價值 value-at-risk
認(rèn)可用戶 authorised user
認(rèn)可行業(yè)資格 Recognised Industry Qualifications (RIQ)
認(rèn)可存款基金 approved deposit fund
認(rèn)可負(fù)債 ranking liabilities
認(rèn)可值 admitted value
認(rèn)可基金 authorised fund
認(rèn)可資產(chǎn)凈值 net admissible assets
《認(rèn)可機構(gòu)披露財務(wù)資料的最佳執(zhí)行指引》(金管局)
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA)
認(rèn)沽期權(quán) put option
認(rèn)沽期權(quán)沽出者 put writer
認(rèn)沽期權(quán)空倉 short put
認(rèn)沽短倉 short put
認(rèn)沽認(rèn)購等價關(guān)系 relationship of put-call parity
認(rèn)沽權(quán)證 put warrant
認(rèn)股期權(quán) share option
認(rèn)股權(quán)證 warrant
認(rèn)購 subscription
認(rèn)購不足 undersubscribed; underbooked
認(rèn)購期權(quán) call option
認(rèn)購期權(quán)沽出者 call writer
認(rèn)購期權(quán)空倉 short call
認(rèn)購短倉 short call
認(rèn)購權(quán)證 call warrant
說明函件 explanatory statement
說明指引 interpretive guidelines
輕微違紀(jì)事件 / 行為 summary offence
遙距交易設(shè)施 remote trading access
遞延股 deferred share
遞延稅項 deferred tax
遠東交易所 The Far East Exchange
遠期月份 distant month; back month
遠期貨幣合約 currency forward
遠期權(quán)利 forward entitlement
酸性測試比率 acid-test ratio
銀行同業(yè)拆借市場 interbank market
銀行承兌匯票 banker's acceptance
銀行結(jié)匯體系 exchange surrender system
《銀行業(yè)條例》 Banking Ordinance
銀行對賬表 bank reconciliation statement
銀行確認(rèn)書 bank confirmation
銀行融通額/融資額 banking facility
《銀行營運守則》(金管局) Code of Banking Practice(HKMA)
銀行證明文件 bank confirmation
銀團貸款 syndicated loan; syndicated lending
銀團融資 syndicated credit
駁腳經(jīng)紀(jì) runner
價內(nèi)期權(quán) in-the-money option
價外期權(quán) out-of-the-money option
價位 spread
價位表 Spread Table
價位值 tick value
價值狀況 moneyness
價值穩(wěn)定的貨幣 hard currency
價格發(fā)現(xiàn) price discovery
增值 accretion; appreciation
增值服務(wù) value-added service
增值稅 value added tax (VAT)
增售條款(包銷) greenshoe(underwriting)
增強自動對盤系統(tǒng)的市場接觸力 enhanced access to AMS
增強限價盤 enhanced limit order
增補/補充上市文件 supplementary/supplemental listing document
審計師* auditor
審核委員會 Audit Committee
審核線索 audit trail
審裁科 Adjudication Division
審慎原則 principle of prudence
審閱 vetting
《寬免繳付若干牌照費用的指引》(證監(jiān)會) Guidelines on Waivers of Certain Licensing Fees(SFC)
寬限期 grace period
廣域網(wǎng)絡(luò) Wide Area Network
影子董事 shadow director
影響市場資料 market-sensitive information
影響股價資料 price-sensitive information
德國期貨及期權(quán)交易所 Deutsche Terminborse (DTB)
德意志聯(lián)邦銀行 Deutsche Bundesbank
征收印花稅運作程序 Operation Procedures for Stamp Duty Collection
征求建議書 request for proposal
征求意見稿 exposure draft
撇銷 write off
撥備 provision
撥款 appropriation
數(shù)碼資料傳送專線 Digital Data Feed (DDF)
數(shù)碼資訊服務(wù) digital information service
數(shù)據(jù)傳送專線 data feed
暫收款 temporary receipts
暫定配額通知書 provisional letter of allotment
暫記賬 suspense account
暫停時段 blocking period
暫停辦理過戶登記手續(xù) closure of books; closure of register
暫緩執(zhí)行配對交收指示 hold matched SI
暫緩還款協(xié)議 standstill agreement
暫擱注冊(美國) shelf registration facility(US)
標(biāo)準(zhǔn)合約 standard contract
標(biāo)準(zhǔn)差 standard deviation
標(biāo)準(zhǔn)授權(quán)書 Model Authorisation Letter
標(biāo)準(zhǔn)組合風(fēng)險分析 Standard Portfolio Analysis of Risk (SPAN)
標(biāo)準(zhǔn)普爾500綜合指數(shù)預(yù)托證券 Standard & Poor's Depository Receipt (SPDR)
標(biāo)準(zhǔn)普爾/香港交易所大型股指數(shù) S&P/HKEx LargeCap
標(biāo)準(zhǔn)普爾/香港交易所小型股50指數(shù) S&P/HKEx SmallCap 50
標(biāo)準(zhǔn)普爾/香港交易所中型股25指數(shù) S&P/HKEx MidCap 25
標(biāo)準(zhǔn)普爾/香港交易所綜合指數(shù) S&P/HKEx Composite
標(biāo)準(zhǔn)普爾/香港交易所創(chuàng)業(yè)板指數(shù) S&P/HKEx GEM
標(biāo)準(zhǔn)普爾評級 Standard & Poor's Rating
標(biāo)準(zhǔn)登記服務(wù) standard registration service
標(biāo)準(zhǔn)會計準(zhǔn)則 standard accounting practice
模擬交易 mock trading
模擬系統(tǒng) simulation system
歐式期權(quán) European style option
歐洲日圓東京銀行同業(yè)拆息期貨 Euroyen Tibor Futures
歐洲可換股擔(dān)保債券 Euro-convertible guaranteed bond
歐洲貨幣債券 Eurobond
歐洲復(fù)興及開發(fā)銀行（即 世界銀行） European Bank of Reconstruction and Development (EBRD) (ie World Bank)
歐洲結(jié)算系統(tǒng) Euroclear
歐洲結(jié)算銀行 Euroclear Bank
歐洲債券 Eurobond
歐洲經(jīng)濟及貨幣聯(lián)盟 European Economic and Monetary Union (EMU)
歐洲證券交易商協(xié)會自動報價系統(tǒng) European Association of Securities Dealers Automated Quotations (EASDAQ)
歐洲議會 European Parliament
歐羅 / 歐元 euro / Euro
盤 order; position
盤存 inventory
盤房 dealing room
盤紙 order form
稽核測試 audit test
線上交易 online trading
線上項目 above the line
線下項目 below the line
線路費 circuit fee
緩行注冊(美國) shelf registration facility(US)
蝶式買賣 butterfly spread
復(fù)式按金 spread margin
復(fù)式期權(quán) spread option
復(fù)式盤 spread order
調(diào)息日 coupon-reset date
調(diào)息按揭 adjustable rate mortgage (ARM)
調(diào)整 adjustment
調(diào)整表 / 調(diào)整聲明 statement of adjustments
調(diào)整后有形資產(chǎn)凈值 adjusted net tangible assets
調(diào)整后資產(chǎn)凈值 adjusted net assets
調(diào)整持倉 position adjustment
調(diào)整基數(shù) adjusted basis
諒解備忘錄 memorandum of understanding (MOU)
賠償委員會 Compensation Committee
賠償基金儲備賬 Compensation Fund Reserve Account
賣空 short selling
賣空空倉 open short position
賣空股份總額 short interest
賣空價規(guī)則 tick rule
賣空賣方 short seller
賣家(期權(quán)) writer(options)
賣價 offer price
賣盤 sell order
賣盤價 ask price; asked price
賬面值 book value
賬面記錄 book entry
賬面凈值 net book value
賬面過賬 book entry
賬齡分析 aging analysis of accounts
《適用于在互聯(lián)網(wǎng)上宣傳或銷售集體投資計劃的人士的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Schemes on the Internet (CIS Internet Guidance Note)
《適當(dāng)人選的準(zhǔn)則》(證監(jiān)會) The Fit and Proper Criteria(SFC)
遷冊 change of domicile
銷售收入 sales revenue
銷項增值稅 output VAT
餌盤 bait order
余額 balance
學(xué)術(shù)界諮詢委員會(證監(jiān)會) Academic Advisory Committee(SFC)
學(xué)術(shù)評審諮詢委員會(證監(jiān)會) Academic and Accreditation Advisory Committee (AAAC)(SFC)
憑證式股東 certificated shareholder
憑證式國庫券(中國內(nèi)地) Certificate Treasury(Mainland China)
《操守準(zhǔn)則》 Code of Conduct
操縱價格 price manipulation
擔(dān)保人 guarantor
擔(dān)保交易 guarantee transaction
擔(dān)保物* collateral; security
擔(dān)保計劃 Guarantee Scheme
擔(dān)保權(quán)益 security interest
整合 consolidation; integration
整批輸入交收指示 SI Batch File Service
整體持倉 overall position
機構(gòu)交易員組合系統(tǒng)(澳洲) Portfolio System for Institutional Traders (POSIT)(Australia)
機構(gòu)投資者 institutional investor
機構(gòu)客戶 institutional client
機構(gòu)計劃書(證監(jiān)會) Corporate Plan(SFC)
機構(gòu)風(fēng)險 institutional risk
歷史成本 historical cost
歷史波幅 historical volatility
澳洲證券交易所 Australian Stock Exchange (ASX)
澳洲證券及投資監(jiān)察委員會（澳洲證監(jiān)會）
Australian Securities and Investments Commission (ASIC)
獨立上市 separate listing
獨立非執(zhí)行董事 independent non-executive director
獨立信托戶口 segregated trust account
獨立財務(wù)顧問 independent financial adviser
獨立調(diào)查局 Independent Investigation Board
獨立顧問 independent adviser
獨資經(jīng)營者 sole proprietor
穆迪投資評級 Moody's Investment Grade
積欠款項 arrears
融通票據(jù) accommodation bill
融資人 financier
融資租賃承擔(dān) finance lease commitment
諮詢委員會(證監(jiān)會) Advisory Committee(SFC)
輸入買賣盤時段 order input period
「輸入與核對分工」功能(中央結(jié)算系統(tǒng)) maker-checker facility(CCASS)
辦公室前線系統(tǒng) front-office system
辦公室后勤/后勤運作系統(tǒng) back-office system
遲報交易 late reported sales
選時交易 market timing
選擇性銷售方式 selective marketing basis
醒目卡 smart card
錯誤包容 fault tolerance
錯誤交易合約 mistraded contract
錯誤陳述 misstatement
隨意提增法 arbitrary scale up method
隨機分配 random assignment
靜態(tài)資訊 static information
頭寸 position
頭寸交易商(商品市場) position trader(commodity market)
頭盤 at-the-opening order
龍債券 dragon bond
償債能力風(fēng)險 insolvency risk
償債基金 sinking fund
優(yōu)先股 preference share; preferred share
優(yōu)先普通股 preferred ordinary share
優(yōu)先認(rèn)購權(quán) pre-emptive right
優(yōu)質(zhì)證券 seasoned securities
應(yīng)付即日差額繳款 intra-day marks payment obligations
應(yīng)付賬款 accounts payable
應(yīng)用指引 Practice Note
應(yīng)用研究基金 Applied Research Fund
應(yīng)用程式界面 Application Programming Interface (API)
應(yīng)收賬款 accounts receivable
應(yīng)占股權(quán) attributable equity interest
應(yīng)計收益 accrued revenue
應(yīng)計利息 accrued interest
應(yīng)計制(會計) accrual basis(accounting)
應(yīng)計費用 accrued expenses
應(yīng)退增值稅 recoverable VAT
擬定開市價格 Calculated Opening Price (COP)
檔案傳送協(xié)定 file transfer protocol
檔案轉(zhuǎn)換 file transfer
檢討持牌法團財務(wù)規(guī)管制度工作小組 Working Group on Review of the Financial Regulatory Framework for Licensed Corporations
檢討證券及期貨市場規(guī)管架構(gòu)運作專家小組
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
《檢討證券及期貨市場規(guī)管架構(gòu)運作專家小組報告書》
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure
營業(yè)日 business day
營業(yè)代表 sales representative
營運指令 working order
營運風(fēng)險 operational risk
營運/營業(yè)租賃 operating lease
營運買賣盤 working order
營運資金 working capital
燭柱圖 candlestick chart
獲分配人士 assignee
獲配售人 placee
獲配發(fā)人 allottee
獲提名董事 proposed director
環(huán)球股本證券市場 Global Equity Market
環(huán)球債券 global bond
環(huán)球預(yù)托證券 global depository receipt (GDR)
環(huán)球銀行財務(wù)電信協(xié)會 Society for Worldwide Interbank Financial Telecommunications (SWIFT)
瞬像 / 瞬態(tài)(電腦) snapshot(computer)
總市值 total market capitalisation; aggregate market value
總按金價值 total margin value
總持倉限額 gross limit
總賬 general ledger
總額按金計算 gross margining
聯(lián)交所交易權(quán) Stock Exchange Trading Right
聯(lián)交所交易權(quán)持有人 Holder of Stock Exchange Trading Right
聯(lián)交所期權(quán)結(jié)算所抵押品 SEOCH collateral
聯(lián)交所期權(quán)結(jié)算所參與者 SEOCH Participant
聯(lián)交所資訊服務(wù)熱線 SEHK Enquiry Hotline
聯(lián)名個人投資者戶口 Joint Individual Investor Account
聯(lián)合交易所賠償基金 Unified Exchange Compensation Fund
聯(lián)合受托人 co-trustee
聯(lián)邦基金 Federal funds
聯(lián)邦基金利率 Federal funds rate
聯(lián)邦結(jié)算系統(tǒng) Fed wire; Fedwire; FedWire
聯(lián)邦儲備系統(tǒng) Federal Reserve System
聯(lián)席保薦人 co-sponsor
聯(lián)席經(jīng)辦人 co-manager
聯(lián)網(wǎng) networking
聯(lián)線投資服務(wù) on-line investment service
聯(lián)機界面聯(lián)系 on-line interface
聯(lián)營公司 associated company; associate company; associate
聯(lián)系人士 associate
聯(lián)系設(shè)施(電腦) gateway(computer)
聯(lián)系匯率 pegged exchange rate
聯(lián)系匯率制 pegged rate system
聯(lián)系證明書 / 信心保證書 comfort letter
聯(lián)屬公司 affiliated company; affiliate
聰明咭 smart card
臨時清盤人 provisional liquidator
臨時結(jié)算表 Provisional Clearing Statement (PCS)
薪酬利益 remuneration package
豁免 / 豁免規(guī)定 waiver
豁免上市地位 exempt listing status
豁免交易商 exempt trader
豁免自營買賣商 Exempt Principal Trader
豁免基金經(jīng)理 Exempt Fund Manager
購回 / 購回股份 repurchase; share repurchase
購股權(quán) share option
購買力平價 purchasing power parity (PPP)
避稅 tax avoidance
《邁進新紀(jì)元》(刊物) Positioning for a New Era(publication)
還本付息* redemption
還盤 counter order
鍋爐室 boiler room
隱藏交易額買賣盤 hidden-size order
點子 basis point
儲備 reserve
儲備基金 reserve fund
戴維森報告書（即 證券業(yè)檢討委員會報告書）
Ian Hay Davison Report (ie Report of the Securities Review Committee)
瀆職行為 misconduct
瀏覽及挑選 browse and pick
簡便指南(自動對盤系統(tǒng)) Quick Reference Guide(AMS)
職工股(中國內(nèi)地) employee share(Mainland China)
職能劃分制度 / 職能分管制度 Chinese Wall
《職業(yè)退休計劃條例》 Occupational Retirement Schemes Ordinance
職權(quán)范圍 terms of reference
藍籌股 blue chip
轉(zhuǎn)手紙 transfer deed; transfer form
轉(zhuǎn)倉 roll-over
轉(zhuǎn)配股(中國內(nèi)地) individually held state and legal-person share; transfer right share(Mainland China)
轉(zhuǎn)撥 transfer
轉(zhuǎn)讓 assignment; transfer
轉(zhuǎn)讓人 assignor; transferor
鎖倉 locked position
雙重上市 / 雙邊上市 dual listing
雙重存檔制度；雙重呈報規(guī)定 dual filing
雙邊凈額結(jié)算 bilateral netting
雙邊價 two-way quote
離岸金融中心 offshore financial centre
離岸盈利重組 offshore profit regrouping
離岸基金 offshore fund
離岸調(diào)期 offshore swap
離差(統(tǒng)計) dispersion(statistics)
離場交易 off-floor trading; off-board trading
離場買賣盤 off-floor order
額外按金 additional margin
壞賬 bad debt
壞賬及呆賬撥備/備抵 provision for bad and doubtful debts;
allowance for bad and doubtful debts
繳入股本 paid-up capital; paid-in capital
繳足股本 fully paid-up capital
《2000年證券（保證金融資）（修訂）條例》
Securities (Margin Financing) (Amendment) Ordinance 2000
《證券（內(nèi)幕交易）條例》 Securities (Insider Dealing) Ordinance
《證券（交易商、投資顧問、合伙及代表）規(guī)則》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules
《證券（披露權(quán)益）具報紀(jì)錄》 Securities (Disclosure of Interests) Notification History Reports
《證券（披露權(quán)益）具報摘要》(刊物) Securities (Disclosure of Interests) Notification Summaries(publication)
《證券（披露權(quán)益）條例》 Securities (Disclosure of Interests) Ordinance
《證券（結(jié)算所）條例》 Securities (Clearing Houses) Ordinance
《證券（證券借出）規(guī)則》 Securities (Stock Lending) Rules
《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》） Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
證券化 securitisation
證券及投資管理局(英國) Securities and Investment Board (SIB)(UK)
證券及衍生工具團體網(wǎng)絡(luò) Securities and Derivatives Communication Network (SDNet)
《證券及期貨（在證券市場上市 ）規(guī)則》 Securities and Futures (Stock Market Listing) Rules
《證券及期貨（披露權(quán)益－免除 ）規(guī)例》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation
《證券及期貨（披露權(quán)益－證券借貸）規(guī)則》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules
《證券及期貨（專業(yè)投資者）規(guī)則》 Securities and Futures (Professional Investor) Rules
《證券及期貨（結(jié)算所）條例》 Securities and Futures (Clearing Houses) Ordinance
《證券及期貨（認(rèn)可對手方 ）規(guī)則》 Securities and Futures (Recognized Counterparty) Rules
《證券及期貨（賣空豁免及證券借出）規(guī)則》 Securities and Futures (Short Selling Exemption and Stock Lending) Rules
《證券及期貨（轉(zhuǎn)移職能予聯(lián)交所 ）令》 Securities and Futures (Transfer of Functions - Stock Exchange Company) Order
《證券及期貨（穩(wěn)定價格）規(guī)則》 Securities and Futures (Price Stabilising) Rules
《證券及期貨中介機構(gòu)業(yè)務(wù)調(diào)查》(證監(jiān)會) Securities and Futures Intermediaries Activities Surveys(SFC)
《證券及期貨市場改革政策文件》 A Policy Paper on Securities and Futures Market Reform
證券及期貨事務(wù)上訴委員會 Securities and Futures Appeals Panel (SFAT)
《證券及期貨事務(wù)上訴委員會（費用）令》 Securities and Futures Appeals Panel (Fee) Order
《證券及期貨事務(wù)上訴委員會程序規(guī)則》 Securities and Futures Appeals Panel Proceedings Rules
證券及期貨事務(wù)上訴審裁處 Securities and Futures Appeals Tribunal
證券及期貨事務(wù)監(jiān)察委員會（證監(jiān)會） The Securities and Futures Commission (SFC)
《證券及期貨事務(wù)監(jiān)察委員會（費用）規(guī)則》 Securities and Futures Commission (Fees) Rules
《證券及期貨事務(wù)監(jiān)察委員會（周年報表）規(guī)則》 Securities and Futures Commission (Annual Returns) Rules
《證券及期貨事務(wù)監(jiān)察委員會（職能移交）令》 Securities and Futures Commission (Transfer of Functions) Order
《證券及期貨事務(wù)監(jiān)察委員會（征費）（證券）（修訂）令》 Securities and Futures Commission (Levy) (Securities) (Amendment) Order
《證券及期貨事務(wù)監(jiān)察委員會（征費）規(guī)則》 Securities and Futures Commission (Levy) Rules
《證券及期貨事務(wù)監(jiān)察委員會（征費）（期貨合約）令》 Securities and Futures Commission (Levy) (Futures Contracts) Order
《證券及期貨事務(wù)監(jiān)察委員會條例》 Securities and Futures Commission Ordinance
《證券及期貨事務(wù)監(jiān)察委員會注冊人操守準(zhǔn)則》 Code of Conduct for Persons Registered with the Securities and Futures Commission
《證券及期貨條例》 Securities and Futures Ordinance
證券代號 stock code
《證券代號名錄》 List of Stock Codes
證券市場分析文憑深造課程 Diploma Course in Advanced Securities Market Analysis
證券市場資料研究、培訓(xùn)及監(jiān)察自動化系統(tǒng) Securities Market Automated Research, Training & Surveillance System (SMARTS)
《證券市場導(dǎo)報》 Securities Market Herald (publication)
證券市場歷史研究計劃 Stock Market History Project
證券交易自動報價系統(tǒng)(中國內(nèi)地) Securities Trading Automated Quotation System(STAQS)(Mainland China)
證券交易委員會(美國) Securities and Exchange Commission (SEC) (US)
《證券交易所合并條例》 Stock Exchanges Unification Ordinance
證券交易法(臺灣) Securities and Exchange Act(Taiwan)
證券交易紀(jì)錄(光碟) Trade Record (Equity)(CD Rom)
證券合伙商號 dealing partnership
證券批銷經(jīng)紀(jì) jobber
證券抵押品 securities collateral
證券的認(rèn)可價值 admissible securities value
證券保證金融資 share margin financing
證券保證金融資人 securities margin financier
證券按貸財務(wù)提供者 share margin finance provider (SMFP)
證券借出人 securities lender
證券借貸協(xié)議書 securities borrowing and lending agreement (SBLA)
證券商 dealer
證券商代表 dealer's representative
證券商協(xié)會 Institute of Securities Dealers
證券商董事 dealing director
證券登記公司總會有限公司 Federation of Shares Registrars Limited
證券發(fā)售事宜工作小組 Securities Offering Issues sub-group
證券期貨市場發(fā)展工作小組 Securities and Futures Market Development Working Group
證券期貨局(臺灣) Securities and Futures Bureau(Taiwan)
證券匯集轉(zhuǎn)按 margin pooling
證券業(yè)培訓(xùn)課程 Securities Training Programme
《證券業(yè)檢討委員會報告書》 Report of the Securities Review Committee
證券經(jīng)紀(jì)考試 Securities Brokers Examination
證券經(jīng)紀(jì)業(yè)營商環(huán)境工作小組 Working Group on the Business Environment of the Stockbroking Industry
證券經(jīng)紀(jì)課程 Securities Brokers Course
證券經(jīng)銷經(jīng)紀(jì) jobber
證券經(jīng)銷經(jīng)紀(jì)印花稅 jobber stamp duty
證券隔分 segregation of securities
證券賠償基金委員會(證監(jiān)會) Securities Compensation Fund Committee(SFC)
《證監(jiān)快訊》 SFC Alert
《證監(jiān)會執(zhí)法月報》 SFC Enforcement Reporter
《證監(jiān)會強積金產(chǎn)品守則》 SFC Code on MPF Products
證監(jiān)會雙重存檔事宜顧問小組 SFC Dual Filing Advisory Group
《關(guān)于建立無紙化證券市場的建議的諮詢文件》(證監(jiān)會) Consultation Paper on Proposals for a Scripless Securities Market(SFC)
《關(guān)于律師及會計師提供附帶投資意見的指引》(證監(jiān)會) Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC)
《關(guān)于注冊人在首次公開發(fā)售中利用互聯(lián)網(wǎng)收集證券認(rèn)購申請的指引》(證監(jiān)會) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC)
關(guān)連人士 connected person
關(guān)連人士交易 related party transaction
關(guān)連交易 connected transaction
關(guān)稅及貿(mào)易總協(xié)定（關(guān)貿(mào)總協(xié)定） General Agreement on Tariffs and Trade (GATT)
競價市場 auction market
競價投標(biāo) auction
競價限價盤 at-auction limit order
競價盤 at-auction order
籌備董事會 Preparatory Board
議價交易 negotiated transaction
譴責(zé) reprimand; censure
攤銷 amortisation
攤薄 dilution
權(quán)益列表 entitlement table
權(quán)益法(會計) equity method(accounting)
權(quán)益股本 equity capital; equity share capital
權(quán)益報表(中央結(jié)算系統(tǒng)) Entitlement Statement(CCASS)
權(quán)責(zé)發(fā)生制*(會計) accrual basis(accounting)
權(quán)衡報告制度 differential reporting
權(quán)證 warrant
贖回 redemption
贖回溢價(債券) call premium(bonds)
變現(xiàn) realisation
變換交易(期權(quán)) conversion(options)
變價調(diào)整 variation adjustment
智能卡 smart card
A Decade of Challenge & Development(publication) 《十載挑戰(zhàn)與發(fā)展》(刊物)
A Policy Paper on Securities and Futures Market Reform 《證券及期貨市場改革政策文件》
abnormal item 非正常項目
about order 近價盤
above par 高于面值
above the line 線上項目
Academic Advisory Committee(SFC) 學(xué)術(shù)界諮詢委員會(證監(jiān)會)
Academic and Accreditation Advisory Committee (AAAC) (SFC) 學(xué)術(shù)評審諮詢委員會(證監(jiān)會)
accelerated depreciation 加速折舊
accept order 接價盤
acceptance 承兌
acceptance house 承兌行
accomodation bill 融通票據(jù)
Account Transfer Instruction (ATI) 戶口轉(zhuǎn)移指示
accountability 責(zé)任承擔(dān)；問責(zé)
accountants' report 會計師報告
accounting equation 會計程式
accounting period 會計期間
accounting practice 會計慣例；會計實務(wù)
Accounting Society of China (ASC) 中國會計學(xué)會
accounting standard 會計準(zhǔn)則；會計標(biāo)準(zhǔn)
accounting treatment 會計處理方式
accounts payable 應(yīng)付賬款
accounts receivable 應(yīng)收賬款
accretion 增值
accrual basis(accounting) 應(yīng)計制；權(quán)責(zé)發(fā)生制*(會計)
accrued expenses 應(yīng)計費用
accrued interest 應(yīng)計利息
accrued revenue 應(yīng)計收益
accumulated depreciation 累計折舊；累積折舊
accumulated interest 累計利息；累積利息
accumulated profits 累計利潤；累積利潤
acid-test ratio 酸性測試比率
acquisition 收購
acquisition of shells 買殼
acting in concert 一致行動
active business pursuits(GEM) 活躍業(yè)務(wù)紀(jì)錄(創(chuàng)業(yè)板)
active market 交投活躍
actual market 現(xiàn)貨市場
actual price 現(xiàn)貨價
actual useful life 實際可用年期
actuary 精算師
ad valorem stamp duty 從價印花稅
add-on 附加利益；優(yōu)惠
additional AMS terminal user 附加自動對盤終端機用家
additional margin 額外按金
Adjudication Division 審裁科
adjustable rate mortgage (ARM) 調(diào)息按揭
adjusted basis 調(diào)整基數(shù)
adjusted net assets 調(diào)整后資產(chǎn)凈值
adjusted net tangible assets 調(diào)整后有形資產(chǎn)凈值
adjustment 調(diào)整
administering bank 承辦銀行；經(jīng)辦銀行
admissible securities value 證券的認(rèn)可價值
admitted value 認(rèn)可值
advance 墊款
advance booking form 排期申請表格
Advertising Guidelines for Collective Investment Schemes 《集合投資計劃的廣告宣傳指引》
Advertising Guidelines for Pooled Retirement Funds 《集資退休基金的廣告宣傳指引》
Advisory Committee(SFC) 諮詢委員會(證監(jiān)會)
Advisory Specialist Group 專家諮詢小組
affiliate; affiliated company 聯(lián)屬公司
after market / aftermarket 二級市場
after-hours dealing 收市后交易
after-tax profits 稅后盈利；稅后利潤；稅后溢利
after-tax real rate of return 稅后實際回報率
afternoon session 午市
agency account 代理戶口；代客買賣戶口
Agency Share Transfer System (Mainland China) 代辦股份轉(zhuǎn)讓系統(tǒng) (中國內(nèi)地)
agency trade 經(jīng)紀(jì)交易；代客買賣
agent 代理人
aggregate auction 集合競價
aggregate market value 總市值
aging analysis of accounts 賬齡分析
alert message 訊息提示
All Ordinaries Index (AOI) 所有普通股指數(shù)
all-or-none order 全部完成或放棄買賣盤
allotment 配發(fā)；股份配發(fā)
allottee 獲配發(fā)人
allowance(accounting) 備抵(會計)
allowance for bad and doubtful debts 壞賬及呆賬備抵
alpha coefficient alpha 系數(shù)
alternate 替任人
alternative investment 另類投資
Alternative Investment Market (AIM)(UK) 另項投資市場(英國)
amalgamation 合并
Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(重訂版)
American Chamber of Commerce (AMCHAM) 美國商會
American depository receipt (ADR) 美國預(yù)托證券
American Stock Exchange (AMEX) 美國證券交易所
American style option 美式期權(quán)
amortisation 攤銷
AMS order book 自動對盤系統(tǒng)未完成買賣盤紀(jì)錄
AMS Second Terminal 自動對盤系統(tǒng)第二終端機
annual accounts 年度賬目
annual general meeting (AGM) 股東周年大會
annual report 年報
Appeals Panel(SFC) 上訴委員會(證監(jiān)會)
appetite for risk 風(fēng)險容量
Application Programming Interface (API) 應(yīng)用程式界面
Applied Research Fund 應(yīng)用研究基金
appreciation 增值
appropriation 撥款
approved borrower 核準(zhǔn)借入人
approved deposit fund 認(rèn)可存款基金
approved lending agent 核準(zhǔn)借出代理人
approved redeemable share 核準(zhǔn)可贖回股份
arbitrage 套戥；套匯*；套利*
arbitrary scale up method 隨意提增法
arithmetic average; arithmetic mean (statistics) 算術(shù)平均數(shù)(統(tǒng)計)
arm's length transaction 公正交易
arrears 積欠款項；欠款
articles of association 組織章程；組織細(xì)則
ASEAN Free Trade Area (AFTA) 東盟自由貿(mào)易區(qū)
ASEAN Regional Forum 東盟地區(qū)論壇
Asia-Pacific Central Securities Depository Group (ACG) 亞太區(qū)中央證券存管處組織
Asia Pacific Economic Cooperation (APEC) 亞太經(jīng)濟合作組織
Asia Pacific Loan Market Association 亞太貸款市場協(xié)會
Asia Pacific Regional Committee (APRC) of IOSCO 國際證監(jiān)會組織亞太區(qū)委員會
Asian Development Bank (ADB) 亞洲開發(fā)銀行
Asian dollar bond 亞洲美元債券
Asian dollar market 亞洲美元市場
Asian Securities' Analysts Council (ASAC) 亞洲證券分析員公會
Asian Securities Analysts Federation 亞洲證券分析家協(xié)會
ask price; asked price 沽盤價；賣盤價
asset 資產(chǎn)
asset allocation 資產(chǎn)調(diào)配；資產(chǎn)調(diào)度
asset coverage 資產(chǎn)覆蓋率；資產(chǎn)保證
asset injection 注入資產(chǎn)
asset stripper 「拆骨專家」
asset stripping 拆賣資產(chǎn)；資產(chǎn)拆賣
asset swap 資產(chǎn)調(diào)換
asset-backed securities (ABS) 抵押證券；有資產(chǎn)支持的債務(wù)證券
assignee 受讓人；承讓人；獲分配人士
assignment 轉(zhuǎn)讓
assignment(options) 指定分配(期權(quán))
assignor 轉(zhuǎn)讓人
assistant supervisor(GEM) 助理主管(創(chuàng)業(yè)板)
associate 聯(lián)系人士
associate; associate company; associated company 聯(lián)營公司
associated person 相聯(lián)人
Association Cambiste Internationale 國際外匯同業(yè)聯(lián)會
Association for Investment Management and Research (AIMR) 投資管理研究聯(lián)會
Association of Chartered Certified Accountants, The 特許公認(rèn)會計師公會
Association of International Accountants, The 國際會計師公會
Association of National Numbering Agencies (ANNA) 國際編碼機構(gòu)協(xié)會
Association of South-East Asian Nations (ASEAN) 東南亞國家協(xié)會（東協(xié)）
Association of Stockbrokers in Hong Kong (1891) 香港經(jīng)紀(jì)協(xié)會（1891年）
at-auction limit order 競價限價盤
at-auction order 競價盤
at-best order 最佳價格盤
at-the-close order 收市盤；尾盤
at-the-money option 平價期權(quán)；等價期權(quán)
at-the-opening order 開市盤；頭盤
ATI Batch File Transfer 戶口轉(zhuǎn)移指示整批檔案傳送
attributable equity interest 應(yīng)占股權(quán)
auction 競價投標(biāo)
auction(= open outcry) 口頭競價(= 公開喊價)
auction market 競價市場
Audit Committee(SFC) 核數(shù)委員會(證監(jiān)會)
Audit Committee 審核委員會
audit test 稽核測試
audit trail 審核線索；復(fù)核/追查根據(jù)
audited accounts 經(jīng)審核賬目
auditor 核數(shù)師；審計師*
auditors' report 核數(shù)師報告
austerity measures 緊縮措施
Australian Securities and Investments Commission (ASIC) 澳洲證券及投資監(jiān)察委員會（澳洲證監(jiān)會）
Australian Stock Exchange (ASX) 澳洲證券交易所
authorised capital 法定股本
authorised clerk 出市員；出市代表
authorised fund 認(rèn)可基金
authorised representative 授權(quán)代表
authorised user 認(rèn)可用戶
automatched stock 自動配對股份
automated screen trading system (AST system) 自動熒幕交易系統(tǒng)
automatic exercise(options) 自動行使(期權(quán))
Automatic Order Matching and Execution System (AMS) 自動對盤及成交系統(tǒng)（自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Second Generation（AMS/2） 第二代自動對盤及成交系統(tǒng)
（第二代自動對盤系統(tǒng)）
Automatic Order Matching and Execution System / Third Generation (AMS/3) 第三代自動對盤及成交系統(tǒng)
（第三代自動對盤系統(tǒng)）
average daily turnover 平均每日成交額
average value order 平均價盤
B/C date see book close date
Bear ELI see Bear Equity Linked Instrument
BESS see Brokers' Electronic Support Services
BFI see Brokers' Fidelity Insurance Scheme
BIS see Bank for International Settlements
BSS see Broker Supplied System
BTF see Block Trade Facility; Block Trading Facility
Bull ELI see Bull Equity Linked Instrument
back month; distant month 遠期月份
back office 后勤辦公室
back-office system 辦公室后勤系統(tǒng)；辦公室后勤運作系統(tǒng)
backdoor listing 借殼上市
backup interactive line 后備聯(lián)線通訊線路
bad debt 壞賬
bait order 餌盤
balance 結(jié)余；余額
balance of payments 國際收支平衡；國際收支差額
balance sheet 資產(chǎn)負(fù)債表
balance sheet date 年結(jié)日
balance sheet equation 資產(chǎn)負(fù)債表編制程式
balancing item 平衡項目
bank confirmation 銀行確認(rèn)書；銀行證明文件
Bank for International Settlements (BIS) 國際結(jié)算銀行
Bank of England 英倫銀行
Bank of Japan 日本中央銀行
bank reconciliation statement 銀行對賬表
banker's acceptance 銀行承兌匯票
banking company 銀行
banking facility 銀行融通額；銀行融資額
Banking Ordinance 《銀行業(yè)條例》
banner barter transaction 以物易物的虛晃交易
bare trustee 被動受托人
barrier warrant 定界認(rèn)股證
base day 基準(zhǔn)日
base listing document 基礎(chǔ)上市文件
Basel Agreement 巴塞爾協(xié)議
Basel Committee on Banking Supervision (Basel Committee) 巴塞爾銀行監(jiān)管委員會 (巴塞爾委員會)
Basel Concordat 巴塞爾協(xié)定
basis point 點子；基點
basket of currencies 一籃子貨幣
basket warrant 一籃子權(quán)證；一籃子備兌證
batch settlement run 多批交收處理程序
Bear Equity Linked Instrument
(Bear ELI) 「看跌」股票掛鉤票據(jù)
bear market 熊市
bear position 空倉；空頭*
bear raid 瘋狂拋售
bearer securities 不記名證券
Bearer Treasury(Mainland China) 不記名式國庫券(中國內(nèi)地)
below par 低于面值
below the line 線下項目
benchmark mortgage pool 按揭貸款基準(zhǔn)組合
benchmark yield curve 基準(zhǔn)收益率曲線
beneficial holder 實益持有人
beneficial interests 實益權(quán)益
beneficial owner 實益擁有人
beneficiary 受益人
benefits-in-kind 實物利益
best execution price 最佳成交價
Best Practice Guide on Financial Disclosure by Authorised Institutions(HKMA) 《認(rèn)可機構(gòu)披露財務(wù)資料的最佳執(zhí)行指引》
(金管局)
best price 最佳價格
beta coefficient 「啤打」系數(shù)
beta test mode 反饋測試模式
bid price 買價；買盤價
bid-asked spread 買賣差價
bidder 買家
Big Bang(UK) 金融大改革(英國)
bilateral netting 雙邊凈額結(jié)算
bill of exchange 匯票
binomial option pricing model 「二項式」期權(quán)定價模式
Black-Scholes option pricing model 「柏力克－舒爾斯」期權(quán)定價模式
"black out" period 限制買賣期
blanket waiver 全面豁免；一般豁免
block order 大額買賣盤
block trade 大手交易；大宗交易*；大額交易
Block Trade Facility; Block Trading Facility (BTF) 大手交易機制；大手交易設(shè)施
blocking period 暫停時段
blue chip 藍籌股
board lot 手；買賣單位
board of directors 董事會
boiler room 鍋爐室
bond 債券
bonus issue 派送股份；派送紅股；紅股發(fā)行
bonus share 紅股
book building method 累計投標(biāo)制
book close date (B/C date) 截止過戶日期
book closure period 停止過戶期間
book entry 賬面記錄；賬面過賬
book runner 配售經(jīng)辦人
book value 賬面值
bought deal 全數(shù)包銷
branch certificate 分行證明書
breadth of the market 市場闊度
breakeven point 損益平衡點；打和點
bridging loan 過渡性貸款
Broker Activities Working Team 經(jīng)紀(jì)活動工作小組
Broker Participant(CCASS Participants) 經(jīng)紀(jì)參與者(中央結(jié)算系統(tǒng)參與者)
Broker Supplied System (BSS) 經(jīng)紀(jì)自設(shè)系統(tǒng)
Broker's Representatives Course 經(jīng)紀(jì)代表課程
Broker's Representatives Examination 經(jīng)紀(jì)代表考試
Brokers' Accounting System 經(jīng)紀(jì)會計系統(tǒng)
Brokers' Electronic Support Services (BESS) 經(jīng)紀(jì)后勤辦公室支援服務(wù)
Brokers' Fidelity Insurance Committee 經(jīng)紀(jì)忠誠保險計劃委員會
Brokers' Fidelity Insurance Scheme (BFI) 經(jīng)紀(jì)忠誠保險計劃
brokerage 經(jīng)紀(jì)傭金
brokerage house 經(jīng)紀(jì)行
brought forward(accounting) 承前(會計)
browse and pick 瀏覽及挑選
bubble economy 泡沫經(jīng)濟
bucketing 對敲
bulk registration service 大批登記服務(wù)
Bull Equity Linked Instrument
(Bull ELI) 「看漲」股票掛鉤票據(jù)
bull market 牛市
bull position 長倉；多頭*
Bulletin Board 交易議價板
business day 營業(yè)日
business registration certificate 商業(yè)登記證
butterfly spread 蝶式買賣
buy and hold strategy 囤倉策略
buy in 補購
buy order 買盤
buy-back(cf repurchase agreement) 回購
buy-out / buyout 收購
CAPI =China Association for the Promotion of Investment
CASIF = Chinese Association of Securities Investment Funds, The
CBO = Collateralised Bond Obligation
CBOE = Chicago Board Options Exchange
CBOT = Chicago Board of Trade
CBRC = China Banking Regulatory Commission
CCASS = Central Clearing and Settlement System
CCMS = Common Collateral Management System
CCP = Central Counterparty
CCSD = Conference of Central Securities Depositories
CDC = China Governmnet Securities Depository Trust & Clearing Co. Ltd.
CDR = China depository receipt
CEDEL = Centrale de Livraison de Valeurs Mobilieres(Europe)
CEPA = Closer Economic Partnership Arrangement
CFA = Corporate Finance Association
CFTC = Commodity Futures Trading Commission(US)
CGT = capital gains tax
CHATS =Clearing House Automated Transfer System
CHESS = Clearing House Electronic Subregister System(Australia)
CHIS s= Computershare Hong Kong Investor Services Limited
CICPA = Chinese Institute of Certified Public Accountants
CIMA = Chartered Institute of Management Accountants
CIRC = China Insurance Regulatory Commission
CIS =collective investment schemes
CLO = Collateralised Loan Obligation
CME = Chicago Mercantile Exchange
CMU = Central Moneymarkets Unit(HKMA)
CNS = continuous net settlement
COD = cash on delivery
COP = Calculated Opening Price
CPI = Capital Protected Instrument
CPT = Continuous Professional Training
CSDCC = China Securities Depository and Clearing Corporation Limited
CSRC = China Securities Regulatory Commission
cabinet bid 微值入價；微值交易
cabinet trade 微值交易
Cadbury Committee(UK) 凱伯里委員會(英國)
Cadbury Report(UK) 凱伯里報告書(英國)
Calculated Opening Price (COP) 擬定開市價格
calendar spread(options) 跨期買賣(期權(quán))
call market 短期同業(yè)拆放市場
call option 認(rèn)購期權(quán)
call premium(bonds) 贖回溢價(債券)
call spread derivative warrant 跨價衍生權(quán)證
call warrant 認(rèn)購權(quán)證；回購權(quán)證
call writer 認(rèn)購期權(quán)沽出者
call-over 公開作價
cancelled share 注銷股份
candlestick chart 陰陽燭圖；燭柱圖
capital account 資本賬；資本項目*
capital adequacy 資本充裕程度
capital adequacy ratio 資本充裕/充足比率
capital adjustment 資本調(diào)整
capital appreciation 資本增值
capital expenditure 資本支出
capital formation 資本籌集；集資
capital gain 資本增值；資本增益
capital gains tax (CGT) 資本增值稅；資本增益稅
capital loss 資本虧損
capital market 資本市場
capital plus warrant 資本增值權(quán)證
capital preservation product 保本產(chǎn)品
Capital Protected Instrument (CPI) 保本證
capital reserve 資本儲備
capital value 資本值
capitalisation 資本化；市值
capitalisation issue 資本化發(fā)行；資金股本化
capitalisation of interest 利息資本化
carried forward(accounting) 結(jié)轉(zhuǎn)(會計)
carry trade 利差交易
cash alternative 現(xiàn)金選擇
cash client 現(xiàn)金客戶
cash commission rebate;
cash rebate 現(xiàn)金回傭
cash company 現(xiàn)金資產(chǎn)公司
cash flow 現(xiàn)金流向；現(xiàn)金周轉(zhuǎn)
cash flow statement 現(xiàn)金流動表
cash market 現(xiàn)貨市場
Cash Market Consultative Panel 現(xiàn)貨市場諮詢小組
cash marks 現(xiàn)金差額繳款
cash on delivery (COD) 貨銀對付；現(xiàn)金交收
cash prepayment service 款項預(yù)繳服務(wù)
cash price 現(xiàn)貨價
cash settled ELI 以現(xiàn)金折算的息股證
cash settlement 現(xiàn)金交收
"Caveat Emptor" (let the buyer beware) 「買者自負(fù)」原則
CCASS/3 新一代中央結(jié)算系統(tǒng)
CCASS Depository 中央結(jié)算系統(tǒng)證券存管處
CCASS Guarantee Fund 中央結(jié)算系統(tǒng)保證基金
CCASS Internet System 中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)
CCASS Operational Procedures 《中央結(jié)算系統(tǒng)運作程序規(guī)則》
CCASS Participant & Designated Bank List 《中央結(jié)算系統(tǒng)參與者及指定銀行名錄》
CCASS Phone System 「結(jié)算通」電話系統(tǒng)
"cease and desist" order 「終止及停止」令
ceiling-floor agreement 上下限協(xié)議
censure 譴責(zé)；指責(zé)
Central Clearing and Settlement System (CCASS) 中央結(jié)算及交收系統(tǒng)（中央結(jié)算系統(tǒng)）
central counterparty (CCP) 中央結(jié)算對手
central depository 中央存管處
Central Moneymarkets Unit (CMU)(HKMA) 債務(wù)工具中央結(jié)算系統(tǒng)(金管局)
central nominee 中央代理人
central order book 中央買賣盤紀(jì)錄
central transaction log 中央交易紀(jì)錄
Centrale de Livraison de Valeurs Mobilieres (CEDEL)(Europe) 中央證券交收系統(tǒng)(歐洲)
centralised borrowing and lending system 中央股份借貸系統(tǒng)
certificate of incorporation 公司注冊證書
certificate replacement service 補發(fā)證書服務(wù)
Certificate Treasury(Mainland China) 憑證式國庫券(中國內(nèi)地)
certificated shareholder 憑證式股東
chain principle 連鎖關(guān)系原則
Chamber of Hong Kong Listed Companies 香港上市公司商會
change of domicile 遷冊
change of year end 更改財政年度結(jié)算日期
charge 抵押；押記；收費
charging structure 收費結(jié)構(gòu)
chartered financial analyst 特許財務(wù)分析員
Chartered Institute of Management Accountants (CIMA) 特許管理會計師公會
CHATS Payment Instruction 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)付款指示
Chicago Board of Trade (CBOT) 芝加哥期貨交易所
Chicago Board Options Exchange (CBOE) 芝加哥期權(quán)交易所
Chicago Mercantile Exchange (CME) 芝加哥商品交易所
chief dealer 首席交易員
China Association for the Promotion of Investment (CAPI) 中國投資發(fā)展促進會
China Banking Regulatory Commission (CBRC) 中國銀行業(yè)監(jiān)督管理委員會（中國銀監(jiān)會）
China Beijing Equity Exchange 北京產(chǎn)權(quán)交易所
China depository receipt (CDR) 中國預(yù)托證券；中國存托憑證*
China Government Securities Depository Trust & Clearing Co. Ltd. (CDC) 中央國債登記結(jié)算有限責(zé)任公司(中央國債登記結(jié)算公司)
China Insurance Regulatory Commission (CIRC) 中國保險監(jiān)督管理委員會（中國保監(jiān)會）
China International Economic and Trade Arbitration Commission 中國國際經(jīng)濟貿(mào)易仲裁委員會
China Securities Depository & Clearing Corporation Limited (CSDCC) 中國證券登記結(jié)算有限責(zé)任公司（中國結(jié)算公司）
China Securities Regulatory Commission (CSRC) 中國證券監(jiān)督管理委員會（中國證監(jiān)會）
China Securities Regulatory Commission Official Bulletin (publication) 《中國證券監(jiān)督管理委員會公告》(刊物)
China Stock Markets Web 中國證券市場網(wǎng)頁
Chinese Association of Securities Investment Funds, The (CASIF) 中國證券業(yè)協(xié)會基金公會
Chinese Gold and Silver Exchange Society, The 金銀業(yè)貿(mào)易場
Chinese Institute of Certified Public Accountants (CICPA) 中國注冊會計師協(xié)會
Chinese News System 中文資訊系統(tǒng)
Chinese Wall 職能劃分制度；職能分管制度
churning 頻密交易
circuit breaker 跌停板措施；自動暫緩交易機制
circuit fee 線路費
Circular on Provision of Financial Information on the Internet - Licensing Requirements(SFC) 有關(guān)在互聯(lián)網(wǎng)上提供財經(jīng)資訊的通告 - 發(fā)牌規(guī)定(證監(jiān)會)
claim notice 索償通知
class action shareholder lawsuit 股東集體訴訟
claw back mechanism 回補機制
Clear Talk(publication) 《結(jié)算縱橫》(刊物)
clearing 結(jié)算；清算*
Clearing Agency Participant(CCASS Participants) 結(jié)算機構(gòu)參與者(中央結(jié)算系統(tǒng)參與者)
clearing agreement 結(jié)算協(xié)議書
Clearing Consultative Panel 結(jié)算諮詢小組
clearing house 結(jié)算所
Clearing House Automated Transfer System (CHATS) 票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)
Clearing House Electronic Subregister System (CHESS)(Australia) 結(jié)算所電子附屬登記系統(tǒng)(澳洲)
Clearing Participant(options trading) 結(jié)算參與者(期權(quán)買賣)
clearing price 結(jié)算價；清算價*
client account 客戶戶口
Client Identity Rule(SFC) 客戶身分規(guī)則(證監(jiān)會)
client margin 客戶按金
client server architecture 客戶伺服器結(jié)構(gòu)
client's agreement 客戶協(xié)議書；客戶合約
close out 平倉；結(jié)清
closed-end fund 閉端式基金
Closer Economic Partnership Arrangement (CEPA) 更緊密經(jīng)貿(mào)關(guān)系安排
closing buy(options) 平買入倉(期權(quán))
closing contract 平倉合約
closing price 收市價；收盤價
closing sale(options) 平賣出倉(期權(quán))
closing stock 期末存貨
closing transaction 平倉交易
closure of books; closure of register 暫停辦理過戶登記手續(xù)
cluster server 群集式伺服器
Coalition on Service Industry(Hong Kong General Chamber of Commerce) 服務(wù)業(yè)聯(lián)會(香港總商會)
Code of Banking Practice(HKMA) 《銀行營運守則》(金管局)
Code of Best Practice 《最佳應(yīng)用守則》
Code of Conduct 《操守準(zhǔn)則》
Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission 《證券及期貨事務(wù)監(jiān)察委員會持牌人或注冊人操守準(zhǔn)則》
Code of Conduct for Share Registrars (SFC) 《股份登記機構(gòu)操守準(zhǔn)則》(證監(jiān)會)
Code of Conduct for Sponsors and Independent Financial Advisers 《保薦人及獨立財務(wù)顧問的操守準(zhǔn)則》
Code of Conduct Regulations 《專業(yè)操守規(guī)例》
Code on Investment-linked Assurance Schemes 《與投資有關(guān)的人壽保險計劃守則》
Code on Pooled Retirement Funds 《集資退休基金守則》
Code on Real Estate Investment Trusts 《房地產(chǎn)投資信托基金守則》
Code on Share Repurchases 《公司購回本身股份守則》
（《股份購回守則》）
Code on Takeovers and Mergers 《公司收購及合并守則》
Code on Unit Trusts and Mutual Funds 《單位信托及互惠基金守則》
cold shoulder order 冷淡對待令
collateral 抵押品；擔(dān)保物*
collateral eligibility 抵押品資格
Collateralised Bond Obligation (CBO) 債券抵押證券
Collateralised Loan Obligation (CLO) 貸款抵押證券
collateralised warrant 有抵押權(quán)證
collective investment fund 集體投資基金
collective investment scheme (CIS) 集體投資計劃
Collector of Stamp Revenue 印花稅署署長
co-manager 聯(lián)席經(jīng)辦人
combination order 綜合盤；組合盤
combined net tangible assets 合并有形資產(chǎn)凈值
combo order 綜合盤；組合盤
comfort letter 聯(lián)系證明書；信心保證書；資料印證工作函
commercial paper 商業(yè)票據(jù)
commission rebate 傭金回扣；回傭
Commissioner of Insurance 保險業(yè)監(jiān)理專員
Committee of Payment System(HKMA), 支付系統(tǒng)小組委員會(金管局)
Committee on Unit Trusts(SFC) 單位信托委員會(證監(jiān)會)
commodities dealer 商品交易商
Commodities Trading Ordinance 《商品交易條例》
Commodity Exchanges (Prohibition) Ordinance 《商品交易所（禁止經(jīng)營）條例》
Commodity Futures Trading Commission (CFTC)(US) 商品期貨交易委員會(美國)
Common Collateral Management System (CCMS) 共同抵押品管理系統(tǒng)
common nominee 共用代理人
"common nominee" share certificate 「共用代理人」股票
Common Risk Management System 共同風(fēng)險管理系統(tǒng)
communication status message line 通訊線路現(xiàn)況顯示行
Companies (Amendment) Bill 2003 《2003年公司(修訂)條例草案》
Companies (Summary Financial Reports of Listed Companies) Regulation 《公司(上市公司的財務(wù)摘要報告)規(guī)例》
Companies Registry 公司注冊處
Company Bulletin Board(UK) 公司交易板(英國)
Compensation Committee 賠償委員會
Compensation Fund Reserve Account 賠償基金儲備賬
compliance officer(GEM) 法規(guī)主任(創(chuàng)業(yè)板)
composite order 綜合盤；組合盤
composite risk 綜合風(fēng)險
composite table 綜合表
composite trades 綜合買賣
Comptroller of the Currency(US) 美元總會計長(美國)
compulsory buy-in 強制補購
Compulsory Stock Borrowing and Lending Service in CCASS 中央結(jié)算系統(tǒng)強制證券借貸服務(wù)
Computershare Hong Kong Investor Services Limited (CHIS) 香港中央證券登記有限公司
concentrated position 集中持倉量
concentration risk 集中風(fēng)險
concentration risk adjustment 集中風(fēng)險調(diào)整
concept stock 概念股
conditional agreement 有條件協(xié)議
conditional cash offer 有條件現(xiàn)金收購；有條件現(xiàn)金要約
Conference of Central Securities Depositories (CCSD) 中央證券存管處國際會議
Conflict Committee 利益沖突事宜委員會
connected person 關(guān)連人士
connected transaction 關(guān)連交易
consideration 代價；約價*
consideration issue 代價發(fā)行
consideration share 代價股份
consolidated financial statement 綜合財務(wù)報表
consolidation 合并；整合
constitution 組織章程
construction-in-progress 在建工程
Consultation Conclusions on a Proposed Amendment to the Securities and Futures (Price Stabilising) Rules in relation to Recognition of Overseas Rules 《建議就認(rèn)可海外規(guī)則修訂〈證券及期貨(穩(wěn)定價格)規(guī)則〉諮詢總結(jié)》
Consultation Conclusions on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢總結(jié)》
Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧監(jiān)管的諮詢總結(jié)》
Consultation Paper on a Proposed Operational Model for a Scripless Securities Market 《有關(guān)無紙化證券市場的建議運作模式的諮詢文件》
Consultation Paper on Proposals for a Scripless Securities Market 《關(guān)于建立無紙化證券市場的建議的諮詢文件》
Consultation Paper on Proposals to Enhance the Regulation of Listing 《有關(guān)改善規(guī)管上市事宜的建議諮詢文件》
Consultation Paper on Proposed Amendments to the Companies Ordinance to Facilitate Offers of Shares and Debentures 《為便利股份或債權(quán)證要約而就《公司條例》提出的修訂建議諮詢文件》
Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges 《與證券服務(wù)有關(guān)的收費及費用的良好披露指引草擬本諮詢文件》
Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action On Behalf of a Company 《有關(guān)賦權(quán)證券及期貨事務(wù)監(jiān)察委員會代表公司提出衍生訴訟的建議諮詢文件》
Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel 《有關(guān)建議加強監(jiān)督核數(shù)師的公眾利益活動及成立財務(wù)匯報檢討委員會的諮詢文件》
Consultation Paper on the Regulation of On-Line Trading of Securities and Futures 《有關(guān)監(jiān)管證券及期貨的網(wǎng)上交易諮詢文件》
Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers 《有關(guān)對保薦人及獨立財務(wù)顧問監(jiān)管的諮詢文件》
Consultation Paper on the Regulatory Framework for Addressing Analyst Conflicts of Interest 《關(guān)于處理分析員利益沖突的監(jiān)管架構(gòu)的諮詢文件》
contested takeover 爭奪式收購
contingent liabilities 或然負(fù)債
contingent order(LSE) 附帶執(zhí)行買賣盤(倫敦交易所)
contingent premium 或有保費
continuing connected transaction 持續(xù)關(guān)連交易
continuing obligation 持續(xù)責(zé)任
continuing operation 持續(xù)經(jīng)營之業(yè)務(wù)
continuous auction 連續(xù)競價
continuous net settlement (CNS) 持續(xù)凈額交收
Continuous Professional Training (CPT) 持續(xù)專業(yè)培訓(xùn)課程
contra broker 對手經(jīng)紀(jì)
contract multiplier 合約乘數(shù)
contract note 成交單；成交單據(jù)；買賣單據(jù)
contract size 合約股數(shù)
contract specifications 合約規(guī)格
contract unit 合約單位
contracted price 立約成價
contractual mutual fund 合約互惠基金
contrarian 逆向投資者
contribution 供款
control account 統(tǒng)制賬戶
controller workstation 中央控制工作站
controlling interest 控股權(quán)益
controlling shareholder 控股股東；控權(quán)股東
conversion(options) 變換交易(期權(quán))
conversion ratio 換股比率
convertible bond 可轉(zhuǎn)換債券；可換股債券
convertible note 可轉(zhuǎn)換票據(jù)；可換股票據(jù)
convertible redeemable note 可轉(zhuǎn)換可贖回票據(jù)；可換股可贖回票據(jù)
convertible securities 可轉(zhuǎn)換證券；可換股證券
Co-ordinating Committee on Market Structure Reform 市場架構(gòu)改革統(tǒng)籌委員會
core earnings 核心盈利
cornering 挾倉
corporate accounting 集團會計
corporate actions service fee 代履行權(quán)責(zé)服務(wù)費
corporate communication 公司通訊
Corporate Exchange Participant 公司交易所參與者
Corporate Finance Adviser Code of Conduct (SFC) 《企業(yè)融資顧問操守準(zhǔn)則》(證監(jiān)會)
Corporate Finance Association, The (CFA) 企業(yè)融資協(xié)會
corporate governance 企業(yè)管治；公司治理*
Corporate Governance Action Plan for 2003 2003年企管行動綱領(lǐng)
Corporate Investor Account 公司投資者戶口
Corporate Plan(SFC) 機構(gòu)計劃書(證監(jiān)會)
corporate raider 企業(yè)狙擊手
Corporate Substantial Shareholders Notification 法團大股東具報書
co-sponsor 副保薦人(創(chuàng)業(yè)板)；聯(lián)席保薦人
cost effectiveness 成本效益
cost of carry 持權(quán)成本(期權(quán))；持有成本
co-trustee 聯(lián)合受托人
counter order 還盤
counterparty 交易對手；對手方
counterparty risk 對手風(fēng)險
coupon; coupon rate 票面息率；票面利率；券面利率
coupon-reset date 調(diào)息日
cover(ie close out a short position = buy in) 平倉
covered call(options) 備兌認(rèn)購期權(quán)
covered option 備兌期權(quán)
covered short selling 有擔(dān)保的賣空交易
covered warrant 備兌權(quán)證
covered writing 沽出備兌期權(quán)
credit 信貸
credit control 信貸管制
credit limit 信貸額度*
credit rating 信貸評級；信用評級
credit risk 信貸風(fēng)險
credit squeeze 信貸緊縮；收緊信貸
creditor 債權(quán)人
creeper 自由增購率
cross collateral 跨市場抵押品
cross currency trade 貨幣交叉盤買賣
cross listing 相互上市
cross margining 跨市場按金制度
cross-border listing 跨境上市
crossed market 對敲
crossed trade; cross trade; crossing 交叉買賣；交叉盤買賣
crossing system 交叉盤系統(tǒng)
crude oil futures 原油期貨
cumulative advance 累計墊款；累積墊款
currency basket 一籃子貨幣
currency board system 貨幣發(fā)行局制度；發(fā)鈔局制度
currency forward 遠期貨幣合約
currency futures 貨幣期貨
currency translation exposure 外幣折算風(fēng)險
currency warrant 貨幣權(quán)證
current account 經(jīng)常賬；往來賬
custodian 托管人；保管人
Custodian Participant(CCASS Participants) 托管商參與者(中央結(jié)算系統(tǒng)參與者)
DvP = delivery vs payment
DCASS see Derivatives Clearing and Settlement System
DCI = Direct Credit Instruction
DCP =Direct Clearing Participant
DDF = Digital Data Feed
DDI = Direct Debit Instruction
DMT = dual mode terminal
DNS = Depository and Common Nominee System
DTB = Deutsche Terminborse
DTC = deposit-taking company
DTC(US) = Depository Trust Company(US)
daily average funds netting efficiency 款項凈額結(jié)算每日平均效率
daily average settlement efficiency 每日平均交收效率
daily margin 每日按金
daily margin call 每日按金要求
Daily Movement Statement(clearing) 股份轉(zhuǎn)移日結(jié)單(結(jié)算)
Daily Trading Activity and Open Positions Summary Report(futures) 每日交易活動及持倉報告(期貨)
daily trading limit 每日價格上限
dark fibre 直駁光纖
data feed 數(shù)據(jù)傳送專線
day order 即日買賣盤；即日盤
day trade 即日買賣；「即日鮮」；即日平倉交易
day-end marks 收市差額繳款
de minimus (waiver) provision 最低豁免規(guī)定
deal ticket 買賣盤紙
dealer 證券商；交易商
dealer's representative 證券商代表
dealing director 證券商董事
dealing partnership 證券合伙商號
dealing practice 買賣慣例
dealing room 盤房
debenture 債券；債權(quán)證
debit 借額
debit balance 借方結(jié)余
debt chain 債務(wù)鏈
debt-for-equity swap 債轉(zhuǎn)股
debt market 債務(wù)市場
debt repayment 債務(wù)償還
debt securities 債務(wù)證券；債券
debt-to-equity ratio 負(fù)債比率
debtor 債務(wù)人
Declaration and Undertaking with regard to Directors 《董事的聲明及承諾》
dedicated line 專用線路
deemed VAT 設(shè)定增值稅
deep-in-the-money option 極價內(nèi)期權(quán)
deep-out-of-the-money option 極價外期權(quán)
default 失責(zé)；未能履行責(zé)任
default recovery contribution 失責(zé)追收供款
defaulter 失責(zé)人士
defective securities 問題證券
defence document 反收購文件
deferred share 遞延股
deferred tax 遞延稅項
deflation 通貨緊縮；通縮
delayed data 延時資訊；非即時數(shù)據(jù)
delineation of activities 業(yè)務(wù)劃分
delisting 除牌；退市；摘牌*
delivery 交付
delivery vs payment (DvP) 貨銀兩訖；貨銀同步交收；
貨銀對付方式交收
delta(options) 對沖值(期權(quán))
delta hedge delta 式對沖；無風(fēng)險對沖
delta neutral delta 零值
dematerialisation of share certificate 非實物化
demutualisation 股份化；股份制；將會員制轉(zhuǎn)為股份制
denominated in (DM) 以（馬克）計值；以（馬克）為計價貨幣；以（馬克）為單位
Deposit-Taking Companies Association, The 存款公司公會
deposit-taking company (DTC) 接受存款公司
Depository and Common Nominee System (DNS) 存管處及共用代理人系統(tǒng)
depository nominee 存管代理人
depository receipt 預(yù)托證券
Depository Trust Company (DTC)(US) 美國存管信托公司
depreciation 折舊；貶值
deregulation 放寬管制
deregulation of interest rates 放寬利率管制
derivative action 衍生訴訟
derivative warrant 衍生權(quán)證
derivatives 衍生產(chǎn)品；衍生工具
Derivatives Clearing and Settlement System(DCASS) 衍生產(chǎn)品結(jié)算及交收系統(tǒng)
derivatives market 衍生產(chǎn)品市場；衍生工具市場
Derivatives Market Consultative Panel 衍生產(chǎn)品市場諮詢小組
designated bank 指定銀行
Designated Compliance Officer 專責(zé)監(jiān)察主任
designated deposit 委托存款*
designated securities 指定證券
Deutsche Bundesbank 德意志聯(lián)邦銀行
Deutsche Terminborse (DTB) 德國期貨及期權(quán)交易所
diagonal spread 對角買賣
differential reporting 權(quán)衡報告制度
Digital Data Feed (DDF) 數(shù)碼資料傳送專線
digital information service 數(shù)碼資訊服務(wù)
dilution 攤薄；稀釋*
Diploma Course in Advanced Securities Market Analysis 證券市場分析文憑深造課程
Diploma Course in Derivatives and Risk Management 衍生產(chǎn)品及風(fēng)險管理文憑課程
direct business; direct business transaction 兩邊客交易；直接成交
direct clearing 直接結(jié)算
Direct Clearing Participant (DCP) 直接結(jié)算參與者
Direct Credit Instruction (DCI) 直接存款/存賬指示
Direct Debit Instruction (DDI) 直接扣款/扣賬指示
direct stock admission(CCASS) 直接納入中央結(jié)算系統(tǒng)的新股
Director's / Chief Executive's Notifications 董事/行政總裁具報書
directors' fee 董事袍金
directors' remuneration 董事酬金
directors' report 董事會報告
Disciplinary Appeals Committee 紀(jì)律上訴委員會
Disciplinary Casebook 《紀(jì)律案例》
Disciplinary Committee 紀(jì)律委員會
disciplinary power 紀(jì)律處分權(quán)力
disciplinary procedures 紀(jì)律程序
disclaimer 免責(zé)聲明；否定聲明；無責(zé)任聲明
discloseable transaction 須予披露的交易
disclosure 披露；公開；披露事項；資料披露
disclosure-based 以披露為本；以信息披露為重
disclosure of interests 披露權(quán)益；公開權(quán)益
discontinued operations 已終止經(jīng)營之業(yè)務(wù)
discount 低水(期貨)；折讓；貼現(xiàn)
discount broker 折讓經(jīng)紀(jì)；折扣經(jīng)紀(jì)；減傭經(jīng)紀(jì)；低收費經(jīng)紀(jì)
discount rate 貼現(xiàn)率；扣減率
discount window 貼現(xiàn)窗
discounted cash flow 現(xiàn)金流量折現(xiàn) / 貼現(xiàn)法
discretionary account 全權(quán)代客買賣賬戶；全權(quán)委托戶口
discretionary bonus payment 酌情支付的花紅
discretionary manager 全權(quán)管理人
discretionary order 全權(quán)委托盤
discretionary power 酌情權(quán)
discretionary trust 全權(quán)信托
disinflation 滯脹；反通貨膨脹
disinterested shareholder 沒有利益關(guān)系的股東
disintermediation 非中介化；排媒現(xiàn)象
dispersion(statistics) 離差(統(tǒng)計)
disqualification order 吊銷資格令
distant month; back month 遠期月份
distributable profit 可分派溢利
distribution 分銷；分派
distribution in specie 實物分派
dividend and debt securities interest collection service fee 代收股息/債券利息服務(wù)費
dividend in specie 以股代息
dividend warrant 股息單
dividend yield 股息率
documentation risk 文件風(fēng)險
domestic share(Mainland China) 內(nèi)資股(中國內(nèi)地)
dormant company 已停業(yè)公司；不活躍公司
Dow Jones Industrial Average 道瓊斯工業(yè)平均指數(shù)
Dow Jones Industrial Average Futures and Options 道瓊斯工業(yè)平均指數(shù)期貨及期權(quán)
download 下載；收錄
downtick 低于最佳賣盤價；低于最好沽盤價
dragon bond 龍債券
dual filing 雙重存檔制度；雙重呈報規(guī)定
dual listing 雙重上市；雙邊上市；相互上市
dual mode terminal (DMT) 兩用畫面終端機
due diligence 盡職審查；仔細(xì)審查；仔細(xì)審核
dynamic hedging 動態(tài)對沖
E day = exercise day
EAOSEF = East Asian and Oceanian Stock Exchanges Federation
EAS price = estimated average settlement price
EASDAQ = European Association of Securities Dealers Automated Quotations
EBRD = European Bank of Reconstruction and Development
ECN = electronic communications network
EDGAR = Electronic Data Gathering, Analysis and Retrieval(US)
EERI = Effective Exchange Rate Index for the Hong Kong Dollar
EFIL = Exchange Fund Investment Limited
EFN = Exchange Fund Note
EGM = extraordinary general meeting
EIPO = Electronic Initial Public Offering service
eIRC =Electronic Investor Resources Centre(SFC)
ELI = Equity Linked Instrument
ELN = equity linked note
EMSIS = Electronic Mailing Stock Information Service
EMU = European Economic and Monetary Union
EPI = Electronic Payment Instruction
EPS =earnings per share
early buy-in 提早補購
early warning system 預(yù)警系統(tǒng)
earnings per share (EPS) 每股盈利
East Asian and Oceanian Stock Exchanges Federation (EAOSEF) 東亞及大洋洲證券交易所聯(lián)會
Economic Development and Labour Bureau 經(jīng)濟發(fā)展及勞工局
Effective Exchange Rate Index for the Hong Kong Dollar (EERI) 港匯指數(shù)；港元實際匯兌指數(shù)
e-FRRR system 電子化財政資源規(guī)則報表系統(tǒng)
Electronic Application Instruction for New Issue Shares 電子認(rèn)購新股指示
electronic communications network (ECN) 電子通訊網(wǎng)絡(luò)
Electronic Data Gathering, Analysis and Retrieval (EDGAR)(US) 「電子數(shù)據(jù)收集、分析及檢索」系統(tǒng)(美國)
Electronic Initial Public Offering service (EIPO) 電子認(rèn)購首次公開招股服務(wù)
Electronic Investor Resources Centre (eIRC)(SFC) 網(wǎng)上投資者資源中心(證監(jiān)會)
Electronic Mailing Stock Information Service (EMSIS) 電子傳遞證券資訊服務(wù)
electronic money settlement fee 電子款項交收費
Electronic Money Settlement Services 電子款項交收服務(wù)
Electronic Payment Instruction (EPI) 電子收付款指示
electronic trading 電子交易
eligible securities 合資格證券
Eligible Supervisor 合資格主管
e-mail 電子郵件；電子郵遞；電郵
E-mail and Group Paging Services 經(jīng)紀(jì)電子郵遞及集體傳呼服務(wù)
emerging market 新興市場
employee share(Mainland China) 職工股(中國內(nèi)地)
employer trustee 資方信托人
encumbrances 產(chǎn)權(quán)負(fù)擔(dān)
end user 最終用戶；最終使用者
End-of-day Trade Data File Transfer Service 收市后資料傳送服務(wù)
enhanced access to AMS 增強自動對盤系統(tǒng)的市場接觸力
enhanced digital datafeed 提升數(shù)碼資料輸送專線
enhanced limit order 增強限價盤
Enhanced Special Stock Trading Method 改良特別股份交易方法
enlarged share capital 經(jīng)擴大股本
Enquire Announcement Information(CCASS) 查詢公布資料(中央結(jié)算系統(tǒng))
Enquire Reported Lost Certificate(CCASS) 「查詢報失股票資料」功能(中央結(jié)算系統(tǒng))
Enquire Unmatched SI Reason(CCASS) 查詢交收指示未獲配對原因(中央結(jié)算系統(tǒng))
Enterprise Information Database 企業(yè)資訊資料庫
Entitlement Statement(CCASS) 權(quán)益報表(中央結(jié)算系統(tǒng))
entitlement table 權(quán)益列表
entry price 入市價
equilibrium price 均衡價格；平衡價格
equity base 股本基數(shù)
equity capital; equity share capital 權(quán)益股本
equity interest 股東權(quán)益；股權(quán)
Equity Linked Instrument (ELI) 股票掛鉤票據(jù)
equity linked note (ELN) 與股票掛鉤票據(jù)；高息票據(jù)
equity method(accounting) 權(quán)益法(會計)
equity option 股票期權(quán)
equity securities 股本證券
equity warrant 股本權(quán)證
estimated average settlement price(EAS price) 預(yù)計平均結(jié)算價
estimated capital value 預(yù)計資本值
estimated useful life 估計使用年期
e-Submission system 電子呈交系統(tǒng)
Ethics in Practice - A Practical Guide for Financial Practitioners
《財經(jīng)有道 - - - 證券、期貨及投資界專業(yè)道德實務(wù)指引》
euro / Euro 歐羅；歐元
Eurobond 歐洲債券；歐洲貨幣債券
Euroclear 歐洲結(jié)算系統(tǒng)
Euroclear Bank 歐洲結(jié)算銀行
Euro-convertible guaranteed bond 歐洲可換股擔(dān)保債券
European Association of Securities Dealers Automated Quotations (EASDAQ) 歐洲證券交易商協(xié)會自動報價系統(tǒng)
European Bank of Reconstruction and Development (EBRD) (ie World Bank) 歐洲復(fù)興及開發(fā)銀行（即 世界銀行）
European Economic and Monetary Union (EMU) 歐洲經(jīng)濟及貨幣聯(lián)盟
European Parliament 歐洲議會
European style option 歐式期權(quán)
Euroyen Tibor Futures 歐洲日圓東京銀行同業(yè)拆息期貨
ex unadjusted close 除凈日未經(jīng)調(diào)整之收市價
exceptional item 特殊項目
exchange control 外匯管制
Exchange Fund Bill 外匯基金票據(jù)
Exchange Fund Investment Limited (EFIL) 外匯基金投資有限公司
Exchange Fund Note (EFN) 外匯基金債券
Exchange Fund Ordinance 《外匯基金條例》
Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited) 《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》）
exchange loss 匯兌損失
exchange of information 信息交流
Exchange Participant 交易所參與者
Exchange Participant Certificate 交易所參與者證明書
Exchange Participants' Market Shares Report 《交易所參與者市場占有率報告》
exchange quota 匯兌限額
exchange surrender system 銀行結(jié)匯體系
Exchange Traded Fund 交易所買賣基金；「組合股」
exchange traded option 交易所買賣之期權(quán)；場內(nèi)買賣期權(quán)
exchange traded product 場內(nèi)交易產(chǎn)品
Exchanges and Clearing Houses (Merger) Ordinance 《交易所及結(jié)算所（合并）條例》
Exchanges (Special Levy) Ordinance 《交易所（特別征費）條例》
ex-date 除凈日
ex-dividend basis 除息基準(zhǔn)
execution facilities 交易設(shè)施
Executive Committee 常務(wù)委員會
executive director 執(zhí)行董事
Exempt Fund Manager 豁免基金經(jīng)理
exempt listing status 豁免上市地位
Exempt Principal Trader 豁免自營買賣商
exempt trader 豁免交易商
exercise 行使
exercise day (E day) 行使日
exercise period 行使期；行使時限
exercise price 行使價
exercise price interval 行使價間距
exercise style 行使方式
exit price 平倉價
exotic warrant 非標(biāo)準(zhǔn)型認(rèn)股證；特種認(rèn)股證
exotic warrant information(Teletext) 特種備兌證資訊(大利市)
expedited registration service 特快過戶登記服務(wù)
Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 檢討證券及期貨市場規(guī)管架構(gòu)運作專家小組
expiration date 到期日
expiry date 到期日
expiry month 到期月份
explanatory memorandum 注釋備忘錄
explanatory statement 說明函件
exponentially-weighted moving average 指數(shù)加權(quán)移動平均方法
exposure draft 征求意見稿
exposure management 風(fēng)險管理
Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企業(yè)管治常規(guī)守則及企業(yè)管治報告征求意見草擬本》
ex-rights 除權(quán)
external auditor 外聘核數(shù)師；外部核數(shù)師
extraordinary general meeting (EGM) 股東特別大會
extraordinary item 非經(jīng)常項目
extreme move covered fraction 極端波動覆蓋分?jǐn)?shù)
extreme move multiplier 極端波動乘數(shù)
Fannie Mae see Federal National Mortgage Association
FATF = Financial Action Task Force
FIFO = First in, first out
FOK = Fill-or-Kill
FOMC = Federal Open Market Committee
FRCD = floating rate certificate of deposit
FRN = floating rate note
FRR = Financial Resources Rules
FSA = Financial Services Authority(UK)
face value 面值
Fact Book 《股市資料》
Fact Sheet 《股市資料》
fair market value 公平市值
false market 虛假市場；假市
Far East Exchange, The 遠東交易所
fast market 速動市場
fault tolerance 錯誤包容；故障包容
favourable variance; favourable difference 順差
feasibility study 可行性研究
Fed wire / Fedwire / FedWire 聯(lián)邦結(jié)算系統(tǒng)
Federal funds 聯(lián)邦基金
Federal funds rate 聯(lián)邦基金利率
Federal National Mortgage Association (Fannie Mae) 美國聯(lián)邦國家房屋貸款協(xié)會（房利美）
Federal Open Market Committee (FOMC) 美國聯(lián)邦公開市場委員會
Federal Reserve System 聯(lián)邦儲備系統(tǒng)
Federation of Shares Registrars Limited 證券登記公司總會有限公司
fellow subsidiary 同系附屬公司；同集團附屬公司
Fidelity Fund 互?；?/P>
fiduciary 受信人；受托人
fiduciary duty 誠信責(zé)任；受信責(zé)任
file backup-restore macro 后備資料復(fù)原軟件
file transfer 檔案轉(zhuǎn)換；資料傳送
file transfer protocol 檔案傳送協(xié)定
Fill-or-Kill (FOK) 全額或取消；全數(shù)執(zhí)行或立刻取消；全數(shù)配對否則取消
Final Clearing Statement(CCASS) 最后結(jié)算表(中央結(jié)算系統(tǒng))
final review hearing 最后復(fù)核聆訊
Final Settlement Price 最后結(jié)算價
Final Settlement Run 最后一輪交收處理程序
Finance Bureau 庫務(wù)局
finance lease commitment 融資租賃承擔(dān)
financial accommodation 財務(wù)通融
Financial Action Task Force (FATF) 金融行動專責(zé)委員會
financial adviser 財務(wù)顧問
financial bond 金融債*
financial conglomerate 財資企業(yè)集團
Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注冊認(rèn)可機構(gòu)披露財務(wù)資料》(金管局)
financial exposure 財務(wù)風(fēng)險
financial futures 金融期貨
financial institution 金融機構(gòu)
financial instrument 金融工具
financial integrity 財政健全
financial intermediary 金融中介機構(gòu)/團體
financial intermediation 金融中介現(xiàn)象
financial lease 財務(wù)租賃；金融租賃*
financial market 金融市場
Financial Market Development Task Force, The 財經(jīng)市場發(fā)展專責(zé)小組
financial regulation 財務(wù)監(jiān)管
financial reporting 財務(wù)申報
Financial Resources Rules (FRR) 《財政資源規(guī)則》
financial results 財務(wù)業(yè)績
financial risk 財務(wù)風(fēng)險
Financial Secretary 財政司司長
Financial Services Act(UK) 《金融服務(wù)法令》(英國)
Financial Services Authority (FSA)(UK) 英國金融業(yè)管理局
Financial Services and the Treasury Bureau 財經(jīng)事務(wù)及庫務(wù)局
financial shareholder 財政股東
Financial Supervisory Commission(Taiwan) 金融監(jiān)督管理委員會（金管會）(臺灣)
financial year 財政年度
financier 融資人
FinNet 金融服務(wù)網(wǎng)絡(luò)
firm bid and ask quotations 作實買賣價
firm commitment(underwriting) 堅定承諾(包銷)
firm order 公司盤
firm order 實盤
firm position 公司倉；行倉
first in, first out (FIFO) 先進先出
First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜諒解備忘錄補篇(附件一)
Fit and Proper Criteria, The(SFC) 《適當(dāng)人選的準(zhǔn)則》(證監(jiān)會)
fixed-rate mortgage 定息按揭
floating rate certificate of deposit (FRCD) 浮息存款證
floating rate note (FRN) 浮息票據(jù)
floor trader 出市代表；出市員
flotation 掛牌買賣；上市
force majeure 不可抗力
forced buy-in 強制補購
forced liquidation 斬倉
foreign exchange exposure 外匯風(fēng)險
foreign share(Mainland China) 外資股(中國內(nèi)地)
forex option 外匯期權(quán)
forex swap 外匯掉期
Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 買賣因公眾持股量不足而停牌證券的申報表
forward entitlement 遠期權(quán)利
frame relay trading network 幀中繼交易網(wǎng)；訊框傳送交易網(wǎng)絡(luò)
free convertibility 自由兌換
free float 公眾持股量
Free Text Area(Teletext) 新聞欄(大利市機股份頁)
fringe market 外圍市場
front running 行頭盤；扒頭交易
front-end load 首次認(rèn)購費
front-month 即月
front-office system 辦公室前線系統(tǒng)
FTSE 富時指數(shù)有限公司 (原金融時報指數(shù))
FTSE/Hang Seng Asian sector Indexes 恒生/富時亞洲分類指數(shù)
FTSE/Hang Seng Asiatop Index 恒生/富時亞洲大企業(yè)指數(shù)
FTSE/Hang Seng Indexes 恒生/富時指數(shù)系列
FTSE/Xinhua China 25 Index 新華富時中國25指數(shù)
full disclosure 全面披露
fully diluted earnings per share 全面攤薄每股盈利
fully paid-up capital 繳足股本
fund accounting approach 資金會計法
fund balancing 資金平衡
fund flow 資金流向
fund manager 基金經(jīng)理
Fund Manager Code of Conduct(SFC) 《基金經(jīng)理操守準(zhǔn)則》(證監(jiān)會)
fund statement 資金表
fund unit holder 基金份額持有人*
fund utilisation 資金運用
Futures Compensation Fund 期貨賠償基金
Futures Compensation Fund Committee(SFC) 期貨賠償基金委員會(證監(jiān)會)
GAAP = Generally Accepted Accounting Principles
GATT = General Agreement on Tariffs and Trade
GCP = General Clearing Participant
GDP = gross domestic product
GDR = global depository receipt
GEI = Growth Enterprise Index
GEM = Growth Enterprise Market
GNP = gross national product
GTC = good-till-cancelled order
GTD = good-till-date order
GTSM = GreTai Securities Market(Taiwan)
gateway(computer) 聯(lián)系設(shè)施；網(wǎng)間連接器(電腦)
gearing ratio 杠桿比率；資本負(fù)債比率
GEM Investor Guide 《創(chuàng)業(yè)板投資者指南》
GEM Listing Committee 創(chuàng)業(yè)板上市委員會
GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《創(chuàng)業(yè)板上市規(guī)則》（《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》）
General Advisory and Support Working Team 一般諮詢及支援工作小組
General Agreement on Tariffs and Trade (GATT) 關(guān)稅及貿(mào)易總協(xié)定（關(guān)貿(mào)總協(xié)定）
General Clearing Participant (GCP) 全面結(jié)算參與者
general ledger 總賬
general mandate 一般性授權(quán)
general offer 全面收購建議
General Rules of CCASS 《中央結(jié)算系統(tǒng)一般規(guī)則》
Generally Accepted Accounting Principles (GAAP) 《公認(rèn)會計原則》
gilt-edged securities 金邊證券
give-up(options) 過戶(期權(quán))
global bond 環(huán)球債券
global depository receipt (GDR) 環(huán)球預(yù)托證券
Global Equity Market 環(huán)球股本證券市場
Globex 全球期貨交易系統(tǒng)
going concern(accounting) 持續(xù)經(jīng)營(會計)
good for delivery 合格交付
good-for-day order 即日有效買賣盤
good-till-cancelled order (GTC) 取消前有效買賣盤；無時限盤
good-till-date order (GTD) 到期前有效買賣盤
goods-in-transit 付運中貨品
goodwill 商譽
governing law 管制法例
government bond 政府債券；國債*
grace period 寬限期
greenshoe(underwriting) 增售條款(包銷)
GreTai Securities Market (GTSM)(Taiwan) 中華民國證券柜臺買賣中心(臺灣)
gross domestic product (GDP) 本地生產(chǎn)總值；國內(nèi)生產(chǎn)總值
gross margining 總額按金計算
gross national product (GNP) 國民生產(chǎn)總值
Growth Enterprise Index (GEI) 創(chuàng)業(yè)板指數(shù)
Growth Enterprise Market (GEM) 創(chuàng)業(yè)板
Guarantee Fund 保證基金
Guarantee Scheme 擔(dān)保計劃
guarantee transaction 擔(dān)保交易
guaranteed unit trust 保本信托基金
guarantor 擔(dān)保人；保證人
Guidance Note 指引摘要
Guidance Note Continuous Professional Training 《持牌人進行持續(xù)培訓(xùn)的指引》
Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《適用于在互聯(lián)網(wǎng)上宣傳或銷售集體投資計劃的人士的指引》《集體投資計劃互聯(lián)網(wǎng)指引》
Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有關(guān)申報賣空活動及備存證券借出紀(jì)錄規(guī)定的指引》(證監(jiān)會)
Guidance Note on Competence 《持牌人勝任能力的指引》
Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《關(guān)于律師及會計師提供附帶投資意見的指引》(證監(jiān)會)
Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有關(guān)電子交易條例內(nèi)適用于成交單據(jù)的規(guī)定的指引》(證監(jiān)會)
Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持倉限額及大額未平倉合約的申報規(guī)定指引》(證監(jiān)會)
Guide for Directors of Listed Companies 《上市公司董事指引》
Guide on disclosure of price-sensitive information 《股價敏感資料披露指引》
Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注冊認(rèn)可機構(gòu)的企業(yè)管治指引》(金管局)
Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款銀行在新股發(fā)行中扮演的角色指引》(金管局)
Guidelines for Electronic Public Offerings(SFC) 《電子公開發(fā)售指引》(證監(jiān)會)
Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《關(guān)于注冊人在首次公開發(fā)售中利用互聯(lián)網(wǎng)收集證券認(rèn)購申請的指引》(證監(jiān)會)
Guidelines on Hedge Funds Reporting Requirements(SFC) 《對沖基金匯報規(guī)定指引》(證監(jiān)會)
Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境內(nèi)企業(yè)申請到香港創(chuàng)業(yè)板上市審批與監(jiān)管指引》(中國內(nèi)地)
Guidelines on Waivers of Certain Licensing Fees(SFC) 《寬免繳付若干牌照費用的指引》(證監(jiān)會)
HIBOR = Hong Kong Interbank Offered Rate
HKAOB = Hong Kong Association of Online Brokers, The
HKATS = Hong Kong Futures Automated Trading System
HKCC = HKFE Clearing Corporation Limited
HKEx = Hong Kong Exchanges and Clearing Limited
HKFE = Hong Kong Futures Exchange Limited
HKICPA = Hong Kong Institute of Certified Public Accountants
HKICS = Hong Kong Institute of Company Secretaries, The
HKIFA = Hong Kong Investment Funds Association
HKII = Hong Kong Institute of Investors
HKIMR = Hong Kong Institute for Monetary Research
HKMA = Hong Kong Monetary Authority
HKSCC = Hong Kong Securities Clearing Company Limited
HKSIR = Hong Kong Standards on Investment Circular Reporting Engagements
HS100 = Hang Seng 100
HSAI = Hang Seng Asia Index
HSCCI = Hang Seng China-Affiliated Corporations Index
HSCEI = Hang Seng China Enterprises Index
HSCI =Hang Seng Composite Index
HSHKCI = Hang Seng Hong Kong Composite Index
HSHKLI = Hang Seng HK LargeCap Index
HSHKMI = Hang Seng HK MidCap Index
HSHKSI = Hang Seng HK SmallCap Index
HSI = Hang Seng Index
HSITI = Hang Seng IT Index
HSITP = Hang Seng IT Portfolio Index
HSLRI = Hang Seng London Reference Index
HSMLCI = Hang Seng Mainland Composite Index
HSMLFI = Hang Seng Mainland Freefloat Index
haircut 折扣；減省
Handbook on Disciplinary Proceedings 《紀(jì)律處分程序手冊》
Hang Seng 100 (HS100) 恒生100
Hang Seng Asia Index (HSAI) 恒生亞洲指數(shù)
Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中資企業(yè)指數(shù)（中資企業(yè)指數(shù)）
Hang Seng China Enterprises Index (HSCEI) 恒生中國企業(yè)指數(shù)（恒生國企指數(shù)）
Hang Seng Composite Index (HSCI) 恒生綜合指數(shù)
Hang Seng Freefloat 50 恒生流通50
Hang Seng Freefloat Composite Index (HSFCI) 恒生流通綜合指數(shù)
Hang Seng Freefloat HK 25 恒生流通香港25
Hang Seng Freefloat Mainland 25 恒生流通中國內(nèi)地25
Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指數(shù)
Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指數(shù)
Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指數(shù)
Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指數(shù)
Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港綜合指數(shù)
Hang Seng Index (HSI) 恒生指數(shù)
Hang Seng Index Futures 恒指期貨
Hang Seng Index Options 恒指期權(quán)
Hang Seng IT Index (HSITI) 恒生資訊科技指數(shù)
Hang Seng IT Portfolio Index (HSITP) 恒生資訊科技組合指數(shù)
Hang Seng London Reference Index (HSLRI) 恒生倫敦參考指數(shù)
Hang Seng Mainland Composite Index(HSMLCI) 恒生中國內(nèi)地綜合指數(shù)
Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中國內(nèi)地流通指數(shù)
hard currency 硬貨幣；價值穩(wěn)定的貨幣
hawking of securities 兜售證券
heavy trading 交投暢旺
hedge fund 對沖基金
hedging 對沖
hedging ratio 對沖比率
Heritage Foundation, The(US) 傳統(tǒng)基金會(美國)
HIBOR Futures Market Update 《港元利率期貨市場通訊》
HIBOR Futures Strip 港元利率期貨迭期
hidden-size order 隱藏交易額買賣盤
high leveraged investment 高杠桿效應(yīng)的投資
historical cost 歷史成本
historical volatility 歷史波幅
HKEx (China) Limited 香港交易所(中國)有限公司
HKEx Information Services Limited 香港交易所資訊服務(wù)有限公司
HKEx Share Information Board 香港交易所股份資訊板
HKFE Clearing Corporation Limited (HKCC) 香港期貨結(jié)算有限公司
HKSCC Nominees Limited 香港中央結(jié)算（代理人）有限公司
hold matched SI 暫緩執(zhí)行配對交收指示
Holder of Stock Exchange Trading Right 聯(lián)交所交易權(quán)持有人
holding company 控股公司；母公司
hong 行
Hong Kong Association of Banks 香港銀行公會
Hong Kong Association of Financial Advisors 香港財務(wù)顧問學(xué)會
Hong Kong Association of Online Brokers,The (HKAOB) 香港網(wǎng)上經(jīng)紀(jì)協(xié)會
Hong Kong Capital Markets Association 香港資本市場公會
Hong Kong Chinese Enterprises Association 香港中國企業(yè)協(xié)會
Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收購、合并及股份購回守則》(刊物)
Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及結(jié)算所有限公司（香港交易所）
Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及結(jié)算所有限公司北京代表處
Hong Kong Financial Markets Association 香港財資市場公會
Hong Kong Financial Markets Development Limited 香港金融市場發(fā)展有限公司
Hong Kong Futures Automated Trading System (HKATS) HKATS電子交易系統(tǒng)
Hong Kong Futures Exchange Limited (HKFE) 香港期貨交易所有限公司（期交所）
Hong Kong General Chamber of Commerce, The 香港總商會
Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心
Hong Kong Institute of Certified Public Accountants (HKICPA) 香港會計師公會
Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘書公會
Hong Kong Institute of Directors, The 香港董事學(xué)會
Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港專業(yè)財經(jīng)分析及評論家協(xié)會
Hong Kong Institute of Investment Analysts 香港投資分析員公會
Hong Kong Institute of Investors (HKII) 香港投資者學(xué)會
Hong Kong Interbank Clearing Limited 香港銀行同業(yè)結(jié)算有限公司
Hong Kong Interbank Offered Rate (HIBOR) 香港銀行同業(yè)拆息；港元同業(yè)拆息
Hong Kong International Arbitration Centre 香港國際仲裁中心
Hong Kong Investment Funds Association (HKIFA) 香港投資基金公會
Hong Kong Management Association 香港管理專業(yè)協(xié)會
Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局）
Hong Kong Mortgage Corporation Limited, The 香港按揭證券有限公司
Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央結(jié)算有限公司（香港結(jié)算）
Hong Kong Securities Industry, The(publication) 《香港證券業(yè)參考手冊》(刊物)
Hong Kong Securities Institute 香港證券專業(yè)學(xué)會
Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港證券市場文獻及文物征集計劃
Hong Kong Securities Professionals Alumni Association 香港證券業(yè)同學(xué)會
Hong Kong Securities Professionals Association 香港證券學(xué)會
Hong Kong Securities Training Sponsorship Foundation 香港證券培訓(xùn)贊助基金
Hong Kong Society of Financial Analysts 香港財經(jīng)分析師學(xué)會
Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投資通函呈報準(zhǔn)則
Hong Kong Stock Exchange, The 香港經(jīng)紀(jì)商會（1914年）；
香港證券交易所（1947年）
Hong Kong Stockbrokers Association 香港證券經(jīng)紀(jì)業(yè)協(xié)會
Hong Kong Stockbrokers' Association (1921) 香港股份商會（1921年）
Hong Kong Venture Capital Association 香港創(chuàng)業(yè)投資協(xié)會
horizontal spread 跨期買賣
house account 公司戶口
house position 公司倉
How to Create Clear Announcements(publication)(SFC) 《如何撰寫清楚易明的公布》(刊物)(證監(jiān)會)
H-shares Index Futures H股指數(shù)期貨
H-shares Index Options H股指數(shù)期權(quán)
HSI International Limited 恒指國際有限公司
HSI Services Limited 恒指服務(wù)有限公司
hyperlink 超連結(jié)
IAS International Accounting Standards
IASC International Accounting Standards Committee
ICA England & Wales =Institute of Chartered Accountants in England and Wales
ICPA Institute of Certified Public Accountants(US)
IEP Indicative Equilibrium Price
IEV Indicative Equilibrium Volume
IFC International Finance Corporation
iIPO Internet Initial Public Offering service
IMF s International Monetary Fund
IMRO Investment Management Regulatory Organisation
IOC Immediate-or-Cancel
IoD Institute of Directors(UK)
IOMA International Options Markets Association
IOSCO International Organisation of Securities Commissions
IP Investor Participant
IPMA International Primary Markets Association
IPO initial public offering
ISD Investment Services Directive(European Union)
ISDA International Swaps and Derivatives Association
ISFO International Stock Futures and Options
ISIN International Securities Identification Numbers
ISMA International Securities Markets Association
ISO International Organisation for Standardisation
ISSA International Securities Services Association
IVRS Interactive Voice Response System
Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴維森報告書（即 證券業(yè)檢討委員會報告書）
illiquidity 流通性不足；流動性不足
Immediate-or-Cancel (IOC) 即時或取消
immobilisation of share certificate 股票非流動化
implied volatility 引伸波幅
inactive order 不動盤
income approach 收益法
indebtedness 債務(wù)
indebtedness date 負(fù)債日
indebtedness statement 債務(wù)報表
independent adviser 獨立顧問
independent financial adviser 獨立財務(wù)顧問
Independent Investigation Board 獨立調(diào)查局
independent non-executive director 獨立非執(zhí)行董事
index arbitrage 指數(shù)套戥
index basket order 一籃子指數(shù)買賣盤
index bond 指數(shù)債券
index call warrant 指數(shù)認(rèn)購權(quán)證
index depository receipt / index share 指數(shù)預(yù)托證券
index futures 指數(shù)期貨
Index of Economic Freedom 經(jīng)濟自由指數(shù)
index participation unit 指數(shù)參與單位
index swap 指數(shù)掉期
index warrant 指數(shù)權(quán)證
index-linked product 與指數(shù)掛鉤的金融產(chǎn)品
indicated issue price 參考發(fā)行價
Indicative Equilibrium Price (IEP) 參考平衡價格
Indicative Equilibrium Volume (IEV) 參考平衡成交量
indicative price 指示價格
indicative terms sheet(warrants) 發(fā)行資料摘要(權(quán)證)
individual client 個人客戶
Individual Exchange Participant 個人交易所參與者
Individual Investor Account 個人投資者戶口
individual rating(banking) 自主評級(銀行)
Individual Substantial Shareholders Notification 個人大股東具報書
industry scheme 行業(yè)基金
inflation indexed monetary policy 通脹指標(biāo)貨幣政策
information dissemination 資訊發(fā)放；資訊發(fā)布
information memorandum 資料備忘錄
information service 資訊服務(wù)
information vendor 資訊供應(yīng)商
infrastructure project 基建工程；基建項目
initial listing fee 首次上市費
initial margin(futures) 基本按金(期貨)
initial public offering (IPO) 首次公開招股；初次公開招股
Initial Public Offerings Progress Report 首次公開招股之進度報告
initial subscription price 初步認(rèn)購價
Inland Revenue Ordinance 《稅務(wù)條例》
inner reserve 內(nèi)部儲備
Innovation and Technology Fund 創(chuàng)新及科技基金
input VAT 進項增值稅
insider dealer 內(nèi)幕交易者
insider dealing 內(nèi)幕交易
Insider Dealing Tribunal 內(nèi)幕交易審裁處
insolvency 無力償債；無償債能力；資不抵債
insolvency risk 償債能力風(fēng)險
inspection visit 查訪
Institute of Certified Public Accountants (ICPA)(US) 執(zhí)業(yè)會計師公會(美國)
Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格蘭及威爾斯特許會計師公會
Institute of Chartered Financial Analysts 特許財務(wù)分析員公會
Institute of Directors (IoD)(UK) 公司董事學(xué)會(英國)
Institute of Financial Planners of Hong Kong, The 香港財務(wù)策劃師學(xué)會
Institute of Securities Dealers 證券商協(xié)會
institutional advancement 結(jié)構(gòu)改進
institutional client 機構(gòu)客戶
institutional investor 機構(gòu)投資者
institutional risk 機構(gòu)風(fēng)險
instrument of transfer 過戶文件
intangible asset 無形資產(chǎn)
integrated trading and clearing system 交易及結(jié)算綜合系統(tǒng)
Interactive Voice Response System (IVRS) 互動語音電話系統(tǒng)
interbank market 銀行同業(yè)拆借市場
interest collar; interest rate collar 利率銜接
interest cover; interest coverage 盈利對利息倍數(shù)
interest-rate ceiling 利率上限
interest-rate futures 利率期貨
interest rate subsidy(Mainland China) 利息補貼(中國內(nèi)地)
interest-rate swap 利率掉期；利率調(diào)期*
Interest Rate Swap Futures 利率掉期期貨
interfacing 界面聯(lián)系
interim report 中期報告
Inter-Market Coordination Committee 跨市場協(xié)調(diào)委員會
intermediary 中介機構(gòu)；中介團體
intermediate holding company 中介控股公司
intermediation 中介現(xiàn)象
internal audit 內(nèi)部稽核
internal auditor 內(nèi)部核數(shù)師
internal censure 內(nèi)部譴責(zé)
internal control 內(nèi)部監(jiān)控
Internal Control Regulations 《內(nèi)部監(jiān)控規(guī)例》
International Accounting Standards (IAS) 國際會計準(zhǔn)則
International Accounting Standards Committee (IASC) 國際會計準(zhǔn)則委員會
International Committee on the Listing of New Enterprises 新企業(yè)上市國際委員會
International Finance Corporation (IFC) 國際金融公司
International Financial Action Task Force 國際金融行動專責(zé)小組
International Monetary Fund (IMF) 國際貨幣基金
International Options Markets Association (IOMA) 國際期權(quán)市場協(xié)會
International Organisation for Standardisation (ISO) 國際標(biāo)準(zhǔn)化組織
International Organisation of Securities Commissions (IOSCO) 國際證券事務(wù)監(jiān)察委員會組織（國際證監(jiān)會組織）
International Primary Markets Association (IPMA) 國際集資市場協(xié)會
International Securities Identification Numbers (ISIN) 國際證券號碼
International Securities Markets Association (ISMA) 國際證券市場協(xié)會
International Securities Numbering System 國際證券號碼編制系統(tǒng)
International Securities Services Association (ISSA) 國際證券服務(wù)業(yè)聯(lián)會
International Stock Futures and Options(ISFO) 國際股票期貨及期權(quán)
International Swaps and Derivatives Association (ISDA) 國際掉期業(yè)務(wù)及衍生投資工具協(xié)會
Internet 互聯(lián)網(wǎng)
Internet Initial Public Offering (iIPO) service 網(wǎng)上認(rèn)購新股服務(wù)
internet order connection 開放式網(wǎng)間聯(lián)系買賣
interpretive guidelines 說明指引
in-the-money option 價內(nèi)期權(quán)
intraday liquidity 即日流動資金
intra-day margin 即日額外按金
intra-day margin call 即日追補按金
intra-day marks collection mechanism 收取即日差額繳款機制
Intra-day Marks Collection Report(clearing) 即日差額繳款報告(結(jié)算)
intra-day marks payment obligations 應(yīng)付即日差額繳款
intra-day money market 單日貨幣市場；即日拆借市場
intraday quotation 即日報價
intraday repurchase agreement(banking) 即日回購協(xié)議(銀行)
intra-group transactions 集團內(nèi)部交易
intranet 內(nèi)聯(lián)網(wǎng)
intrinsic value 內(nèi)在值
introducing agent 介紹代理人
introduction(listing method) 介紹形式上市
inventory 存貨；盤存
investee 投資對象
investment adviser 投資顧問
Investment Advisory Committee 投資顧問委員會
investment analyst 投資分析員
investment grade 投資級別
Investment Management Regulatory Organisation (IMRO) 英國投資管理監(jiān)管組織
investment philosophy 投資理念
Investment Services Directive (ISD)(European Union) 投資服務(wù)指令(歐洲聯(lián)盟)
Investment-linked Assurance & Pooled Retirement Funds Committee(SFC) 與投資有關(guān)的人壽保險及集資退休金計劃委員會(證監(jiān)會)
Investor Account Service 投資者戶口服務(wù)
Investor and the Stock Market(publication) 《投資者與證券市場》(刊物)
Investor Compensation Company Limited 投資者賠償有限公司
Investor Participant (IP) 投資者戶口持有人
isolated trades system(CCASS) 「已劃分的買賣」制度(中央結(jié)算系統(tǒng))
issue price 招股價；發(fā)行價
issuer 發(fā)行人；發(fā)行機構(gòu)
issuer electronic filing system 發(fā)行人電子存檔系統(tǒng)
Issuer Register 發(fā)行人登記冊
Issuers and Professional Advisers Survey 《發(fā)行人及專業(yè)顧問意見調(diào)查》
issuer's cash option 發(fā)行人可選擇支付現(xiàn)金；發(fā)行人現(xiàn)金選擇權(quán)JBRI see Japan Bond Research Institute
Japan Bond Research Institute (JBRI) 日本公社債研究所
jobber 證券經(jīng)銷經(jīng)紀(jì)；證券批銷經(jīng)紀(jì)
jobber stamp duty 證券經(jīng)銷經(jīng)紀(jì)印花稅
jobbing transaction 莊家之經(jīng)銷交易
Joint Individual Investor Account 聯(lián)名個人投資者戶口
joint stock company 股份有限公司
joint venture 合營企業(yè)；合資企業(yè)
joint venture contract 合資合同
jumbo certificate(CCASS) 大額股票(中央結(jié)算系統(tǒng))
jumbomize 將股票化零為整
junk bond 垃圾債券
Kam Ngan Stock Exchange, The 金銀證券交易所
kiting 做價
Know More About Your Investment(publication) 《投資者應(yīng)知多點》(刊物)
Kowloon Stock Exchange, The 九龍證券交易所
LAF Liquidity Adjustment Facility(HKMA)
LAN Local Area Network
LAW Liquidity Adjustment Window
LBO leveraged buy-out
LIFFE London International Financial Futures and Options Exchange
LIFO last in, first out
LOBO Long Only Brokers for Options
LOF s listed open-end fund
LSE London Stock Exchange
LTOM London Traded Options Market
large cap stock 大型股
Large Exposure Report Agreement 大額持倉匯報協(xié)議
large open position 大額未平倉合約
last accounting date 最后結(jié)算日期
last exercise day 最后行使日
last in, first out (LIFO) 后進先出
last recorded price; last traded price 最后成交價
late reported sales 遲報交易
late trading 逾時交易
Law Society of Hong Kong, The 香港律師會
lead manager 主要經(jīng)辦人
lead underwriter 牽頭包銷商；主承銷商*
leading economic indicator 主要經(jīng)濟指標(biāo)
legal entity 法律實體
legal person share(Mainland China) 法人股(中國內(nèi)地)
legal risk 法律風(fēng)險
lender of last resort 最后貸款人；緊急貸款者
lending fee 貸出費
"let the buyer beware" principle 「買者自負(fù)」原則
Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM 有關(guān)創(chuàng)業(yè)板內(nèi)地發(fā)行人監(jiān)管合作事宜之換文
level playing field(cf uneven playing field) 公平競爭
leverage 杠桿效應(yīng),
leveraged buy-out (LBO) 杠桿收購
leveraged foreign exchange introducing agent 杠桿式外匯買賣介紹代理人
leveraged foreign exchange trader 杠桿式外匯買賣商
leveraged foreign exchange trading 杠桿式外匯交易；杠桿式外匯買賣
Leveraged Foreign Exchange Trading(Calls) Rules 《杠桿式外匯買賣（造訪）規(guī)則》
Leveraged Foreign Exchange Trading (Financial Resources) Rules 《杠桿式外匯買賣（財政資源）規(guī)則》
Leveraged Foreign Exchange Trading Ordinance 《杠桿式外匯買賣條例》
leveraged market 杠桿市場
liabilities 負(fù)債；債務(wù)
licence 特許；牌照
licensed bank 持牌銀行
licensing information booklet 發(fā)牌資料冊
Lifeboat Loan 救市貸款
"Lifeboat" levy 救市特別交易征費
light trading 交投疏落
limit order 限價盤
limited liability company 有限責(zé)任公司
liquid asset 速動資產(chǎn)；流動資產(chǎn)
liquid capital 速動資金；流動資金
liquidation 清盤
liquidation(ie forced sale of securities to meet a margin call) 斬倉
liquidity 流通性
Liquidity Adjustment Facility (LAF)(HKMA) 流動資金調(diào)節(jié)機制(金管局)
Liquidity Adjustment Window (LAW) 流動資金調(diào)節(jié)窗
liquidity margin 流動資金比率/幅度
liquidity provider 流通量提供者
liquidity ratio 流動資金比率
liquidity risk 流通風(fēng)險
List of Exchange Participants & Holders of Stock Exchange Trading Rights 《交易所參與者及聯(lián)交所交易權(quán)持有人名錄》
List of Stock Codes 《證券代號名錄》
Listed corporation 上市法團
listed issuer 上市發(fā)行人
listed open-end fund (LOF) 上市開放式基金
listed securities 上市證券
Listing Agreement 上市協(xié)議
Listing Chinese Companies in Hong Kong(publication) 《中國公司在香港上市指南》(刊物)
Listing Committee 上市委員會
listing rules 上市規(guī)則
loan capital 借貸資本
loan facility 貸款融通
loan stock 債務(wù)證券；債券；債權(quán)股額；貸款債券；
貸款股
loan syndicate 貸款銀團
Local Area Network (LAN) 區(qū)域網(wǎng)絡(luò)；部份區(qū)域網(wǎng)絡(luò)
locked position 鎖倉
locked up 凍結(jié)
London International Financial Futures and Options Exchange (LIFFE) 倫敦國際金融期貨及期權(quán)交易所
London Stock Exchange (LSE) 倫敦證券交易所
London Traded Options Market (LTOM) 倫敦期權(quán)市場
Long Only Brokers for Options (LOBO) 「只限長倉」期權(quán)經(jīng)紀(jì)
long options contract 期權(quán)長倉合約
long position 長倉；多頭*
MACD see Moving Average Convergence-Divergence
Mass ATI see Mass Account Transfer Instruction
MBO see management buy-out
MESDAQ see Malaysian Exchange of Securities Dealing and Automated Quotation Bhd
MORC see Memorandum of Regulatory Cooperation
MOU see memorandum of understanding
MPF see Mandatory Provident Fund
MSCI Hong Kong Index see Morgan Stanley Capital International Hong Kong Index
MWS see Multi-workstation System
M1 狹義貨幣供應(yīng)量
M2 廣義貨幣供應(yīng)量
Maastricht Treaty 馬城條約
main board 主板；第一板
Mainland/Hong Kong Closer Economic Partnership Arrangement 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排》
Mainland/Hong Kong Closer Economic Partnership Arrangement - Arrangements relating to Qualifications of Securities and Futures Industry Practitioners 《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 - 與證券及期貨人員資格有關(guān)的安排》
maintenance margin(futures) 維持按金；補倉按金(期貨)
major shareholder 主要股東；大股東
major transaction 主要交易；重大交易
maker-checker facility(CCASS) 「輸入與核對分工」功能(中央結(jié)算系統(tǒng))
Malaysian Exchange of Securities Dealing and Automated Quotation Bhd (MESDAQ) 馬來西亞證券交易所交易及自動報價系統(tǒng)
management buy-out (MBO) 管理層收購；自發(fā)性收購
management fee 管理費用
management shareholder 管理層股東
Management, Supervision and Internal Control Guideline(SFC) 《管理、監(jiān)督及內(nèi)部監(jiān)控指引》(證監(jiān)會)
manager 經(jīng)辦人
mandatory bid; mandatory offer 強制性收購建議
Mandatory Provident Fund (MPF) 強制性公積金
Mandatory Provident Fund Schemes Authority (MPFA) 強制性公積金計劃管理局
margin 按金；保證金；「孖展」
margin call 追補按金；補倉通知
margin client 孖展客戶；保證金客戶
margin coverage ratio 孖展覆蓋率；保證金保險范圍比率
margin cut 斬倉
margin financing 保證金融資；孖展融資；保證金借貸活動
margin interval 按金間距
margin offset 按金對銷
margin parameter 按金參數(shù)
margin pooling 證券匯集轉(zhuǎn)按
margin ratio 按金比例
margin relief 按金減免
Margin Securities Trading Account 保證金證券交易戶口
margin trading 按金交易；孖展買賣
margin value 保證金價值
margin-after-exercise 行使后按金
margined premium 以按金形式繳付的期權(quán)金
margining process 計算按金程序
mark to market / mark-to-market 按市價計值
mark-to-market margin 市價計值按金
market capitalisation 市場總值；市價總值
Market Datafeed 市場數(shù)據(jù)傳送專線
market depth 市場深度
market maker 莊家
Market Maker List 莊家名錄
market making 莊家活動；作價買賣
market manipulation 市場操縱；市場操縱行為；造市
Market Misconduct Tribunal 市場失當(dāng)行為審裁處
market order 市價盤
market participant 市場參與者
market practitioner 市場從業(yè)員
market rental 市值租金
market risk 市場風(fēng)險
market sentiment 市場氣氛
market share 市場占有率
market timing 選時交易
market volatility 市場波幅
market-sensitive information 市場敏感資料；影響市場資料
marks / marks payment 差額繳款
Mass Account Transfer Instruction
(Mass ATI) 大量戶口轉(zhuǎn)移指示
mass quote 大量開盤
master trust scheme 集成信托計劃
maturity 到期；到期日
maximum spread 最大差價限額
Memorandum and Articles of Association 《組織大綱及章程》
memorandum of association 組織大綱
Memorandum of Regulatory Cooperation (MORC) 《監(jiān)管合作備忘錄》
memorandum of understanding (MOU) 諒解備忘錄
merchant bank 商人銀行
merger 合并
mergers and acquisitions 合并與收購；并購活動*
merit-based 以監(jiān)管機構(gòu)評審為本
mid-cap stock 中型股
Mid-day Data File Transfer Service 中午資料傳送服務(wù)
middle exercise price 中間行使價
middle-priced option 中位價期權(quán)
Mini-HSI Futures 小型恒生指數(shù)期貨合約
Mini-HSI Options 小型恒生指數(shù)期權(quán)合約
minimum contribution 最低供款額
minimum price fluctuation 最低上落價位；最低價格變動
minimum quote quantity 最少開價數(shù)量
minimum response time 最短回復(fù)開價時間
minimum transaction size 最低交易數(shù)額
Ministry of Finance(Mainland China) 財政部(中國內(nèi)地)
Ministry of Foreign Trade and Economic Cooperation(Mainland China) 對外經(jīng)濟貿(mào)易合作部（外經(jīng)貿(mào)部）(中國內(nèi)地)
minority controller 次要控制人
minority interest 少數(shù)股東權(quán)益
minority shareholder 少數(shù)股東
minus tick 低于前成交價
misconduct 不當(dāng)行為；失職行為；瀆職行為
misrepresentation 失實陳述；虛報
Misrepresentation Ordinance 《失實陳述條例》
misstatement 虛假聲明；錯誤陳述
mistraded contract 錯誤交易合約
mock trading 模擬交易
Model Authorisation Letter 標(biāo)準(zhǔn)授權(quán)書
Model Code for Securities Transactions by Directors of Listed Issuers 《上市公司董事進行證券交易的標(biāo)準(zhǔn)守則》
Model Code for Sponsors 《保薦人標(biāo)準(zhǔn)守則》
monetary assets 貨幣資產(chǎn)
monetary base 貨幣基礎(chǔ)
Monetary Policy Committee(PBOC) 貨幣政策委員會(中國人民銀行)
money broker 貨幣經(jīng)紀(jì)
money laundering 洗黑錢
money market 貨幣市場；短期資金借貸市場
money settlement fee 款項交收費
money supply 貨幣供應(yīng)
money transfer system 款項過戶系統(tǒng)
Money World Asia Hong Kong 香港貨幣及投資匯展
Money World Asia Pte Limited 亞洲貨幣世界（新加坡）有限公司
moneyness 價值狀況
monies advanced 墊款
Monthly Balance Statement(CCASS) 戶口結(jié)余月結(jié)單(中央結(jié)算系統(tǒng))
Monthly Market Statistics 《市場統(tǒng)計月報》
Monthly Return on Movement of Listed Securities 上市證券變動之月報
Moody's Investment Grade 穆迪投資評級
moratorium 股份禁售期
morning session 早市
mortgage loan originator 按揭貸款發(fā)放者
mortgage-backed securities 按揭證券
Moving Average Convergence-Divergence (MACD) 移動平均值背馳指標(biāo)
multi-currency trading 多種貨幣買賣
multi-jurisdictional equity offering 跨司法區(qū)招股活動
Multi-workstation System (MWS) 多工作站系統(tǒng)
multiple application 重復(fù)認(rèn)購
multiple-workstations 多工作站；一線多機
mutual cross-listing 跨國多重上市
mutual fund 互惠基金
NASDAQ see National Association of Securities Dealers Automated Quotations(US)
NCP see Non-Clearing Participant or Non-Clearing Options Trading Participant
(options trading)
NETS see National Electronic Trading System (Mainland China)
New HSMCI see New Hang Seng MidCap 50 Index
naked option writing 沽出未抵押期權(quán)
naked short selling 沒有預(yù)先借貨的賣空活動
National Association of Securities Dealers Automated Quotations (NASDAQ)(US) 美國全國證券交易商協(xié)會自動報價系統(tǒng)；
美國納斯達克證券市場
National Bureau of Economic Research(US) 美國國家經(jīng)濟研究局
National Construction Treasury(Mainland China) 國家建設(shè)債券(中國內(nèi)地)
National Electronic Trading System (NETS)(Mainland China) 全國電子交易系統(tǒng)(中國內(nèi)地)
National Social Security Fund 全國社會保障基金
National Science and Technology Venture Capital Development Center 國家科技風(fēng)險開發(fā)事業(yè)中心
negative statement 否定聲明
negotiable instrument 可轉(zhuǎn)讓票據(jù)
negotiated commission 商議傭金
negotiated transaction 議價交易
net admissible assets 認(rèn)可資產(chǎn)凈值
net asset value 資產(chǎn)凈值
net asset value per share 每股資產(chǎn)凈值
net book value 賬面凈值
net margining 凈額按金計算
net open options contract; net options position 期權(quán)合約凈持倉
net position 持倉凈額
net present value 現(xiàn)金收益凈值
net proceeds 集資凈額
net tangible assets 有形資產(chǎn)凈值
net tangible assets per share 每股有形資產(chǎn)凈值
net underwriting commitment 包銷承擔(dān)凈值
net worth ratio 凈值比率
netting 單價配對(期權(quán))；凈額結(jié)算；對銷
netting by novation(clearing) 以責(zé)務(wù)變更的方式進行凈額結(jié)算
networking 聯(lián)網(wǎng)
New Hang Seng MidCap 50 Index
(New HSMCI) 新恒生50中型股指數(shù)
new issue 發(fā)行新股；新股發(fā)行
New Regulatory Framework, The(SFC) 《新監(jiān)管制度》(證監(jiān)會)
news dissemination 資訊發(fā)布
news file 資訊檔案
next day net settlement system 翌日凈額結(jié)算系統(tǒng)
Next Settlement Day Due / Overdue Position Report(CCASS) 下一交收日到期/逾期數(shù)額報告(中央結(jié)算系統(tǒng))
Nikkei Stock Average 日經(jīng)平均指數(shù)
nil-paid rights 未繳股款股權(quán)；未繳款供股權(quán)
no-forcing order 全權(quán)委托盤
No-Over-Loss Rules 「無超額虧蝕」規(guī)則
nominal exchange rate 名義匯率
nominal price 按盤價；現(xiàn)價
nominal value 面值
nominee account 代理人戶口
Non-Clearing Participant; Non-Clearing Options Trading Participant (NCP)(options trading) 非結(jié)算參與者；非結(jié)算的期權(quán)買賣參與者(期權(quán)買賣)
non-collateralised warrant 無抵押權(quán)證
non-dividend paying European call option 不派息歐式認(rèn)購期權(quán)
non-dividend paying European put option 不派息歐式認(rèn)沽期權(quán)
non-executive director 非執(zhí)行董事
non-market-making transaction 非市場莊家的交易
non-ranking liabilities 非認(rèn)可負(fù)債
non-registered holder 非登記持有人
non-spot month Hang Seng Index futures contract 非現(xiàn)貨月恒生指數(shù)期貨合約
normal order imbalance 正常買賣盤差額
normative statement 規(guī)范聲明
Notice on Regulation of Share Issues and Listing in Overseas Markets(State Council) 境外發(fā)行股票和上市管理通知(國務(wù)院)
notifiable transaction 須予公布的交易
novated contract 責(zé)務(wù)變更合約
novation 責(zé)務(wù)變更；約務(wù)更替
ORS see Order Routing System
Oaths and Declarations Ordinance 《宣誓及聲明條例》
Occupational Retirement Schemes Ordinance 《職業(yè)退休計劃條例》
odd lot 碎股；零股*
off-balance sheet exposure 資產(chǎn)負(fù)債表以外之承擔(dān)/項目
off-balance sheet (financial) instrument 資產(chǎn)負(fù)債表外金融工具
off-board trading 場外交易；離場交易
off-floor order 離場買賣盤
off-floor trading 場外交易；離場交易
off-market rules 場外規(guī)則
off-market share repurchase 場外購回股份
offer 收購建議；要約
offer by tender 招標(biāo)發(fā)售
offer for sale 公開發(fā)售；提呈發(fā)售
offer for subscription 公開認(rèn)購
offer price 賣價；發(fā)盤價
offer to the public 公開招股
offering mechanism 招股機制
Office of the Commissioner of Insurance 保險業(yè)監(jiān)理處
offsetting position 相抵持倉
offshore financial centre 離岸金融中心
offshore fund 離岸基金
offshore profit regrouping 離岸盈利重組
offshore swap 離岸調(diào)期
omnibus account 綜合戶口
omnibus client account 綜合戶口
on-floor order 場內(nèi)買賣盤
on-going obligation 持續(xù)責(zé)任
on-line interface 聯(lián)機界面聯(lián)系
on-line investment service 聯(lián)線投資服務(wù)
On-line Trading Working Group (SFC) 網(wǎng)上交易工作小組(證監(jiān)會)
on-market rules 場內(nèi)規(guī)則
online trading 網(wǎng)上交易；線上交易
online transfer 即時轉(zhuǎn)送
open allocation session (HKATS) 開市分配時段(HKATS)
open contract 未平倉合約
open gateway 開放式網(wǎng)間連接器
open interest 未平倉合約
open market operations 公開市場活動
open offer 公開售股；公開發(fā)售
open order 開市盤
open outcry(= auction) 公開喊價；公開叫價；口頭唱價*
(= 口頭競價)
open outcry trading 公開叫價交易
open position 未平倉合約
open short position 賣空空倉
open-end fund 開放式基金
opening contract 開倉合約
opening price 開市價；開盤價
opening quotations rules 開市報價規(guī)則
opening stock 期初存貨
opening transaction 開倉交易
operating lease 營運/經(jīng)營/營業(yè)租賃
Operation Procedures for Stamp Duty Collection 征收印花稅運作程序
Operational Clearing Procedures for Options Trading Exchange Participants 《結(jié)算運作程序 ─ 期權(quán)買賣交易所參與者專用》
operational risk 運作風(fēng)險；營運風(fēng)險
Operational Trading Procedures for Options Trading Exchange Participants 《交易運作程序 ─ 期權(quán)買賣交易所參與者專用》
option 期權(quán)
option buyer 期權(quán)買方
option class 期權(quán)類別
option contract 期權(quán)合約
option holder 期權(quán)持有人
option position 期權(quán)持倉
option pricing model 期權(quán)定價模式
option seller 期權(quán)賣方
option series 期權(quán)系列
option valuation 期權(quán)定價
option writer 期權(quán)賣方
optional registration service 另選登記服務(wù)
Options Broker Exchange Participant 期權(quán)經(jīng)紀(jì)交易所參與者
Options Clearing Officer 期權(quán)結(jié)算主任
Options Clearing Officer Examination 期權(quán)結(jié)算主任考試
Options Clearing Rules 《期權(quán)結(jié)算規(guī)則》
Options Client's Agreement 期權(quán)客戶協(xié)議書
options delivery instruction 期權(quán)交付指令
options digital datafeed 期權(quán)數(shù)碼資料傳送專線
Options Exchange Participant 期權(quán)交易所參與者
Options Information Service 期權(quán)資訊服務(wù)
options tariff 期權(quán)費用
options trade confirmation 期權(quán)交易確認(rèn)書
Options Trading Exchange Participant 期權(quán)買賣交易所參與者
Options Trading Officer 期權(quán)交易主任
Options Trading Officer and Representative Examinations 期權(quán)交易主任及代表考試
Options Trading Representative 期權(quán)交易代表
Options Trading Rules 《期權(quán)交易規(guī)則》
order 買賣盤；買賣指示
order at discretion 全權(quán)委托盤
order book 買賣盤紀(jì)錄；掛盤冊
order-driven 以買賣盤帶動
order entry 買賣盤輸入
order form 盤紙
order input period 輸入買賣盤時段
order instruction 入市指令
order matching 對盤
order matching period 對盤時段
order routing 買賣盤傳遞
Order Routing System (ORS) 買賣盤傳遞系統(tǒng)
order throughput 買賣盤處理率
ordinary share 普通股
OTC Bulletin Board (US) 場外交易議價板 (美國)
out-of-the-money option 價外期權(quán)
output VAT 銷項增值稅
outstanding contingent liabilities 未償或然負(fù)債
outstanding loan 未償還借款
outstanding order 未完成買賣盤
outstanding stock 已發(fā)行股份/股本/股票
over-allotment option 超額配發(fā)權(quán)；超額配股權(quán)
over-allotment option scheme 超額配發(fā)機制
over-the-counter derivative 場外衍生工具
over-the-counter market 場外證券市場
over-the-counter option 場外期權(quán)
overall position 整體持倉
overbooked 超額認(rèn)購
overbought 超買
overnight liquidity(banking) 隔夜流動資金(銀行)
Overnight Report Distribution(CCASS) 即夜傳送報告資料服務(wù)(中央結(jié)算系統(tǒng))
overnight trade 非即日平倉交易
overseas issuer 海外發(fā)行人
overseas listed foreign share(Mainland China) 境外上市外資股(中國內(nèi)地)
oversold 超賣
oversubscribed 超額認(rèn)購
overtrading 過量交易
PASLA Pan Asian Securities Lending Association
PBOC People's Bank of China
PCS Provisional Clearing Statement
P/E price/earnings ratio
PECC Pacific Economic Cooperation Council
PIN personal identification number
PKI Public Key Infrastructure
POSIT Portfolio System for Institutional Traders(Australia)
PNS Proprietary Network System
PPP purchasing power parity
PRiME Portfolio Risk Margining System of HKEx
PSE Pacific Stock Exchange
PSS Participant Supplied System
PvP payment vs payment(banking)
PABX Telephone System 內(nèi)線電話系統(tǒng)
Pacific Economic Cooperation Council (PECC) 太平洋經(jīng)濟合作會議
Pacific Stock Exchange (PSE) 太平洋證券交易所
Pacific-Basin Capital Markets Research Center 太平洋區(qū)資本市場研究中心
paid-up capital; paid-in capital 實繳股本；繳入股本
painting the tape 操縱證券價格
Pan Asian Securities Lending Association (PASLA) 亞洲證券借貸協(xié)會
paper gold 紙黃金
paper intensive settlement 票據(jù)密集交收
paperless trading 無紙化交易
"paper-to-paper" arrangement 票對票方式
par value 票面值
parent company 母公司
parity(options) 平價(期權(quán))
parity value 平衡價值
partially filled order 部份完成的買賣指示
Participant Access Services(futures) 參與者資料提取系統(tǒng)(期貨)
Participant gateway 參與者網(wǎng)間連接器
Participant Supplied System (PSS) 參與者自設(shè)系統(tǒng)
Particular Transfer(Mainland China) 特別轉(zhuǎn)讓股(中國內(nèi)地)
partly-paid share 未繳足股份
payment vs payment (PvP)(banking) 匯款同步交收；即時匯款同時交收(銀行)
payoff 回報；收益
payoff diagram 收益圖
payoff period 回收期；回本期
Payout-Protection Rule(options) 「保護償付」規(guī)則(期權(quán))
PC terminal user 個人電腦終端機用戶
pegged exchange rate 聯(lián)系匯率
pegged rate system 聯(lián)系匯率制；掛鉤匯率制
penny stock 細(xì)價股；蚊型股
People's Bank of China (PBOC) 中國人民銀行
per capita gross domestic product 人均國內(nèi)生產(chǎn)總值
per capita gross national product 人均國民生產(chǎn)總值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 財經(jīng)事務(wù)及庫務(wù)局常任秘書長
perpetual bond 永久債券
personal account dealing guidelines 私人戶口交易指引
personal identification number (PIN) 私人密碼
phishing 偽冒電子郵件
physical delivery 實物交收
physical inventory 實地盤存
physical market 現(xiàn)貨市場
physical price 現(xiàn)貨價
physical scrip 實物股票
Pink Sheets (US) 「粉紅價單」(美國)
pit 交易圈；交易場
pit trading 場內(nèi)交易
placee 獲配售人；承配人
placing 配售
placing agent 配售代理
placing and top-up 以先舊后新方式配售
placing guidelines 配售指引
placing order 落盤
plain vanilla bond 傳統(tǒng)債券
plain vanilla warrant 一般權(quán)證
pledge 抵押
plus tick 高于前成交價
port fee 接駁站費用；接口費
portfolio 投資組合
Portfolio Analyser(options) 組合分析儀(期權(quán))
portfolio manager 投資組合經(jīng)理
Portfolio Risk Margining System of HKEx (PRiME) 香港交易所組合風(fēng)險按金系統(tǒng)
Portfolio System for Institutional Traders (POSIT)(Australia) 機構(gòu)交易員組合系統(tǒng)(澳洲)
position 持倉；倉；盤；頭寸
position adjustment 調(diào)整持倉
position limit 持倉限額；持倉上限
position limit ratio 持倉限額比率
position ratio 持倉比例
position risk adjustment 持倉風(fēng)險調(diào)整
position squaring 平倉
position trader(commodity market) 頭寸交易商(商品市場)
Positioning for a New Era(publication) 《邁進新紀(jì)元》(刊物)
post-listing acquisition 上市后的收購活動
power of attorney 授權(quán)書
power of sanction 制裁權(quán)
Practice Note 應(yīng)用指引
PRC issuer 中國內(nèi)地發(fā)行人
predator(takeover) 狙擊手(收購)
Predefined Futures Calendar Spreads 預(yù)設(shè)期貨跨期合約
pre-emptive right 優(yōu)先認(rèn)購權(quán)
preference / preferred share 優(yōu)先股
preferred ordinary share 優(yōu)先普通股
Pre-market Opening Mechanism(futures) 開市議價機制(期貨)
pre-open allocation session(HKATS) 開市前分配時段(HKATS)
premium 溢價
premium(futures) 高水(期貨)
premium(options) 期權(quán)金(期權(quán))
premium turnover 期權(quán)金成交額
pre-opening session 開市前時段；開市前議價時段
pre-order matching period 對盤前時段
Preparatory Board 籌備董事會
prescribed percentage 指定百分比
previous closing price 前收市價
price cheating 食價
price discovery 市場定價；市場價格厘定；價格發(fā)現(xiàn)
price manipulation 操縱價格；造價
price ramping 炒高價格
Price Reporting System(futures) 報價系統(tǒng)(期貨)
price spread(options) 跨價買賣(期權(quán))
price/earnings ratio (P/E) 市盈率
price-sensitive information 股價敏感資料；影響股價資料
pricing model 定價模式
primary listing 第一上市
Primary Market Database 上市公司資料庫
primary market 集資市場；一級市場*
primary sponsor 主要保薦人
principal account 公司戶口
principal supervisor(GEM) 主要主管(創(chuàng)業(yè)板)
principle of best execution 以最佳價格執(zhí)行交易的原則；
以最佳條件執(zhí)行交易的原則
Priority Construction Treasury(Mainland China) 國家重點建設(shè)債券(中國內(nèi)地)
private fibre optical circuit 自置光纖線路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私營化
privileged user 特許使用者
pro forma fully diluted price/earnings ratio 備考全面攤薄市盈率
pro forma statement 備考報表
Process Review Panel 程序覆檢委員會
Professional Accountants Ordinance 《專業(yè)會計師條例》
Professional Conduct Rules and Regulations(publication) 《專業(yè)操守規(guī)則及規(guī)例》(刊物)
Professional Course for Equity Options Practitioners 股票期權(quán)從業(yè)員專業(yè)課程
profit 溢利；利潤；盈利
profit and loss account 損益賬
profit forecast 溢利預(yù)測
profits attributable to shareholders 股東應(yīng)占溢利
programme trading 程式買賣；程式交易
project finance 項目融資
Project on the Use of Plain Language 淺白語言計劃
Prolonged Suspension Status Report 有關(guān)長時間停牌公司之報告
promoter 發(fā)起人
property gains tax 物業(yè)增值稅
property valuer 物業(yè)估值師
proposed director 獲提名董事
proprietary account 公司專用戶口
Proprietary Network System (PNS) 專線網(wǎng)絡(luò)系統(tǒng)
proprietary routing terminal 專用網(wǎng)絡(luò)系統(tǒng)
proprietary trading 自營買賣；坐盤
proprietary trading system 專用交易系統(tǒng)
prospectus 招股章程；招股書；發(fā)行章程
Protection of Investors Ordinance 《保障投資者條例》
Provident Fund Scheme 公積金計劃
provision 條文
provision(accounting) 準(zhǔn)備；撥備(會計)
provision for bad and doubtful debts 壞賬及呆賬撥備
Provisional Clearing Statement (PCS) 臨時結(jié)算表
provisional letter of allotment 暫定配額通知書
provisional liquidator 臨時清盤人
proxy form 代表委任表格；委派代表書
prudence 審慎原則
public address system 公布系統(tǒng)
public censure 公開譴責(zé)
Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公債(中國內(nèi)地)
public float 公眾持股量
public float capitalisation 公眾持股市值
public interest 公眾利益
Public Interest Director 公眾利益董事
Public Key Infrastructure (PKI) 公開密碼匙基礎(chǔ)建設(shè)
purchasing power parity (PPP) 購買力平價
put option 認(rèn)沽期權(quán)
put warrant 認(rèn)沽權(quán)證
put writer 認(rèn)沽期權(quán)沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 資格股
Qualified Domestic Institutional Investor (QDII) 合格境內(nèi)機構(gòu)投資者
Qualified Foreign Institutional Investor (QFII) 合格境外機構(gòu)投資者
qualified institutional buyer 合資格機構(gòu)買家
qualified opinion 保留意見
Quick Reference Guide(AMS) 簡便指南(自動對盤系統(tǒng))
quiet trading 交投淡靜
quotation rules 報價規(guī)則
quote 報價；開價盤
quote maintenance report 開盤狀況報告
quote request 報價要求；開價盤要求
quote-driven 以報價帶動；以開盤帶動
Range ELI see Range Equity Linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System(HKMA)
raider(takeover) 狙擊手(收購)
rally 回升；反彈
ramping 炒高價格
random assignment 隨機分配
Range Equity Linked Instrument (Range ELI) 「勒束式」股票掛鉤票據(jù)
ranking liabilities 認(rèn)可負(fù)債
rat trading 老鼠倉活動
rate of return 回報率
real estate investment trust (REIT) 房地產(chǎn)投資信托基金
real exchange rate 實質(zhì)匯率
real time calculation 實時計算
Real Time Gross Settlement system (RTGS)(HKMA) 即時支付結(jié)算系統(tǒng)(金管局)
real time information 即時資訊；實時資訊
realisation 變現(xiàn)
Realtime Digital Data Service (RDDS) 即時數(shù)碼數(shù)據(jù)服務(wù)
realtime digital datafeed 即時數(shù)碼資料傳送專線
rebate 回扣；回傭；傭金回扣
recapitalisation 資本重整
receiving agent 收款代理
receiving bank 收款銀行
Recognised Industry Qualifications (RIQ) 認(rèn)可行業(yè)資格
reconciliation 對賬
recoverable VAT 應(yīng)退增值稅
red chip 紅籌股
redeemable share 可贖回股份
redemption 贖回；兌付*；還本付息*
rediscount 再貼現(xiàn)
Reference for Disclosures in Annual Reports(publication) 《周年報告的參考披露資料》(刊物)
regional index call warrant 地區(qū)性指數(shù)認(rèn)購權(quán)證
Regional Monitor 《亞太股市脈絡(luò)》
register of members 股東名冊
registered certificate 記名證書
registered dealer 注冊證券商
registered financier 注冊融資人
registered firm 注冊商號
registered intermediary 注冊中介團體
registered owner 登記持有人
registered securities 記名證券
Registered Trader 注冊莊家
Registered Treasury(Mainland China) 記賬式國庫券(中國內(nèi)地)
registrar 過戶登記處；過戶處
Registrar of Companies 公司注冊處處長
registration and transfer fee 登記過戶費
regulated short selling 受監(jiān)管之股份賣空活動
regulation 監(jiān)管
regulatory arbitrage 監(jiān)管套戥
regulatory body 監(jiān)管機構(gòu)
regulatory regime 監(jiān)管制度
rejected sales 反駁交易
related party transaction 關(guān)連人士交易
related person 關(guān)連人士
relationship of put-call parity 認(rèn)沽認(rèn)購等價關(guān)系
relative return 相對回報率
Relative Strength Indicator (RSI) 相對強弱指數(shù)
rematerialisation 重新實物化
remote trading access 遙距交易設(shè)施
remuneration package 薪酬利益
reorganisation 重組
replacement cost 重置成本
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《檢討證券及期貨市場規(guī)管架構(gòu)運作專家小組報告書》
Report of the Securities Review Committee 《證券業(yè)檢討委員會報告書》
Report on Financial Market Review 《金融市場檢討報告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基礎(chǔ)設(shè)施報告》
reporting accountant 申報會計師
reporting period 申報期
reprimand 譴責(zé)
repurchase 購回；購回股份
repurchase agreement (repo) 回購協(xié)議
request for proposal 征求建議書
request for quote (RFQ)(options) 報價要求(期權(quán))
required rate of return 所需回報率
reserve 儲備
reserve fund 儲備基金
response time 回應(yīng)時間
responsibility letter 責(zé)任承諾書
responsibility statement 責(zé)任聲明書
restatement of accounts 重整賬目
restricted licence bank 有限制牌照銀行
restriction notice 限制通知書
results announcement 業(yè)績公布
resumption of trading 復(fù)牌；恢復(fù)買賣
retail broker 散戶經(jīng)紀(jì)
retail information service 零售資訊服務(wù)
retail investor 散戶投資者；散戶
retained capital 留成資金；保留資金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社證券投資傳視服務(wù)
revaluation 重估
reversal contract(options) 逆轉(zhuǎn)交易合約；取消交易合約(期權(quán))
reverse takeover 反收購
reverse convertibles 反向可轉(zhuǎn)換產(chǎn)品
Revised Guidance Notes Regarding Money Laundering 《防止洗黑錢修訂指引》
revised short selling scheme 經(jīng)修訂的股份賣空計劃
rights issue 供股；配售新股
risk array algorithm 風(fēng)險排列算式
risk array margining system 風(fēng)險排列按金制度
risk array method 風(fēng)險排列方法
risk control 風(fēng)險控制
risk disclosure 風(fēng)險披露
Risk Disclosure Statement(GEM) 風(fēng)險披露聲明書(創(chuàng)業(yè)板)
risk evaluation 風(fēng)險評估
risk identification 風(fēng)險鑒別
risk management 風(fēng)險管理
Risk Management Committee 風(fēng)險管理委員會
risk parameter 風(fēng)險參數(shù)
risk tolerance 風(fēng)險容限
risk-free interest rate 無風(fēng)險利率
roadshow 巡回推介
Rolling Forex 日轉(zhuǎn)期匯
roll-over 轉(zhuǎn)倉
round lot 手
"round trip" option transaction 「來回」期權(quán)交易
round-lot-plus order 非整手買賣盤
router system 買賣盤傳遞系統(tǒng)
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港聯(lián)合交易所有限公司創(chuàng)業(yè)板證券上市規(guī)則》（《創(chuàng)業(yè)板上市規(guī)則》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港聯(lián)合交易所有限公司證券上市規(guī)則》（《證券上市規(guī)則》）
Rules of the Exchange 《交易所規(guī)則》
runner 駁腳經(jīng)紀(jì)
SAAC Securities Analysts Association of China
SAC Securities Association of China, The
SAFE State Administration of Foreign Exchange(Mainland China)
SASAC State-owned Assets Supervision and Administration Commission
SBLA securities borrowing and lending agreement
SCCLR Standing Committee on Company Law Reform
SCEFI Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE Stock Options Reference Educator
SCP Self Clearing Participant
SDNet Securities and Derivatives Communication Network
SEAQ Stock Exchange Automated Quotations System(UK)
SEAQI Stock Exchange Automated Quotations System for International Equities(UK)
SEATS Stock Exchange Alternative Trading Service(UK)
SEC Securities and Exchange Commission(US)
SEHK Stock Exchange of Hong Kong Limited, The
SEIS Stock Exchange Information Services Limited
SEOCH SEHK Options Clearing House Limited, The
SESDAQ Stock Exchange of Singapore Dealing and Automated Quotation System
SFC Securities and Futures Commission, The
SFAT Securities and Futures Appeals Tribunal
SGX Singapore Exchange
SI settlement instruction
SIB Securities and Investment Board(UK)
SMARTS Securities Market Automated Research, Training & Surveillance System
SMFP share margin finance provider
SOES Small Order Entry System/Small Order Execution System(US)
SPAN Standard Portfolio Analysis of Risk
SPDR Standard & Poor's Depository Receipt
SRN Shareholder Reference Number
SSAP Statement of Standard Accounting Practice
STAQS Securities Trading Automated Quotation System(Mainland China)
SWIFT Society for Worldwide Interbank Financial Telecommunications
S&P/HKEx Composite 標(biāo)準(zhǔn)普爾/香港交易所綜合指數(shù)
S&P/HKEx GEM 標(biāo)準(zhǔn)普爾/香港交易所創(chuàng)業(yè)板指數(shù)
S&P/HKEx LargeCap 標(biāo)準(zhǔn)普爾/香港交易所大型股指數(shù)
S&P/HKEx MidCap 25 標(biāo)準(zhǔn)普爾/香港交易所中型股25指數(shù)
S&P/HKEx SmallCap 50 標(biāo)準(zhǔn)普爾/香港交易所小型股50指數(shù)
sales representative 營業(yè)代表
sales revenue 銷售收入
salvage value 殘值
same day exercise 同日行使
samurai bond 武士債券
scalable 提高運作的能力
scalping 老鼠倉活動；食價
scheme of arrangement 協(xié)議安排；協(xié)議計劃
screen 熒幕；屏幕*
scrip dividend 以股代息
scrip fee 股票登記費；登記過戶費
scrip issue 發(fā)行紅股
scripless trading 無紙化交易
seasoned securities 優(yōu)質(zhì)證券
second board 第二板；第二板市場
second liner; second line stock 二線股
second market 第二板；第二板市場
secondary listing 第二上市
secondary market 交易市場；二級市場
Secretary for Economic Development and Labour 經(jīng)濟發(fā)展及勞工局局長
Secretary for Financial Services and the Treasury 財經(jīng)事務(wù)及庫務(wù)局局長
secured debts 抵押債項
Securities (Clearing Houses) Ordinance 《證券（結(jié)算所）條例》
Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《證券（交易商、投資顧問、合伙及代表）規(guī)則》
Securities (Disclosure of Interests) Notification History Reports 《證券（披露權(quán)益）具報紀(jì)錄》
Securities (Disclosure of Interests) Notification Summaries(publication) 《證券（披露權(quán)益）具報摘要》(刊物)
Securities (Disclosure of Interests) Ordinance 《證券（披露權(quán)益）條例》
Securities (Insider Dealing) Ordinance 《證券（內(nèi)幕交易）條例》
Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年證券（保證金融資）（修訂）條例》
Securities (Stock Lending) Rules 《證券（證券借出）規(guī)則》
Securities Analysts Association of China (SAAC) 中國證券業(yè)協(xié)會證券分析師專業(yè)委員會
Securities and Derivatives Communication Network (SDNet) 證券及衍生工具團體網(wǎng)絡(luò)
Securities and Exchange Act(Taiwan) 證券交易法(臺灣)
Securities and Exchange Commission (SEC)(US) 證券交易委員會(美國)
Securities and Futures (Clearing Houses) Ordinance 《證券及期貨（結(jié)算所）條例》
Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年證券及期貨（合約限量及須申報的持倉量）（修訂）規(guī)則》
Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《證券及期貨（披露權(quán)益－免除 ）規(guī)例》
Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《證券及期貨（披露權(quán)益－證券借貸）規(guī)則》
Securities and Futures (Price Stabilising) Rules 《證券及期貨（穩(wěn)定價格）規(guī)則》
Securities and Futures (Professional Investor) Rules 《證券及期貨（專業(yè)投資者）規(guī)則》
Securities and Futures (Recognized Counterparty) Rules 《證券及期貨（認(rèn)可對手方 ）規(guī)則》
Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《證券及期貨（賣空豁免及證券借出 ）規(guī)則》
Securities and Futures (Stock Market Listing) Rules 《證券及期貨（在證券市場上市 ）規(guī)則》
Securities and Futures (Transfer of Functions - Stock Exchange Company) Order 《證券及期貨（轉(zhuǎn)移職能予聯(lián)交所 ）令》
Securities and Futures Appeals Panel 證券及期貨事務(wù)上訴委員會
Securities and Futures Appeals Panel (Fee) Order 《證券及期貨事務(wù)上訴委員會（費用）令》
Securities and Futures Appeals Panel Proceedings Rules 《證券及期貨事務(wù)上訴委員會程序規(guī)則》
Securities and Futures Appeals Tribunal (SFAT) 證券及期貨事務(wù)上訴審裁處
Securities and Futures Bureau(Taiwan) 證券期貨局(臺灣)
Securities and Futures Commission, The (SFC) 證券及期貨事務(wù)監(jiān)察委員會（證監(jiān)會）
Securities and Futures Commission (Annual Returns) Rules 《證券及期貨事務(wù)監(jiān)察委員會（周年報表）規(guī)則》
Securities and Futures Commission (Fees) Rules 《證券及期貨事務(wù)監(jiān)察委員會（費用）規(guī)則》
Securities and Futures Commission (Levy) (Futures Contracts) Order 《證券及期貨事務(wù)監(jiān)察委員會（征費）（期貨合約）令》
Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《證券及期貨事務(wù)監(jiān)察委員會（征費）（證券）（修訂）令》
Securities and Futures Commission (Levy) Rules 《證券及期貨事務(wù)監(jiān)察委員會（征費）規(guī)則》
Securities and Futures Commission Ordinance 《證券及期貨事務(wù)監(jiān)察委員會條例》
Securities and Futures Commission (Transfer of Functions) Order 《證券及期貨事務(wù)監(jiān)察委員會（職能移交）令》
Securities and Futures Intermediaries Activities Surveys(SFC) 《證券及期貨中介機構(gòu)業(yè)務(wù)調(diào)查》(證監(jiān)會)
Securities and Futures Market Development Working Group 證券期貨市場發(fā)展工作小組
Securities and Futures Ordinance 《證券及期貨條例》
Securities and Investment Board (SIB)(UK) 證券及投資管理局(英國)
Securities Association of China, The (SAC) 中國證券業(yè)協(xié)會
securities borrowing and lending agreement (SBLA) 證券借貸協(xié)議書
Securities Brokers Course 證券經(jīng)紀(jì)課程
Securities Brokers Examination 證券經(jīng)紀(jì)考試
securities collateral 證券抵押品
Securities Compensation Fund Committee(SFC) 證券賠償基金委員會(證監(jiān)會)
securities lender 證券借出人
securities margin financier 證券保證金融資人
Securities Market Automated Research, Training & Surveillance System (SMARTS) 證券市場資料研究、培訓(xùn)及監(jiān)察自動化系統(tǒng)
Securities Market Herald (publication) 《證券市場導(dǎo)報》
Securities Offering Issues sub-group 證券發(fā)售事宜工作小組
Securities Trading Automated Quotation System (STAQS)(Mainland China) 證券交易自動報價系統(tǒng)(中國內(nèi)地)
Securities Training Programme 證券業(yè)培訓(xùn)課程
securities-on-hold mechanism 凍結(jié)股份機制
securitisation 證券化
security 抵押品；擔(dān)保物*
security arrangement 抵押安排；保障安排
security interest 擔(dān)保權(quán)益
"see-through" price 透視價
segregated trust account 獨立信托戶口
segregation of securities 證券隔分
SEHK Enquiry Hotline 聯(lián)交所資訊服務(wù)熱線
SEHK Monthly Bulletin 《香港聯(lián)合交易所月刊》
SEHK Options Clearing House Limited, The (SEOCH) 香港聯(lián)合交易所期權(quán)結(jié)算所有限公司（聯(lián)交所期權(quán)結(jié)算所）
selective marketing basis 選擇性銷售方式
Self Clearing Participant (SCP) 自行結(jié)算參與者
self-clearing 自行結(jié)算
self-regulatory organisation; self-regulating organisation 自律監(jiān)管機構(gòu)
sell order 賣盤；沽盤
合同翻譯 http://www.tran-masters.com
sensitivity analysis 敏感度分析
SEOCH collateral 聯(lián)交所期權(quán)結(jié)算所抵押品
SEOCH Participant 聯(lián)交所期權(quán)結(jié)算所參與者
separate listing 獨立上市
Serial Month Hibor Futures 三個月拆息利率期貨
series margin value 系列按金價值
set off 抵銷
Settled Position Report(CCASS) 已交收數(shù)額報告(中央結(jié)算系統(tǒng))
settlement backlog 交收積壓
settlement bank 交收銀行
settlement cap 交收上限
settlement date 交收日
settlement instruction (SI) 交收指示
Settlement Instruction Batch Upload(CCASS) 交收指示整批傳送(中央結(jié)算系統(tǒng))
settlement instruction transaction 「交收指示」交易
settlement period 交收期
Settlement Report(CCASS) 交收報告(中央結(jié)算系統(tǒng))
settlement risk 交收風(fēng)險
SFC (HKEC Listing) Appeals Committee 證監(jiān)會（香港交易所上市）上訴委員會
SFC (HKEC Listing) Committee 證監(jiān)會（香港交易所上市）委員會
SFC (HKEC Listing) Executive 證監(jiān)會（香港交易所上市）執(zhí)行人員
SFC Alert 《證監(jiān)快訊》
SFC Code on MPF Products 《證監(jiān)會強積金產(chǎn)品守則》
SFC Dual Filing Advisory Group 證監(jiān)會雙重存檔事宜顧問小組
SFC Enforcement Reporter 《證監(jiān)會執(zhí)法月報》
shadow director 影子董事
Shanghai Municipal Futures Industry Association 上海市期貨同業(yè)公會
Shanghai Securities Central Clearing and Registration Corporation 上海證券中央登記結(jié)算公司
Shanghai Stock Exchange 上海證券交易所
Shanghai United Assets and Equity Exchange 上海聯(lián)合產(chǎn)權(quán)交易所
share capital 股本
share entitlements 股份權(quán)益
share exchange 以股換股
share margin finance provider (SMFP) 證券按貸財務(wù)提供者
share margin financing 證券保證金融資；股票按貸財務(wù)
share option 購股權(quán)；股份認(rèn)購權(quán)；認(rèn)股權(quán)；認(rèn)股期權(quán)
share register 股東名冊
share registrar 股票過戶登記處；過戶處
share repurchase 購回股份；股份購回
share scheme 股份計劃
shareholder loan 股東貸款
Shareholders Group(SFC) 股東權(quán)益小組(證監(jiān)會)
shareholding 股權(quán)
shareware 共用軟件
shelf registration facility(US) 暫擱注冊；緩行注冊(美國)
Shenzhen Securities Clearing Company Limited 深圳證券結(jié)算有限公司
Shenzhen Securities Registration Company Limited 深圳證券登記有限公司
Shenzhen Stock Exchange 深圳證券交易所
short call 認(rèn)購期權(quán)空倉；認(rèn)購短倉
short interest 賣空股份總額
short option 期權(quán)短倉
short options contract 期權(quán)短倉合約
short position 淡倉；空倉；空頭*
short put 認(rèn)沽期權(quán)空倉；認(rèn)沽短倉
short seller 賣空賣方
short selling 賣空；沽空；拋空
Short Selling Pilot Scheme 股份賣空試驗計劃
short squeeze 挾倉
short term borrowings 短期舉債；短期借貸
short-dated securities 短期證券
short-term money 短期資金
SI Activity Report(CCASS) 交收指示活動報告(中央結(jié)算系統(tǒng))
SI Batch File Service 整批輸入交收指示
SI Status Report(CCASS) 交收指示狀況報告(中央結(jié)算系統(tǒng))
SI transaction 交收指示的交易
significant shareholder(GEM) 高持股量股東(創(chuàng)業(yè)板)
simulation system 模擬系統(tǒng)
Singapore Exchange (SGX) 新加坡交易所
single price auction system 單一價格競價市場
single share derivative warrant 單一種股份的衍生權(quán)證
sinking fund 償債基金
Sino-foreign equity joint venture 中外合資企業(yè)
slow trading 交投呆滯
small cap stock 細(xì)價股
Small Order Entry System / Small Order Execution System (SOES)(US) 細(xì)盤撮合系統(tǒng)(美國)
Small Order First-In-First-Out 細(xì)額先到先得
smart card 聰明卡；醒目卡；靈巧卡
SME Board(Shenzhen Stock Exchange) 中小企業(yè)板塊(深圳證券交易所)
snapshot 瞬像；瞬態(tài)；「定鏡」處理
Society for Worldwide Interbank Financial Telecommunications (SWIFT) 環(huán)球銀行財務(wù)電信協(xié)會
soft commission 軟傭金；非金錢傭金
soft currency 軟貨幣；弱勢貨幣
soft landing 軟著陸
soft-dollar benefits 非金錢利益
sole proprietor 獨資經(jīng)營者
source code 源指令碼
sovereign debt 外債
sovereign risk 主權(quán)風(fēng)險
Special Levy 特別征費
special limit order 特別限價盤
Special Treasury(Mainland China) 特種國債；特別國債(中國內(nèi)地)
Special Treatment(Mainland China) 特別處理股(中國內(nèi)地)
specialised bank 專業(yè)銀行*
Specialist System(US) 「特許證券商」制度(美國)
speed bump 停市措施
spin-off 分拆；分拆上市
split 股份拆細(xì)
Split Register 分列登記冊
sponsor 保薦人
Sponsor's Declaration 《保薦人聲明》
sponsoring broker 保薦經(jīng)紀(jì)
spot market 現(xiàn)貨市場
spot month 現(xiàn)貨月
spot price 現(xiàn)貨價
spread 價位；差價
spread(options) 跨價/跨期式組合(期權(quán))
spread margin 復(fù)式按金
spread of holders 持股人的分布情況
spread of sector 行業(yè)覆蓋層面
spread option 復(fù)式期權(quán)
spread order 復(fù)式盤
spread table 價位表
spread trading 跨期買賣；跨價買賣
squeeze 挾倉
stagflation 滯脹
staggering maturities 交錯到期組合
stamp duty 印花稅
Stamp Duty Ordinance 《印花稅條例》
Standard & Poor's Depository Receipt (SPDR) 標(biāo)準(zhǔn)普爾500綜合指數(shù)預(yù)托證券
Standard & Poor's Rating 標(biāo)準(zhǔn)普爾評級
standard accounting practice 標(biāo)準(zhǔn)會計準(zhǔn)則
standard contract 標(biāo)準(zhǔn)合約
standard deviation 標(biāo)準(zhǔn)差
standard deviation of daily return 每日回報標(biāo)準(zhǔn)差
Standard Portfolio Analysis of Risk (SPAN) 標(biāo)準(zhǔn)組合風(fēng)險分析
standard registration service 標(biāo)準(zhǔn)登記服務(wù)
Standing Committee on Company Law Reform (SCCLR) 公司法改革常務(wù)委員會
standstill agreement 暫緩還款協(xié)議
standstill return 股價不動時回報
State Administration of Foreign Exchange (SAFE)(Mainland China) 國家外匯管理局(中國內(nèi)地)
State Bureau for Industrial and Commercial Administration
(Mainland China) 國家工商局(中國內(nèi)地)
State Council Securities Committee(Mainland China) 國務(wù)院證券委員會（證券委）(中國內(nèi)地)
State Economic and Trade Commission(Mainland China) 國家經(jīng)濟貿(mào)易委員會（國家經(jīng)貿(mào)委）(中國內(nèi)地)
state share(Mainland China) 國家股；國有股(中國內(nèi)地)
State Statistics Bureau(Mainland China) 國家統(tǒng)計局(中國內(nèi)地)
State Taxation Bureau(Mainland China) 國家稅務(wù)局(中國內(nèi)地)
statement of "non-owner movement in equity" 非所有者權(quán)益變動表
statement of account 戶口結(jié)單
statement of adjustments 調(diào)整表；調(diào)整聲明
Statement of Standard Accounting Practice (SSAP) 《會計實務(wù)準(zhǔn)則》
Statement of Stock Movement(CCASS) 股份轉(zhuǎn)移報告(中央結(jié)算系統(tǒng))
State-owned Assets Supervision and Administration Commission (SASAC) 國有資產(chǎn)監(jiān)督管理委員會
state-owned enterprise(Mainland China) 國營企業(yè)(中國內(nèi)地)
static information 靜態(tài)資訊
Status Report on Issuers' Delay in Releasing Results Announcement 有關(guān)發(fā)行人延遲公布業(yè)績之報告
statutory public welfare fund(Mainland China) 法定公益金(中國內(nèi)地)
statutory reserve 法定儲備
statutory surplus reserve(Mainland China) 法定公積金(中國內(nèi)地)
Steering Committee on Organisational Review(SEHK) 組織架構(gòu)檢討指導(dǎo)委員會(聯(lián)交所)
Steering Committee on the Enhancement of Financial Infrastructure, The (SCEFI) 金融基礎(chǔ)設(shè)施督導(dǎo)委員會
stock borrowing and lending 股票借貸
stock borrowing and lending position information page(Teletext) 股票借貸數(shù)額資料頁(大利市)
stock clearing fee 股份結(jié)算費
stock code 股份代號；證券代號
stock conversion 股份收納
stock custody fee 股份托管費
stock deposit fee 股份存入費
Stock Deposit Form 股份存入表格
Stock Exchange Alternative Trading System (SEATS)(UK) 交易所另項交易系統(tǒng)(英國)
Stock Exchange Automated Quotations System (SEAQ)(UK) 交易所自動報價系統(tǒng)(英國)
Stock Exchange Automated Quotations System for International Equities (SEAQI)(UK) 交易所國際自動報價系統(tǒng)(英國)
Stock Exchange Information Services Limited (SEIS) 香港聯(lián)合交易所資訊服務(wù)有限公司
Stock Exchange of Hong Kong Limited, The (SEHK) 香港聯(lián)合交易所有限公司（聯(lián)交所）
Stock Exchange of Singapore Dealing and Automated Quotation System (SESDAQ) 新加坡證券交易所交易及自動報價系統(tǒng)
Stock Exchange Trading Right 聯(lián)交所交易權(quán)
Stock Exchanges Unification Ordinance 《證券交易所合并條例》
stock futures 股票期貨
stock lender 股票出借人；貸股人
Stock Lender Participant(CCASS Participant) 貸股人參與者(中央結(jié)算系統(tǒng)參與者)
Stock Lending Account(clearing) 股票貸出戶口(結(jié)算)
Stock Market History Project 證券市場歷史研究計劃
Stock Market Information Donation Programme 股市資料捐贈計劃
stock option 股票期權(quán)
Stock Options Reference Educator (SCORE) 股票期權(quán)參考教育站
stock page(Teletext) 股份頁(大利市機)
stock pledgee 股票承押人；股份承押人
Stock Pledgee Participant (CCASS Participants) 股份承押人參與者(中央結(jié)算系統(tǒng)參與者)
stock return 股票歸還
Stock Segregated Account with Statement Service(CCASS) 附寄結(jié)單服務(wù)的股份獨立戶口(中央結(jié)算系統(tǒng))
stock settlement fee 股份交收費
stock split 股份拆細(xì)
stock withdrawal fee 股份提取費
Stockbrokers' Association of Hong Kong (1891) 香港股票經(jīng)紀(jì)會（1891年）
stop limit order 止蝕限價盤
stop order; stop-loss order 止蝕盤
straddle(options) 馬鞍式組合(期權(quán))
straight bond 普通債券
straight-through processing 直通式交易程序
straightline method of depreciation 直線折舊法
strangle(options) 勒束式組合(期權(quán))
"street name" share certificate 「街名」股票；待轉(zhuǎn)名股份
strike price(options) 行使價；敲價(期權(quán))
strong dollar 強勢美元
sub-commission 回扣/回抽傭金；倒扣
sub-index 分類指數(shù)
sub-ledger 分類賬
subordinated loan 附屬貸款；后償貸款
subscription 認(rèn)購
subscription warrant (vs derivative warrant) 股本權(quán)證（相對于衍生權(quán)證）
subsidi, ary 附屬公司
substantial shareholder 大股東；主要股東
sub-underwriter 分包銷商
summary financial report 財務(wù)摘要報告
summary offence 輕微違紀(jì)事件/行為
supervisor(Mainland China) 監(jiān)事(中國內(nèi)地)
supervisory committee(Mainland China) 監(jiān)事會(中國內(nèi)地)
supplemental/supplementary listing document 補充/增補上市文件
supranational entity 超國家機構(gòu)
surplus reserve 盈余儲備
suspended trading; suspension 停牌
suspense account 暫記賬
swap 掉期
Swiss Commodities, Futures and Options Association 瑞士商品、期貨及期權(quán)協(xié)會
syndicated credit 銀團融資
syndicated lending 銀團貸款
syndicated loan 銀團貸款
synthetic long call 合成認(rèn)購期權(quán)長倉
synthetic option 合成期權(quán)
synthetics 合成工具
system access right 系統(tǒng)聯(lián)通權(quán)
System Access Right Fee(options) 系統(tǒng)聯(lián)通權(quán)收費(期權(quán))
system closure 系統(tǒng)終止
system integrator 系統(tǒng)整合商
system parameter 系統(tǒng)參數(shù)
system sizing 制訂系統(tǒng)規(guī)模
systematic risk 系統(tǒng)性風(fēng)險
TAIFEX Taiwan Futures Exchange
TIGER Taiwan Innovative Growing Entrepreneurs
TIPS Theoretical Indicative Pricing System(futures)
TOPIC Teletext Output of Price Information by Computer(UK)
TOPS Traded OPtions System
TPC Third Party Clearing
TraHK Tracker Fund of Hong Kong
T + 2 T + 2 交收期限
T + 2 settlement system T + 2 交收制度
T + 3 Rule(US) T + 3 規(guī)則(美國)
tails(options) 極價外期權(quán)；無價期權(quán)形式
Taiwan Futures Exchange (TAIFEX) 臺灣期貨交易所
Taiwan Innovative Growing Entrepreneurs (TIGER) 臺灣創(chuàng)新成長企業(yè)類股
Taiwan Securities Central Depository Company Limited 臺灣證券集中保管公司
Taiwan Stock Exchange Corporation 臺灣證券交易所
take-up(options) 接收(期權(quán))
takeover 收購
Takeovers & Mergers Panel(SFC) 收購及合并委員會(證監(jiān)會)
Takeovers Appeal Committee(SFC) 收購上訴委員會(證監(jiān)會)
tap facility 持續(xù)發(fā)售機制
tap issue 不限量發(fā)行
tariff 交易費
tax avoidance 避稅
tax break 稅項減免
tax concession 稅項減免
tax evasion 逃稅
tax rebate; tax refund 退稅
tax relief 稅務(wù)優(yōu)惠
Taxation Institute of Hong Kong 香港稅務(wù)學(xué)會
technical analysis 技術(shù)分析
Teletext 大利市
Teletext carrier charge 大利市網(wǎng)絡(luò)供應(yīng)商費用
Teletext Information Service 大利市資訊服務(wù)
Teletext Output of Price Information by Computer (TOPIC)(UK) TOPIC 系統(tǒng)(英國)
Teletext page 大利市版頁
Teletext video broadcast service 大利市影像廣播服務(wù)
temporary receipts 暫收款
Temporary Suspension Status Report 有關(guān)暫時停牌公司之報告
tender procedure 投標(biāo)程序
term bond 定期債券
Terms and Conditions for Investor Participants 《投資者戶口持有人規(guī)則》
terms of reference 職權(quán)范圍
Theoretical Indicative Pricing System (TIPS)(futures) 理論性參考價格系統(tǒng)(期貨)
third liner 三線股
Third Party Clearing (TPC) 第三者結(jié)算
throttle rate 節(jié)流率
tick (size) 最低上落價位；最低價格變動
tick rule 賣空價規(guī)則；限價賣空規(guī)則
tick value 價位值
tier(options) 持倉類別(期權(quán))
TIGER Board(Taiwan) 二類股票(臺灣)
time premium 時間值
time spread 跨期買賣
time stamp 時間戳記
time value 時間值
tipper 收取內(nèi)幕消息人士
top up placing 以先舊后新方式配售
top-up 補充
total margin value 總按金價值
total market capitalisation 總市值
township and village enterprises 鄉(xiāng)鎮(zhèn)企業(yè)
track record 業(yè)務(wù)紀(jì)錄
Tracker Fund of Hong Kong (TraHK) 盈富基金
trade acceptance 商業(yè)承兌匯票
trade amendment 更正交易；成交調(diào)整
trade give-ups(options) 交易轉(zhuǎn)移(期權(quán))
trade reversals(options) 逆轉(zhuǎn)交易；取消交易(期權(quán))
trade-for-trade settlement 逐項交收
traded option 在交易所買賣的期權(quán)
Traded Options System (TOPS) 股票期權(quán)系統(tǒng)
trader jacket 交易員背心
trading ahead 扒頭交易
Trading and Settlement Committee 交易及交收委員會
trading booth 交易柜位
trading calendar 交易日表
trading capacity 交易量；交易能力
trading day 交易日
trading facilities 交易設(shè)施
Trading Fee 交易費
trading floor; trading hall 交易大堂
trading halt 勒停板
"trading only" stocks 「非上市可交易」股份
trading pit 交易圈
trading record 成交紀(jì)錄
trading tariff(cash market) 交易系統(tǒng)使用費(現(xiàn)貨市場)
trading unit 交易單位
trading workstation 交易工作站
trading-only board 純交易板
Transaction Levy 交易征費
transfer 轉(zhuǎn)撥；轉(zhuǎn)讓；過戶
transfer agent 過戶代理
transfer deed 轉(zhuǎn)手紙
transfer deed stamp duty 過戶紙（轉(zhuǎn)讓）印花稅
transfer fee 過戶費
transfer form 轉(zhuǎn)手紙
transferee 承讓人；受讓人
transferor 轉(zhuǎn)讓人
translation 換算；折算
transparency 透明度
Treasuries 國庫券
treasury bond futures 國債期貨*
treasury stock 庫存股份；庫存股票；留存股票
trial balance 試算表
triangular debt 三角債
trustee 信托人 ; 受托人
turnover ratio 成交額比率
turnover velocity 交易流通速度
two-sided order 兩邊客買賣盤
"two-state" option valuation model 「二態(tài)」期權(quán)模式
two-way quote 兩邊開盤；雙邊價
UAT see user acceptance test
ups see uninterrupted power supply
ultimate beneficial holder 最終實益持有人
ultimate beneficiary 最終受益人
ultimate originator 最初發(fā)起人
umbrella fund 傘子基金
unappropriated profits 未分配溢利；未分配利潤
uncertificated shareholder 無憑證式股東
unclaimed brokerage 無人申領(lǐng)之經(jīng)紀(jì)傭金
unconditional and irrevocable guarantee 無條件及不可撤回之擔(dān)保
unconditional cash offer 無條件現(xiàn)金收購建議；無條件現(xiàn)金要約
uncovered call 無備兌認(rèn)購期權(quán)
uncovered option 無備兌期權(quán)
uncovered short selling 沒有擔(dān)保的賣空交易
underbooked 認(rèn)購不足
underlying asset 相關(guān)資產(chǎn)；指定資產(chǎn)
underlying securities 相關(guān)證券；指定證券
underlying stock 正股
Understanding Stock Options (and Their Risks)(publication) 《理解股票期權(quán)（及其風(fēng)險）》(刊物)
undersubscribed 認(rèn)購不足
underwrite 包銷；承銷*
underwriter 包銷商；承銷商*
underwriting syndicate 包銷銀團
undistributed profits 未分派溢利；未分派利潤
uneven playing field(cf level playing field) 不公平競爭
"unfair prejudice" remedy 「不公平損害」補救
unfavourable marks(CCASS) 逆差額(中央結(jié)算系統(tǒng))
unfavourable variance; unfavourable difference 逆差
Unified Exchange Compensation Fund 聯(lián)合交易所賠償基金
Uniform Cash Client's Agreement 統(tǒng)一現(xiàn)金客戶協(xié)議書
Uniform Margin Client's Agreement 統(tǒng)一保證金客戶協(xié)議書
unincorporated registered person 非成立為有限公司的注冊人士
uninterrupted power supply (ups) 不停電電源裝置；不間斷電源裝置
unit trust 單位信托基金
unitary board system 單一董事會制
universal clearing house 統(tǒng)一結(jié)算所
unregulated issuer 非受監(jiān)管發(fā)行人
unsecured loan 無抵押貸款
Vendor Electronic Filing System (VEF) 供應(yīng)商電子存檔系統(tǒng)
venture capital 創(chuàng)業(yè)基金
verification notes 核證附注
vertical spread(options) 跨價買賣(期權(quán))
very substantial acquisition 非常重大的收購事項
very substantial disposal 非常重大的出售事項
vetting 審閱
viatical settlements 保單貼現(xiàn)
Viewing Gallery 訪客廊
virtual market 虛擬市場
volatility 波幅
Volatility Scan Range (VSR) 波幅校驗范圍
WFE see World Federation of Exchanges
waiver 豁免；豁免規(guī)定
warrant 權(quán)證；認(rèn)股權(quán)證
warranty 保證
wash sale 虛賣；虛售交易；清洗交易
wasting asset(options) 消耗性資產(chǎn)(期權(quán))
Way Forward, The(publication) 《發(fā)展路向》(刊物)
Weekly Hong Kong Stock Market Statistics 《每周港股統(tǒng)計數(shù)字》
Weighted Index(Taiwan Stock Exchange) 發(fā)行量加權(quán)股價指數(shù)；加權(quán)指數(shù)
(臺灣交易所)
whitewash transaction 清洗交易
wholly-owned subsidiary 全資附屬公司
Wide Area Network 廣域網(wǎng)絡(luò)
working capital 營運資金
Working Group on Corporate Communications 公司通訊工作小組
Working Group on Corporate Governance 企業(yè)管治工作小組
Working Group on Debt Market 債券市場工作小組
Working Group on New Market Development 新市場發(fā)展工作小組
Working Group on Plain Language 淺白語言計劃工作小組
Working Group on Review of Financial Regulatory Framework for Intermediaries 中介人財務(wù)規(guī)管制度工作小組
Working Group on Review of the Financial Regulatory Framework for Licensed Corporations 檢討持牌法團財務(wù)規(guī)管制度工作小組
Working Group on Stockbroking in Hong Kong 香港證券經(jīng)紀(jì)業(yè)工作小組
Working Group on the Business Environment of the Stockbroking Industry 證券經(jīng)紀(jì)業(yè)營商環(huán)境工作小組
working order 營運買賣盤；營運指令
World Bank 世界銀行
World Federation of Exchanges (WFE) 國際證券交易所聯(lián)會
write a call option 沽出認(rèn)購期權(quán)
write a put option 沽出認(rèn)沽期權(quán)
write off 撇銷
writer(options) 賣家(期權(quán))
Yankee bond 美國本土債券；揚基債券
yield 收益率；孳息
yield curve 收益率曲線
yield to maturity 到期收益率
zero coupon bond 零息債券
zero-minus tick 維持前成交價但低于上一個差異價
zero-plus tick 維持前成交價但高于上一個差異價
zero-sum game 零和游戲
zero-trading day 零交易日
uptick 高于前成交價
uptime 正常運行比率
used market 二手市場
useful life 可用年限
user access 用戶終端設(shè)施
user acceptance test (UAT) 用戶接納測試；用戶接收測試
User ID 用戶代號
"user pay" principle 「用者自付」原則
VAT see value added tax
VEF see Vendor Electronic Filing System
VSR see Volatility Scan Range
valuation report 估值報告
value added tax (VAT) 增值稅
value of equity capital 股本價值
value-added service 增值服務(wù)
value-at-risk 風(fēng)險值；蒙受風(fēng)險的價值
valuer 估值師
variable contribution 不定額供款
variable-rate mortgage 浮息按揭
variation adjustment 變價調(diào)整
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